Found 750441 results

Name Type of Offering Accepted Date
AJB Investment Fund, LP See All Filings
D 2010-03-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001488020
Filed Document 0001488020-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Navman Wireless Holdings LP See All Filings
D 2010-01-08
Amount To Be Raised $5,000,000
Associated Brokers / Dealers N/A
CIK Number 0001408688
Filed Document 0001408688-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-01-08
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Gwynella Energy, Inc. See All Filings
D 2009-12-02
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001477433
Filed Document 0001477433-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Debt
OSTIAL SOLUTIONS LLC See All Filings
D/A 2009-10-13
Amount To Be Raised $1,600,000
Associated Brokers / Dealers N/A
CIK Number 0001345956
Filed Document 0001345956-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets Decline to Disclose
Type of Security Equity
CNLBancshares, Inc. See All Filings
D 2009-12-17
Amount To Be Raised $20,000,008
Associated Brokers / Dealers N/A
CIK Number 0001478529
Filed Document 0001478529-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-17
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Arrowgrass Equity Focus International Ltd. See All Filings
D 2010-02-17
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001483361
Filed Document 0000902664-10-000924
Exclusions or Exemptions N/A
Accepted Date 2010-02-17
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sawtooth Capital LLC See All Filings
D 2009-12-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477731
Filed Document 0001477731-09-000002
Exclusions or Exemptions 504 505
Accepted Date 2009-12-28
Type of Offering D
Industry Investment Banking
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $1,000,000
Type of Security Other
SUNRIDGE CAPITAL PARTNERS II LP See All Filings
D 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001486416
Filed Document 0001486416-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SEMPRAE LABORATORIES INC See All Filings
D 2010-02-03
Amount To Be Raised $3,106,000
Associated Brokers / Dealers N/A
CIK Number 0001446904
Filed Document 0001192482-10-000025
Exclusions or Exemptions N/A
Accepted Date 2010-02-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
SEMBIOSYS GENETICS INC See All Filings
D 2010-03-24
Amount To Be Raised $88,651
Associated Brokers / Dealers N/A
CIK Number 0001128323
Filed Document 0000912282-10-000417
Exclusions or Exemptions N/A
Accepted Date 2010-03-24
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business ALBERTA, CANADA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Prestress Engineering Co LLC See All Filings
D 2010-03-26
Amount To Be Raised $11,900,000
Associated Brokers / Dealers N/A
CIK Number 0001487972
Filed Document 0001042167-10-000097
Exclusions or Exemptions N/A
Accepted Date 2010-03-26
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Pathfinder Carmichael Investors, LLC See All Filings
D 2010-01-28
Amount To Be Raised $525,000
Associated Brokers / Dealers N/A
CIK Number 0001482393
Filed Document 0001482393-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-28
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Artistry Publications Inc See All Filings
D 2010-03-02
Amount To Be Raised $5,248,000
Associated Brokers / Dealers N/A
CIK Number 0001415592
Filed Document 0001484162-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Blackstone Real Estate Special Situations Global Feeder Fund L.P. See All Filings
D 2009-10-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001474403
Filed Document 0001474399-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Bruchside Fund III, LP See All Filings
D 2009-10-26
Amount To Be Raised $10,100,000
Associated Brokers / Dealers N/A
CIK Number 0001473852
Filed Document 0001473852-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-26
Type of Offering D
Industry Agriculture
Offering Tier N/A
Principal Place of Business IOWA
Revenue or Assets No Revenues
Type of Security Other
RCH Fayette Co-Invest Fund, L.P. See All Filings
D 2010-02-12
Amount To Be Raised $7,157,157
Associated Brokers / Dealers N/A
CIK Number 0001484171
Filed Document 0001484171-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Equity
Prism Microwave, Inc. See All Filings
D 2010-03-02
Amount To Be Raised $2,300,000
Associated Brokers / Dealers N/A
CIK Number 0001486019
Filed Document 0001486019-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
SANDRIDGE ENERGY INC See All Filings
D/A 2009-12-31
Amount To Be Raised $450,000,000
Associated Brokers / Dealers N/A
CIK Number 0001349436
Filed Document 0001349436-09-000203
Exclusions or Exemptions N/A
Accepted Date 2009-12-31
Type of Offering D/A
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business OKLAHOMA
Revenue or Assets Over $100,000,000
Type of Security Debt
Sequent Medical, Inc. See All Filings
D 2010-03-15
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001463457
Filed Document 0001463457-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
4ACCESS COMMUNICATIONS CO See All Filings
D 2010-03-11
Amount To Be Raised $6,000,000
Associated Brokers / Dealers N/A
CIK Number 0001301130
Filed Document 0001301130-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
QUATERRA RESOURCES INC See All Filings
D/A 2009-11-06
Amount To Be Raised $8,437,403
Associated Brokers / Dealers N/A
CIK Number 0001339688
Filed Document 0001339688-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-11-06
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
TWM EQUITY INCOME PARTNERSHIP L P See All Filings
D/A 2009-12-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001373863
Filed Document 0001373863-09-000014
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
CELLUFUN INC See All Filings
D 2010-02-01
Amount To Be Raised $720,000
Associated Brokers / Dealers N/A
CIK Number 0001392044
Filed Document 0001392044-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-01
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $1,000,000
Type of Security Option To Acquire
CAFC Transition Fund (a Series of Global Endowment Targeted Strategy Fund, LP) See All Filings
D 2009-12-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477900
Filed Document 0001477900-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CNZABid, Co. See All Filings
D 2009-10-07
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474196
Filed Document 0001001277-09-000167
Exclusions or Exemptions N/A
Accepted Date 2009-10-07
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Equity
GRC Global Fund LLC See All Filings
D 2009-10-22
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474762
Filed Document 0001474762-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business DISTRICT OF COLUMBIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
BROYHILL AFFINITY FUND LLC See All Filings
D 2010-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001440508
Filed Document 0001440508-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-16
Type of Offering D
Industry Investing
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Not Applicable
Type of Security Equity
Stat Health Services Inc. See All Filings
D 2009-11-20
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0001471972
Filed Document 0001471972-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-11-20
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business ARIZONA
Revenue or Assets Decline to Disclose
Type of Security Equity
Cypress Osterweis All Cap Partners LP See All Filings
D 2009-12-29
Amount To Be Raised $28,000
Associated Brokers / Dealers N/A
CIK Number 0001368272
Filed Document 0001479625-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
103 Watson Fund LLC See All Filings
D 2010-03-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001483674
Filed Document 0000892712-10-000267
Exclusions or Exemptions N/A
Accepted Date 2010-03-29
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
CPTC Institutional Investments, LP See All Filings
D 2009-10-15
Amount To Be Raised $40,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474314
Filed Document 0001474314-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-15
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Aggregate Net Asset Value
Type of Security Equity
GlobalOne Financial, Inc. See All Filings
D 2009-10-14
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474058
Filed Document 0001474058-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Buffalo Nickel Ltd Liability Co See All Filings
D 2009-11-05
Amount To Be Raised $8,500,000
Associated Brokers / Dealers N/A
CIK Number 0001474906
Filed Document 0001474906-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-11-05
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
BAUPOST LTD PARTNERSHIP 1983 A-1 See All Filings
D/A 2010-02-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000715915
Filed Document 0001336403-10-000007
Exclusions or Exemptions N/A
Accepted Date 2010-02-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
REATA PHARMACEUTICALS INC See All Filings
D 2010-02-26
Amount To Be Raised $1,972,000
Associated Brokers / Dealers N/A
CIK Number 0001358762
Filed Document 0001358762-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-26
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
CARDERO RESOURCE CORP. See All Filings
D 2009-10-14
Amount To Be Raised $68,235
Associated Brokers / Dealers N/A
CIK Number 0001303936
Filed Document 0000912282-09-001489
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Arrayit Corp See All Filings
D 2010-03-05
Amount To Be Raised $2,970,000
Associated Brokers / Dealers N/A
CIK Number 0001084507
Filed Document 0001059016-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Citerra Fund II, LLC See All Filings
D 2010-01-14
Amount To Be Raised $100,000,000
Associated Brokers / Dealers N/A
CIK Number 0001479201
Filed Document 0001479201-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-14
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets No Revenues
Type of Security Equity
BROWNS SHOE FIT CO GENERAL OFFICE INC See All Filings
D 2010-03-09
Amount To Be Raised $168,822
Associated Brokers / Dealers N/A
CIK Number 0000850851
Filed Document 0000850851-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-09
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business IOWA
Revenue or Assets Decline to Disclose
Type of Security Equity
ClearClosing, Inc. See All Filings
D 2009-12-01
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001477759
Filed Document 0001477759-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-01
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
BVI NETWORKS INC See All Filings
D 2010-01-04
Amount To Be Raised $1,499,995
Associated Brokers / Dealers N/A
CIK Number 0001429970
Filed Document 0001429970-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Rent the Runway, Inc. See All Filings
D 2010-02-24
Amount To Be Raised $15,000,175
Associated Brokers / Dealers N/A
CIK Number 0001468327
Filed Document 0001468327-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Hospital Billing & Collection Service, Ltd. See All Filings
D 2009-10-14
Amount To Be Raised $20,688,056
Associated Brokers / Dealers N/A
CIK Number 0001474373
Filed Document 0001474373-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-14
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business DELAWARE
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
Atlee Road Realty, LLC See All Filings
D 2010-03-16
Amount To Be Raised $1,545,000
Associated Brokers / Dealers N/A
CIK Number 0001487273
Filed Document 0001487273-10-000001
Exclusions or Exemptions 505
Accepted Date 2010-03-16
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Equity
Century Smid Growth Fund, LLC See All Filings
D 2009-10-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001471960
Filed Document 0001471960-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Saka Capital Liquid Credit Master Fund See All Filings
D 2010-01-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001479669
Filed Document 0001479669-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Battery Park High Yield Opportunity Strategic Fund, Ltd. See All Filings
D/A 2010-02-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457822
Filed Document 0000919574-10-001826
Exclusions or Exemptions N/A
Accepted Date 2010-02-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Fela Broadway Ltd Liability Co See All Filings
D 2009-10-30
Amount To Be Raised $11,000,000
Associated Brokers / Dealers N/A
CIK Number 0001474797
Filed Document 0001474797-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-10-30
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
ENOVA SYSTEMS INC See All Filings
D 2009-12-23
Amount To Be Raised $9,024,960
Associated Brokers / Dealers N/A
CIK Number 0000922237
Filed Document 0000922237-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-12-23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Excel Recruiting Management Corp See All Filings
D 2009-12-08
Amount To Be Raised $2,900,000
Associated Brokers / Dealers N/A
CIK Number 0001478238
Filed Document 0001478238-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-08
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $1 - $1,000,000
Type of Security Equity