Found 750441 results

Name Type of Offering Accepted Date
ADVANCED CELL TECHNOLOGY, INC. See All Filings
D 2009-12-07
Amount To Be Raised $2,777,000
Associated Brokers / Dealers N/A
CIK Number 0001140098
Filed Document 0001013762-09-002255
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets $1 - $1,000,000
Type of Security Debt
LINKS OPPORTUNISTIC FUND LP See All Filings
D/A 2009-10-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001226159
Filed Document 0001264128-09-000227
Exclusions or Exemptions N/A
Accepted Date 2009-10-05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RECP IV Co-Investors, L.P. See All Filings
D/A 2009-12-16
Amount To Be Raised N/A
Associated Brokers / Dealers N/A
CIK Number 0001463410
Filed Document 0000950103-09-003298
Exclusions or Exemptions N/A
Accepted Date 2009-12-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
BERENS GLOBAL VALUE FUND QP, L.P. See All Filings
D/A 2010-01-06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001359172
Filed Document 0000919574-10-000051
Exclusions or Exemptions N/A
Accepted Date 2010-01-06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Great Dane Properties, LLC See All Filings
D 2009-12-04
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001477952
Filed Document 0001477952-09-000001
Exclusions or Exemptions 504
Accepted Date 2009-12-04
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
KYNIKOS OPPORTUNITY FUND II LP See All Filings
D/A 2010-03-15
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001277010
Filed Document 0001144204-10-013457
Exclusions or Exemptions N/A
Accepted Date 2010-03-15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EID PASSPORT INC See All Filings
D 2009-12-18
Amount To Be Raised $2,619,999
Associated Brokers / Dealers N/A
CIK Number 0001337807
Filed Document 0001337807-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-12-18
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OREGON
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
SUNONE CLIMATE SOLUTIONS LLC See All Filings
D 2009-10-22
Amount To Be Raised $1,100,000
Associated Brokers / Dealers N/A
CIK Number 0001475043
Filed Document 0001140361-09-023764
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEBRASKA
Revenue or Assets Decline to Disclose
Type of Security Equity
Nimbus Weather Fund LP See All Filings
D/A 2009-10-21
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001347971
Filed Document 0001393725-09-000168
Exclusions or Exemptions N/A
Accepted Date 2009-10-21
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business BERMUDA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Beryllium, LLC See All Filings
D 2009-12-04
Amount To Be Raised $4,000,142
Associated Brokers / Dealers N/A
CIK Number 0001478027
Filed Document 0001478027-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-04
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets No Revenues
Type of Security Equity
Emerald Acquisition CORP See All Filings
D 2009-11-03
Amount To Be Raised $20,000,000
Associated Brokers / Dealers N/A
CIK Number 0001368196
Filed Document 0001144204-09-056471
Exclusions or Exemptions N/A
Accepted Date 2009-11-03
Type of Offering D
Industry Agriculture
Offering Tier N/A
Principal Place of Business CHINA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Equity
RedPrairie Holding, Inc. See All Filings
D 2010-03-31
Amount To Be Raised $1,339,520
Associated Brokers / Dealers N/A
CIK Number 0001476750
Filed Document 0001476750-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-31
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Over $100,000,000
Type of Security Equity
Reverse Medical Corp See All Filings
D 2010-03-01
Amount To Be Raised $15,000,000
Associated Brokers / Dealers N/A
CIK Number 0001415499
Filed Document 0001415499-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-01
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Taconic Capital Partners 1.5 L.P. See All Filings
D/A 2010-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001456541
Filed Document 0001456541-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
FireScope Inc See All Filings
D/A 2009-11-25
Amount To Be Raised $1,499,999
Associated Brokers / Dealers N/A
CIK Number 0001405606
Filed Document 0000912282-09-001720
Exclusions or Exemptions N/A
Accepted Date 2009-11-25
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Rave Investments, LLC See All Filings
D 2009-12-29
Amount To Be Raised $143,588,671
Associated Brokers / Dealers N/A
CIK Number 0001479667
Filed Document 0001479667-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-29
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Faculte, Inc. See All Filings
D/A 2009-10-26
Amount To Be Raised $2,998,932
Associated Brokers / Dealers N/A
CIK Number 0001462949
Filed Document 0001462949-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-10-26
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
SUPERGEN INC See All Filings
D 2009-11-03
Amount To Be Raised $3,000,000
Associated Brokers / Dealers N/A
CIK Number 0000919722
Filed Document 0000919722-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-03
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Sterling Stamos Fixed Income Fund - Diversified, L.P. See All Filings
D/A 2010-02-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001459365
Filed Document 0000902664-10-001148
Exclusions or Exemptions N/A
Accepted Date 2010-02-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
VIRIDIAN FUND, LTD. See All Filings
D/A 2010-03-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001463481
Filed Document 0001463481-10-000006
Exclusions or Exemptions N/A
Accepted Date 2010-03-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SKYLANDS SPECIAL INVESTMENT II LLC See All Filings
D/A 2010-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001326171
Filed Document 0001326171-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Equity
Twin Haven Special Opportunities Fund II, L.P. See All Filings
D/A 2010-02-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001476067
Filed Document 0001429755-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-02-11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Conning Holdings Corp. See All Filings
D 2009-12-30
Amount To Be Raised $8,600,000
Associated Brokers / Dealers N/A
CIK Number 0001480044
Filed Document 0001480044-10-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-30
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
Connected Lyfe, Inc. See All Filings
D 2010-03-11
Amount To Be Raised $950,000
Associated Brokers / Dealers N/A
CIK Number 0001486612
Filed Document 0001010412-10-000046
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets No Revenues
Type of Security Equity
Chartwell Value Opportunities, L.P. See All Filings
D 2009-10-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001475414
Filed Document 0001019056-09-001056
Exclusions or Exemptions N/A
Accepted Date 2009-10-28
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
GreatCall, Inc. See All Filings
D 2009-10-22
Amount To Be Raised $107,100
Associated Brokers / Dealers N/A
CIK Number 0001408404
Filed Document 0001408404-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-10-22
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
SANUWAVE Health, Inc. See All Filings
D 2010-03-11
Amount To Be Raised $400,000
Associated Brokers / Dealers N/A
CIK Number 0001417663
Filed Document 0001209191-10-016561
Exclusions or Exemptions N/A
Accepted Date 2010-03-11
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
GMO EMERGING COUNTRY DEBT, L.P. See All Filings
D/A 2010-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001011257
Filed Document 0001463229-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Rippowam Investment Fund, L.P. See All Filings
D/A 2010-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001424924
Filed Document 0001424924-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy II Onshore Fund LLC See All Filings
D/A 2010-03-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001336837
Filed Document 0001336837-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-24
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SW Refish Reef 3-D Prospect See All Filings
D 2009-12-07
Amount To Be Raised $2,297,200
Associated Brokers / Dealers N/A
CIK Number 0001478130
Filed Document 0001478130-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-12-07
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets No Revenues
Type of Security Other
SKYLANDS QUEST LLC See All Filings
D/A 2010-03-04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001308939
Filed Document 0001308939-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Equity
VIRTUSTREAM INC See All Filings
D/A 2010-01-13
Amount To Be Raised $342,925
Associated Brokers / Dealers N/A
CIK Number 0001455823
Filed Document 0001455823-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-01-13
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Equity
RADIAGENT LLC See All Filings
D/A 2009-11-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001449068
Filed Document 0001449068-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-11-05
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business TENNESSEE
Revenue or Assets Not Applicable
Type of Security Equity
SCANSCOUT INC See All Filings
D/A 2009-10-19
Amount To Be Raised $8,520,300
Associated Brokers / Dealers N/A
CIK Number 0001364205
Filed Document 0001364205-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-10-19
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets Decline to Disclose
Type of Security Equity
CTA Choice LH2O See All Filings
D 2010-01-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001477264
Filed Document 0001477264-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-01-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
CT CL I Equity, LLC See All Filings
D 2010-02-23
Amount To Be Raised $3,525,050
Associated Brokers / Dealers N/A
CIK Number 0001484964
Filed Document 0001484964-10-000001
Exclusions or Exemptions 505
Accepted Date 2010-02-23
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
ULTRA OC LTD See All Filings
D/A 2010-03-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001422724
Filed Document 0001422724-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-31
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LOVE LOSS PRODUCTION Co LLC See All Filings
D/A 2009-10-13
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001471828
Filed Document 0001471828-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-10-13
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $1,000,000
Type of Security Other
OnTrack Imaging, Inc. See All Filings
D 2010-02-04
Amount To Be Raised $500,000
Associated Brokers / Dealers N/A
CIK Number 0001481096
Filed Document 0001481096-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-02-04
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Anterion Therapeutics, Inc. See All Filings
D 2010-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001485558
Filed Document 0001485558-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets No Revenues
Type of Security Equity
RhinoSystems, Inc. See All Filings
D 2010-03-30
Amount To Be Raised $1,980,000
Associated Brokers / Dealers N/A
CIK Number 0001488086
Filed Document 0001488086-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-30
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
Endurance Gold Corp See All Filings
D 2009-11-04
Amount To Be Raised $558,360
Associated Brokers / Dealers N/A
CIK Number 0001368939
Filed Document 0001176256-09-000983
Exclusions or Exemptions N/A
Accepted Date 2009-11-04
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
PFL CORPORATE ACCOUNT ONE See All Filings
D 2010-03-02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001132469
Filed Document 0001132469-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-02
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business IOWA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
JPMorgan Global Access Portfolio LLC See All Filings
D/A 2009-12-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001415522
Filed Document 0001415522-09-000009
Exclusions or Exemptions N/A
Accepted Date 2009-12-14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Petromanas Energy Inc. See All Filings
D 2010-03-03
Amount To Be Raised $1,995,209
Associated Brokers / Dealers N/A
CIK Number 0001486084
Filed Document 0001486084-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-03
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets No Revenues
Type of Security Equity
Aria Opportunity Fund, Ltd. See All Filings
D 2010-03-05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001486212
Filed Document 0000902664-10-001693
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SCIENTIFIC MEDIA, INC. See All Filings
D 2010-03-05
Amount To Be Raised $1,200,000
Associated Brokers / Dealers N/A
CIK Number 0001486486
Filed Document 0001486486-10-000001
Exclusions or Exemptions N/A
Accepted Date 2010-03-05
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Not Applicable
Type of Security Equity
Twin Red Fund, LP See All Filings
D/A 2010-03-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001435804
Filed Document 0001435804-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-10
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $1 - $5,000,000
Type of Security Equity
ARCION THEREAPEUTICS INC See All Filings
D 2010-01-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001421000
Filed Document 0001421000-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-01-29
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets Decline to Disclose
Type of Security Debt