Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GroupZoom Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Global Rates Trading Fund, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001582115 Filed Document 0001582115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FS Communities LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614049 Filed Document 0000935836-14-000445 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TERRACE SOFTWARE, INC. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001471566 Filed Document 0001471566-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SKYLANDS QUEST LLC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC CIK Number 0001308939 Filed Document 0001308939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Omni Event Fund Ltd See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614542 Filed Document 0001614559-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WHIREP III REIT INC. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, LORI MAYFIELD, SCOTT HARRISON, PATRICK J. WHELCHEL, and PHYLISS J. BECK CIK Number 0001614668 Filed Document 0001614668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Magee #1H Joint Venture See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,359,855 Associated Brokers / Dealers NA CIK Number 0001614663 Filed Document 0001614663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
OurCrowd (Investment in Cimagine) L.P. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001614390 Filed Document 0001614388-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
MAGNA UMBRELLA FUND PLC / MAGNA EASTERN EUROPEAN FUND See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361750 Filed Document 0000943663-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Checkpoint Surgical, LLC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001473347 Filed Document 0001473347-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GoodLux Technology, LLC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001587849 Filed Document 0001587849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Jeereddi II, LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534850 Filed Document 0001315863-14-000457 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rabs-Fund, a series of Angel Funds, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $153,500 Associated Brokers / Dealers N/A CIK Number 0001614487 Filed Document 0001614487-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eco-Shift Power Corp. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0000885475 Filed Document 0001493152-14-002242 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
StudyCue, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001545131 Filed Document 0001545131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Regulus Solutions Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $37,200 Associated Brokers / Dealers N/A CIK Number 0001614520 Filed Document 0001614520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
BRF HIGH VALUE, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371785 Filed Document 0000919574-14-004115 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consonance Private Equity, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $353,625,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001568306 Filed Document 0001140361-14-029541 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HW OIL HOLDINGS, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001614395 Filed Document 0001614395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
St. Hugh's Capital Partners, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614327 Filed Document 0001614327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000359 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Private Equity 2014 LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613355 Filed Document 0001613355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Krensavage Offshore Fund, Ltd. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid-Continent Securities Advisors and Silver Leaf Partners, LLC CIK Number 0001613970 Filed Document 0001613970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAPIC Sector (SPC) See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615211 Filed Document 0001615211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ptolemy Energy Holdings LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614078 Filed Document 0000935836-14-000446 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mariner Global Rates Trading Fund, Ltd. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001582094 Filed Document 0001582115-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Skyline Medical Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $733,174 Associated Brokers / Dealers N/A CIK Number 0001446159 Filed Document 0001144204-14-044743 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Mobiquity Technologies, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CAVU Securities LLC CIK Number 0001084267 Filed Document 0001468128-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Faraday Pharmaceuticals, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $6,507,274 Associated Brokers / Dealers N/A CIK Number 0001614107 Filed Document 0001614107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
abetterfinancialplan.com LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001614353 Filed Document 0001614353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND VI, L.P. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001502017 Filed Document 0001502017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zimtu Capital Corp. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $148,150 Associated Brokers / Dealers N/A CIK Number 0001551424 Filed Document 0001085037-14-000085 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-14-000361 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HARBOUR HOLDINGS LTD. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED and ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC CIK Number 0001124725 Filed Document 0001124725-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Apploi - II) L.P. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $810,400 Associated Brokers / Dealers N/A CIK Number 0001614388 Filed Document 0001614388-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
PC Summerlake, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614433 Filed Document 0001614433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pam & Gela, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001614468 Filed Document 0001614468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skai, Inc. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001524718 Filed Document 0001015325-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487400 Filed Document 0001012975-14-000486 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Jeereddi I, LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451459 Filed Document 0001315863-14-000456 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENNETT OFFSHORE RESTRUCTURING FUND INC See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314686 Filed Document 0000919574-14-004114 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevated Value Focus LP See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497826 Filed Document 0001497826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Quantitative Equity Overseas, Ltd. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494130 Filed Document 0001012975-14-000487 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Zentila, Inc. See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001575736 Filed Document 0001376474-14-000257 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
KSF Holdings LLP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614342 Filed Document 0001614342-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Topspin Partners II, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613075 Filed Document 0001140361-14-029127 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA US Equity Fund, LP See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614327-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Alpha Europe Long Only Offshore Fund Ltd. See All Filings	D/A	2014-07-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438743 Filed Document 0000902664-14-003281 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE AT ARCADIA GLEN, LLC See All Filings	D	2014-07-23 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001613599 Filed Document 0001613599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity