Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LOEB ARBITRAGE FUND See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Fruitman, J. Patrick Kearns, Jeffrey S. Cohen, Carl Cascio, Jr., Said M. Armutcuoglu, and Joanne Zerillo CIK Number 0000829200 Filed Document 0000902664-14-003178 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCP GLOBAL INVESTMENT FUND A LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458536 Filed Document 0001458536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jupiter LP Side Coinvest LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $12,950,000 Associated Brokers / Dealers N/A CIK Number 0001613088 Filed Document 0001613089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97G, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613850 Filed Document 0000950142-14-001584 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Financial Venture Fund (Onshore), L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613854 Filed Document 0001140361-14-028491 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Capital Partners Growth Investors L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613339 Filed Document 0001613339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WemoMedia, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001545520 Filed Document 0001545520-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROIM Acquisition Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $10,809,689 Associated Brokers / Dealers N/A CIK Number 0001614206 Filed Document 0001181431-14-027582 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silvery Lupine Fund, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613647 Filed Document 0001613647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMSPV, LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $109,157,000 Associated Brokers / Dealers N/A CIK Number 0001613679 Filed Document 0001019056-14-000914 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emergency Service Physicians, P.L.L.C. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $463,291 Associated Brokers / Dealers N/A CIK Number 0001562134 Filed Document 0001562134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHARLOTTE RESOURCES LTD. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $233,956 Associated Brokers / Dealers N/A CIK Number 0001614036 Filed Document 0001183740-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Enhanced Long/Short Equity Fund (TI), L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523907 Filed Document 0001523907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidWare Labs, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001462338 Filed Document 0001462338-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CARITAS ROYALTIES FUND (BERMUDA) LTD. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460288 Filed Document 0001460288-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
York European Strategic Investors Fund Ltd See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613303 Filed Document 0001144204-14-043004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, and JEFFERIES LLC CIK Number 0001593947 Filed Document 0001613349-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $9,229,856 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $74,029,358 Associated Brokers / Dealers William Lynch CIK Number 0001135856 Filed Document 0001135856-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INFINIUM, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001484679 Filed Document 0001484679-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CarVal Global Credit Fund B LP See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613726 Filed Document 0000902664-14-003154 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CSP Investments, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,407,000 Associated Brokers / Dealers N/A CIK Number 0001470315 Filed Document 0001470315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pediatric Bioscience, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594462 Filed Document 0000897069-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tecoma Capital, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580032 Filed Document 0001013594-14-000514 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
Cavan Select Fund LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605063 Filed Document 0000913849-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIAA-CREF ASSET MANAGEMENT CORE PROPERTY FUND L P See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TEACHERS PERSONAL INVESTORS SERVICES INC CIK Number 0001378575 Filed Document 0001378575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW GENERATION LIMITED PARTNERSHIP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936557 Filed Document 0000945621-14-000199 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Staple Street Global Opportunities Fund, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580067 Filed Document 0001315863-14-000448 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER AI LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300115 Filed Document 0001458536-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDI Garnet, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers None CIK Number 0001612467 Filed Document 0001612467-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Huizenga Public Equities Portfolio, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580321 Filed Document 0001580321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duetto Research, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $15,999,999 Associated Brokers / Dealers N/A CIK Number 0001565601 Filed Document 0000905718-14-000431 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TST Media, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $28,999,988 Associated Brokers / Dealers N/A CIK Number 0001466135 Filed Document 0001466135-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001613349-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Orthopedic Technologies, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Viscogliosi & Company, LLC CIK Number 0001594517 Filed Document 0001594517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Westminster Financial Companies, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers L. Miles Brazie CIK Number 0001551606 Filed Document 0001551606-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MTPV Power Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $11,262,964 Associated Brokers / Dealers N/A CIK Number 0001538859 Filed Document 0001538859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NETBASE SOLUTIONS INC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $15,992,540 Associated Brokers / Dealers N/A CIK Number 0001456554 Filed Document 0001456554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ice Farm Global Fund, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613744 Filed Document 0001613744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441020 Filed Document 0000902664-14-003141 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Domestic Fund LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478312 Filed Document 0000902664-14-003139 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cryder Capital Partners Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612964 Filed Document 0000945621-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rithmio, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001612439 Filed Document 0001612439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Treasure Valley Urology Services LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $45,321 Associated Brokers / Dealers N/A CIK Number 0001289828 Filed Document 0001289828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INERGETICS INC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000072170 Filed Document 0001609410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ROIM Acquisition Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,190,494 Associated Brokers / Dealers N/A CIK Number 0001614206 Filed Document 0001181431-14-027583 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Campus Quad, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SkinFix Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,094,894 Associated Brokers / Dealers N/A CIK Number 0001610554 Filed Document 0001610554-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Vernon Securities Lending Trust See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338268 Filed Document 0000894189-14-003153 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund