Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394099 Filed Document 0001394099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MJIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $26,250 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blackbird Vineyards, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001621909 Filed Document 0001621909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
L2 Summit Fund, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623593 Filed Document 0001623593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Comprehensive Oncology, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $594,000 Associated Brokers / Dealers N/A CIK Number 0001623041 Filed Document 0001623041-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WTF BRANDON OPCO LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001622615 Filed Document 0001622615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Eric D. Wittenmyer, Various Agents, Glenn A. Fishman, John A. Whittemore, Myrteel M. Ward, Donald G. Petrie, Carl S. Feen, Gary B. Block, Various Agents, and Various Agents CIK Number 0000728240 Filed Document 0000728240-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ben Franklin Physicians IPA, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $66,000 Associated Brokers / Dealers N/A CIK Number 0001622870 Filed Document 0001014100-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Anchorage Short Credit Offshore Fund Ltd See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387271 Filed Document 0001387271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP LoDo, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers Amir Shah and Scott W. Wyler CIK Number 0001618235 Filed Document 0001618235-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Edesia Dynamic Agriculture Fund LP See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551429 Filed Document 0000902664-14-004136 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LBN China Plus Opportunity Fund L.P. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001621923 Filed Document 0001621923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRA REALTY RESOURCES INC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001095974 Filed Document 0001095974-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LumaStream Florida Fund, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001622147 Filed Document 0001181431-14-034705 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
3G Capital Partners L.P. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589624 Filed Document 0001589624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATION ECONOMY Corp See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,760,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001563004 Filed Document 0001563004-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Great Lakes Capital Fund for Housing Limited Partnership 29 See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001623907 Filed Document 0001623907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Real Estate Partners IV, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621440 Filed Document 0001621440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Pillars4Life, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,105,700 Associated Brokers / Dealers N/A CIK Number 0001549214 Filed Document 0001250853-14-000129 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOLIC Capital Partners, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001622350 Filed Document 0001622350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UGOTOIL Corp See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Ralph Piccarelli CIK Number 0001622835 Filed Document 0001622835-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
Sympara Medical, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $5,547,053 Associated Brokers / Dealers N/A CIK Number 0001573480 Filed Document 0001573480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mutoro Group Partners, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622722 Filed Document 0001622722-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Splash Beverage Group, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550884 Filed Document 0000948830-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Production Wastewater Recycling, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001622805 Filed Document 0000950138-14-000715 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BCP ENERGY SERVICES FUND, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001620882 Filed Document 0001620882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MID Labs Ltd. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001622942 Filed Document 0001622942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Baxter Street Offshore Fund, Ltd. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622034 Filed Document 0001622034-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Various Agents CIK Number 0000728240 Filed Document 0000728240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
TREVI SYSTEMS INC. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Colorado Financial Services Corporation CIK Number 0001510171 Filed Document 0001510171-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BSREP CARS Co-Invest Pooling L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001621950 Filed Document 0001621950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
21111 Wood Ave, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001623085 Filed Document 0001623089-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chronos Resources Ltd. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $224,215 Associated Brokers / Dealers National Bank Fianncial Inc., FirstEnergy Capital Corp., and GMP Securities L.P. CIK Number 0001623078 Filed Document 0001140361-14-038900 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Private Equity XIV Fund See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616762 Filed Document 0001144204-14-062418 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Kevin Bachler CIK Number 0001135856 Filed Document 0001135856-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mawson Resources Ltd See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,793,454 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PERCEIVANT, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565499 Filed Document 0001565499-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
XAMBALA Inc See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001214863 Filed Document 0001214863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
International Stem Cell CORP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers H.C.Wainwright and Co. LLC CIK Number 0001355790 Filed Document 0001209191-14-064467 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Safe Fleet Investments LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,052,000 Associated Brokers / Dealers N/A CIK Number 0001622260 Filed Document 0001622259-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PCM Companies, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $13,500,891 Associated Brokers / Dealers N/A CIK Number 0001507685 Filed Document 0001507685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Noodle Canyon # 1 Joint Venture See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001622845 Filed Document 0001622845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
HedgeForum Metacapital, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001592511 Filed Document 0001592511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,579,082 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005207 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
FANZO, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Earth Wind & Fire Fund Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475825 Filed Document 0001475825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TARANIS RESOURCES INC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $24,310 Associated Brokers / Dealers N/A CIK Number 0001377524 Filed Document 0001183740-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Senzar Healthcare International Fund, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599876 Filed Document 0000919574-14-005835 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund