Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Paradigm Credit Corp See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Coferon, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fashion Project, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $12,793,997 Associated Brokers / Dealers N/A CIK Number 0001623248 Filed Document 0001623248-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Agriculture Holdings, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $541,700 Associated Brokers / Dealers N/A CIK Number 0001622944 Filed Document 0000950142-14-002088 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
MetLife Insurance CO of Connecticut See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Kirk L. Penland, Thomas J. Hummer, Stanley F. Eckert, Samir H. Sheth, and Steven W. Broadbent CIK Number 0000733076 Filed Document 0000937834-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
ROKU, INC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001428439 Filed Document 0001428439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indiana ES, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623089 Filed Document 0001623089-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EL CAPITAN PRECIOUS METALS INC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001135202 Filed Document 0001288230-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Vastrm, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560412 Filed Document 0001560412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MJIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Kotak Global Funds See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495848 Filed Document 0001495848-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 18, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001621533 Filed Document 0001621533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Sustainable Insight US Equities Fund, Ltd. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581301 Filed Document 0001581301-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ablative Solutions, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Jaguar Growth Partners LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586789 Filed Document 0001586789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DataOceans, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001531368 Filed Document 0001531368-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha 2X Fund Ltd. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501267 Filed Document 0000902664-14-004133 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Right PSI, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622970 Filed Document 0001622970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
GL GOLD INCOME FUND LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001623038 Filed Document 0001623038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Nano Terra, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001507409 Filed Document 0001507409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PW Properties, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622929 Filed Document 0001622929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
Lone Star Value Co-Invest II, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001622493 Filed Document 0001622493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METLIFE INVESTORS USA INSURANCE CO See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William J. Lynch III CIK Number 0001201648 Filed Document 0000937834-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
MJIC, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-14-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cyber Reliant Corp. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001573416 Filed Document 0001573416-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Kotak India Focus Fund II See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001496721 Filed Document 0001496721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Box Equities 2, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001623011 Filed Document 0001623011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Incoba LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001618949 Filed Document 0001618949-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GLOBAL INVESTMENT OPPORTUNITIES FUND LTD See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001261182 Filed Document 0001261182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epic Real Estate Partners I, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623080 Filed Document 0001623080-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Kaplan Benefits Group, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $54,700 Associated Brokers / Dealers N/A CIK Number 0001623072 Filed Document 0001623072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Una Luna Verde, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,665,000 Associated Brokers / Dealers N/A CIK Number 0001623297 Filed Document 0001019687-14-003946 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
AXIM BIOTECHNOLOGIES, INC. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514946 Filed Document 0001140361-14-038813 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Epic Real Estate Partners I (Sponsor), L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623079 Filed Document 0001623079-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Immy Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers NONE CIK Number 0001512992 Filed Document 0001512992-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Mirantis, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $101,215,177 Associated Brokers / Dealers N/A CIK Number 0001578518 Filed Document 0001578518-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scholarship Solutions, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001620519 Filed Document 0001620519-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Judge Properties, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Judge Properties, LLC CIK Number 0001621211 Filed Document 0001621211-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO B See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001613240 Filed Document 0000919574-14-005856 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Special Opportunities Fund II, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001622832 Filed Document 0000950142-14-002086 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
e-SENS, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596148 Filed Document 0001596148-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PAM GLOBAL DIVERSIFIED FUND LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UHLMANN PRICE SECURITIES, LLC, Wells Fargo Advisors, LLC, and Stephens, Inc. CIK Number 0001453364 Filed Document 0001453364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-14-004132 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texzon Utilities, LTD See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611321 Filed Document 0001611321-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Columbia Partners Private Capital Holdings, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001621693 Filed Document 0001621693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhiteSpruce Fund LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622811 Filed Document 0001622811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Far View Partners, L.P. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530195 Filed Document 0001530195-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund