Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New York Credit SBIC Fund, L.P. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $85,500,000 Associated Brokers / Dealers N/A CIK Number 0001621823 Filed Document 0001192482-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plenasalus LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623282 Filed Document 0001623282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
East Side Endoscopy, L.L.C. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $287,655 Associated Brokers / Dealers N/A CIK Number 0001628946 Filed Document 0001628946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tensile-SSL Corporate Holdings, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001623434 Filed Document 0001623434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heatwurx, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $6,388,912 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qubit Fund, L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530829 Filed Document 0001530829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937834 Filed Document 0000937834-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Syros Pharmaceuticals, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $53,149,996 Associated Brokers / Dealers N/A CIK Number 0001556263 Filed Document 0001556263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Exchange Place LP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001623075 Filed Document 0001140361-14-039002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corre Opportunities Fund, LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001468086 Filed Document 0001468086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Data Solutions, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,196,122 Associated Brokers / Dealers N/A CIK Number 0001623628 Filed Document 0001623628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DIH VALLEY RANCH LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $13,661,111 Associated Brokers / Dealers N/A CIK Number 0001623273 Filed Document 0001623273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2611 CWD Net Lease I REIT See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001621929 Filed Document 0001621929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (Cayman), L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589121 Filed Document 0000950103-14-007395 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyclops I LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622812 Filed Document 0001622812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Polar Power, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622345 Filed Document 0001622345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rimidi Diabetes, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,228,560 Associated Brokers / Dealers N/A CIK Number 0001556272 Filed Document 0001556272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Small Cap Equity Trust See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001533658 Filed Document 0001533658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000062 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Advanced Endoscopy Center, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $767,704 Associated Brokers / Dealers N/A CIK Number 0001623971 Filed Document 0001623971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumalon LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001610285 Filed Document 0001610285-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub Q4E LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $715,050 Associated Brokers / Dealers N/A CIK Number 0001623043 Filed Document 0001623043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Eco-Hotel Investment Fund, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623563 Filed Document 0001623563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EMSO US Ltd. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597647 Filed Document 0001597647-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTS8 COFFEE COMPANY, LTD. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $139,500 Associated Brokers / Dealers N/A CIK Number 0001499361 Filed Document 0001056520-14-000186 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
First Growth Capital Partners LP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622997 Filed Document 0001622997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001589418 Filed Document 0001589418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPEV, INC. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Drexel Hamilton and Monarch Bay Securities, LLC CIK Number 0001399352 Filed Document 0001477932-14-005616 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tailwind Capital Partners II (AI), L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589142 Filed Document 0000950103-14-007396 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
METROPOLITAN LIFE INSURANCE CO See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, David F. Byers, Jr., Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EUROPEAN INVESTORS WORLD GROUP TRUST - EII WORLD FUND See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440839 Filed Document 0001440839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Fund LLC See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-001238 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syntimmune, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $26,000,002 Associated Brokers / Dealers N/A CIK Number 0001622964 Filed Document 0001622964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRESCOTT INTERNATIONAL PARTNERS L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236419 Filed Document 0001144204-14-062681 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Satori Alpha, LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548214 Filed Document 0001548214-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEDGE STRATEGY FUND NON-QP LLC See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370040 Filed Document 0001370040-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge M Institutional, LLC See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502827 Filed Document 0001502827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Dash Radio, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622871 Filed Document 0001622871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COVALENT CAPITAL PARTNERS (OFFSHORE) L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001369340 Filed Document 0001622695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Box Group, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $13,900,000 Associated Brokers / Dealers N/A CIK Number 0001562061 Filed Document 0001562061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMSO Ltd. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001597653 Filed Document 0001597647-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bostwick Compound LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380635 Filed Document 0000919574-14-005894 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Connor Global Multi-Strategy Alpha (Levered) Ltd See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558538 Filed Document 0001558538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEAVENSTONE CORP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,570 Associated Brokers / Dealers N/A CIK Number 0001624025 Filed Document 0001010549-14-000564 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pacific Proton Therapy Regional Center, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Overseas Chinese Immigration Consulting Ltd CIK Number 0001622343 Filed Document 0001622343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Covalent Capital Partners, LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001456168 Filed Document 0001622695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sovereign Exploration Company, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623110 Filed Document 0001623110-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Blue Blaze Brewing, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers None CIK Number 0001623325 Filed Document 0001623325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Higher Moment Capital Opportunities, LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550039 Filed Document 0000902664-14-004149 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458408 Filed Document 0001458408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund