Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Digi Outdoor Media Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SPENCER EDWARDS INC CIK Number 0001615986 Filed Document 0001615986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Delos Living, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001588390 Filed Document 0001140361-14-032087 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Earnest Series, a Series of LPE, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558414 Filed Document 0001558414-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OZ Structured Products Overseas Feeder Fund, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527216 Filed Document 0001458144-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formic Master Opportunities Fund (Domestic) LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616013 Filed Document 0000919574-14-004312 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telative, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616173 Filed Document 0001616173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
El Paso Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616143 Filed Document 0001616120-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TFG Apollo Drive REIT, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001616016 Filed Document 0001616016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Texxon Oil Corp See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616464 Filed Document 0001616464-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
KB Deptford Township, DST See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001616210 Filed Document 0001616210-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
US Office Development Program, L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615994 Filed Document 0001615994-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Partners LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616229 Filed Document 0000902664-14-003422 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
E-8 Feeholder, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001597431 Filed Document 0001616120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN VALUE PARTNERS III, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers HEITMAN SECURITIES LLC, AJAY SHARMA, and RICHARD KATELEY CIK Number 0001583809 Filed Document 0001583809-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Blackstone Energy Partners II Onshore Feeder Fund LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001616254 Filed Document 0001140361-14-031440 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UIP 3501 Invest, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001615810 Filed Document 0001615810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Gevo, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $63,108,000 Associated Brokers / Dealers N/A CIK Number 0001392380 Filed Document 0001612478-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MEDAWARE SOLUTIONS, INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615617 Filed Document 0001615617-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CPG Alternative Strategies Fund, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001498178 Filed Document 0001498178-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Mezzanine Fund V SBIC, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CrossBay Capital Partners LLC CIK Number 0001581123 Filed Document 0001581123-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Solus Opportunities Fund 1 LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583100 Filed Document 0000902664-14-003383 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Place Energy Corp. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $2,247,500 Associated Brokers / Dealers Canaccord Genuity Corp CIK Number 0001310982 Filed Document 0001432453-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Anandar Event Opportunities Fund LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614626 Filed Document 0000919574-14-004300 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCI Incentive, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616201 Filed Document 0001616201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silatronix, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $4,205,582 Associated Brokers / Dealers N/A CIK Number 0001548260 Filed Document 0000897069-14-000350 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Roaring Fork Offshore Fund, Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575398 Filed Document 0001315863-14-000475 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Asia Fund Ltd See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450968 Filed Document 0001450969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloSys Corp See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001406794-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Quantitative Global 3X Fund, Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001471591 Filed Document 0001315863-14-000479 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roaring Fork Fund, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575396 Filed Document 0001315863-14-000474 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaunchTime Alpha Associates LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $9,999,000 Associated Brokers / Dealers N/A CIK Number 0001616075 Filed Document 0001616075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trove Capital LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572268 Filed Document 0000919574-14-004304 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livonia Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001616144 Filed Document 0001616120-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Commodities Segregated Portfolio, a Segregated Portfolio of Lighthouse Strategies Fund SPC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558909 Filed Document 0001558414-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIVULET CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547427 Filed Document 0000919574-14-004311 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Structured Products Domestic Partners, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527118 Filed Document 0001458144-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShoutQ, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615996 Filed Document 0001615996-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lighthouse SRI Global Long/Short Fund Ltd See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Slocum & Associates, Inc. CIK Number 0001573887 Filed Document 0001573887-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Donor Egg Bank USA, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $528,000 Associated Brokers / Dealers N/A CIK Number 0001523194 Filed Document 0001523194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Simmons Equipment Co See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574000 Filed Document 0001574000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Two Creeks Capital Offshore Fund, Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616238 Filed Document 0000902664-14-003421 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J1S Energy, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001601295 Filed Document 0001601295-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
US Office Development Program-A, L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615995 Filed Document 0001615994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VBI VACCINES INC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $36,356,807 Associated Brokers / Dealers N/A CIK Number 0000704159 Filed Document 0001437749-14-014801 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-14-000351 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SalesLoft, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PaxVax, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $35,479,182 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbank Resources Ltd. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001570895 Filed Document 0001176256-14-000335 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Impala Select Fund Ltd. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555849 Filed Document 0001140361-14-031463 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arsanis, Inc. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001501697 Filed Document 0001501697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity