Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
5i Sciences, Inc. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $2,955,000 Associated Brokers / Dealers LUCID GROUP, LLC CIK Number 0001591087 Filed Document 0001615928-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RMPP II, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001608194 Filed Document 0001608194-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
m2M Strategies, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001616396 Filed Document 0001616396-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FFP Lending Allocation, LLC See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001467347 Filed Document 0001467347-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Debt
CSRA MOB Portfolio I, DST See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $18,662,000 Associated Brokers / Dealers N/A CIK Number 0001615349 Filed Document 0001615349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Classic Lamp Parts, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Not Applicable CIK Number 0001616433 Filed Document 0001616433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CENTRAL RESOURCES CORP. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $21,657 Associated Brokers / Dealers N/A CIK Number 0001476594 Filed Document 0001183740-14-000234 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SIMBA ENERGY INC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $4,720,171 Associated Brokers / Dealers N/A CIK Number 0001613144 Filed Document 0001613144-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Spearhead Insurance Solutions IDF, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001616070 Filed Document 0001616070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RDG Capital Offshore Fund Ltd. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001615825 Filed Document 0000919574-14-004321 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmapros, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616902 Filed Document 0001616902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RCP Fund IX, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Krave Pure Foods, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001523995 Filed Document 0001523995-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DICTUM HEALTH, INC. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616436 Filed Document 0001140361-14-031827 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appuri, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001616240 Filed Document 0001616240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CORNERSTONE FINANCE Co See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089560 Filed Document 0001089560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
PSC Credit Opportunities II (USD) Feeder, LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001612501 Filed Document 0001181431-14-028809 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Landscape Illiquid Fund II, LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers N/A CIK Number 0001614681 Filed Document 0001614681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROUND TABLE INTEREST RATE FUND, LTD See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425703 Filed Document 0000902664-14-003405 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmony VIII, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615768 Filed Document 0001140361-14-031877 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Growstone, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542430 Filed Document 0001542430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568923-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Poplar Point Investors, LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001615143 Filed Document 0001140361-14-031644 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
78 4th Avenue LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614235 Filed Document 0001614235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Capital Energy Fund I, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582959 Filed Document 0001582959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Casper Sleep Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $13,100,000 Associated Brokers / Dealers N/A CIK Number 0001598674 Filed Document 0001598674-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nascent Objects, Inc. See All Filings	D	2014-08-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001615556 Filed Document 0001615556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rampart Capital, L.P. See All Filings	D/A	2014-08-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001059170 Filed Document 0001095449-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-08-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRITS Capital Partners, LP See All Filings	D/A	2014-08-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577473 Filed Document 0001577473-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Strategic Solutions Global Equity, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001556090 Filed Document 0001615928-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Structured Products Domestic Partners II, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527108 Filed Document 0001458144-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantitative Global 3X Fund LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dominick & Dominick LLC and du Pasquier & Co., Inc. CIK Number 0001332181 Filed Document 0001315863-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Partners (Cayman), L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555516 Filed Document 0000902664-14-003389 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denver Property, LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities LLC CIK Number 0001616138 Filed Document 0001616120-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TGS-NOPEC Geophysical Co ASA See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $3,597,658 Associated Brokers / Dealers N/A CIK Number 0001403840 Filed Document 0001403840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORWAY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Talentoday, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615958 Filed Document 0001615958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hyperlite Mountain Gear Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505249 Filed Document 0001505249-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Fairwood Capital Real Estate Fund, LP See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614746 Filed Document 0001614746-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sportsy, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $518,000 Associated Brokers / Dealers N/A CIK Number 0001593033 Filed Document 0001593033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CaskWerks Distilling Co See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers Localstake Marketplace LLC CIK Number 0001606176 Filed Document 0001606176-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Larson Capital Fund II, LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ScriptRock Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $8,727,199 Associated Brokers / Dealers N/A CIK Number 0001615311 Filed Document 0001615311-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Monterey Village Apartments, LLC. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $1,976,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001616311 Filed Document 0001616303-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Azumio, Inc. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $916,215 Associated Brokers / Dealers N/A CIK Number 0001526453 Filed Document 0001526453-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bounty Minerals Holdings LLC See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001584187 Filed Document 0001584187-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Asia Fund LLC See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450969 Filed Document 0001450969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park 20th LP See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $4,356,987 Associated Brokers / Dealers N/A CIK Number 0001623442 Filed Document 0001623442-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Saba Capital Partners, L.P. See All Filings	D/A	2014-08-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469351 Filed Document 0000902664-14-003388 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karman Topco L.P. See All Filings	D	2014-08-08 00:00:00 UTC
Amount To Be Raised $63,907,794 Associated Brokers / Dealers N/A CIK Number 0001616061 Filed Document 0001140361-14-031534 Exclusions or Exemptions 506b Accepted Date 2014-08-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity