Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $7,568,688 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
North Dallas Surgical Center, LLC See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $791,546 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001499622 Filed Document 0001499622-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Alpha Advantage Fund - Strategic Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531553 Filed Document 0001140361-14-032174 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $21,448,081 Associated Brokers / Dealers Dennis Morris and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-14-000241 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuPulse Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $6,699,750 Associated Brokers / Dealers N/A CIK Number 0001520888 Filed Document 0001520888-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
360fly, Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $17,843,959 Associated Brokers / Dealers N/A CIK Number 0001547474 Filed Document 0001140361-14-031900 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified International Partners (U.S. Feeder), L.P. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616397 Filed Document 0001616397-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (A), L.P. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evanston Opportunistic Strategies Fund L.P. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616342 Filed Document 0001616342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVI MANAGEMENT, LLC See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550213 Filed Document 0000919574-14-004334 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000246 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Elliott Capital Management LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616351 Filed Document 0001616351-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000042 Exclusions or Exemptions 506c Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
aWhere, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $7,043,100 Associated Brokers / Dealers N/A CIK Number 0001395995 Filed Document 0001395995-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CARENA INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001426993 Filed Document 0001426993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
341 Ventures LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616268 Filed Document 0001616268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgian Partners Growth Fund (International) II, LP See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $109,739,369 Associated Brokers / Dealers N/A CIK Number 0001584099 Filed Document 0001584099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QCEPT TECHNOLOGIES INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001216948 Filed Document 0001216948-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Mariposa Global Allocation Fund LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616389 Filed Document 0001616389-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PeriscopeIQ, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,126,000 Associated Brokers / Dealers N/A CIK Number 0001615371 Filed Document 0001615371-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sawbuck Realty, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-015175 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Angeles Absolute Return Fund Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544959 Filed Document 0001544959-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alder Hill Partners LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616241 Filed Document 0001616241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Prav-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $160,600 Associated Brokers / Dealers N/A CIK Number 0001616221 Filed Document 0001616221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13 MINESHAFT/PLAID, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001616400 Filed Document 0001616400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
GOBI INVESTMENT FUND LTD. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474481 Filed Document 0001474481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Capital Emerging Equity Focus Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584614 Filed Document 0000919574-14-004341 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Better Brands Bevco, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001559344 Filed Document 0001559344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Znga2-Fund, a series of AngelList-DP-Funds, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001615822 Filed Document 0001615822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVMB LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001616191 Filed Document 0001616191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CENTER CAMP MEDIA, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616477 Filed Document 0001616477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClariPhy Communications Inc See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $19,743,951 Associated Brokers / Dealers N/A CIK Number 0001297095 Filed Document 0001297095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NETREIT, INC. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Imperial Capital, LLC CIK Number 0001080657 Filed Document 0001382963-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lastline, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $10,112,940 Associated Brokers / Dealers N/A CIK Number 0001527109 Filed Document 0001527109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM BIOENERGY INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $60,179,998 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amstatz, Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,238,000 Associated Brokers / Dealers N/A CIK Number 0001610721 Filed Document 0001393725-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha4X Onshore Feeder Fund LP See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL DAVID GLAUBMAN CIK Number 0001583839 Filed Document 0000919574-14-004340 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Torrance LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001616414 Filed Document 0001616414-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Ring Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axonic Systematic Arbitrage Overseas Fund, Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554002 Filed Document 0000919574-14-004345 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADENBURG THALMANN FINANCIAL SERVICES INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $9,019,705 Associated Brokers / Dealers N/A CIK Number 0001029730 Filed Document 0001144204-14-048901 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
GroupZoom Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WineCountry Media, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,201,000 Associated Brokers / Dealers N/A CIK Number 0001613676 Filed Document 0001613676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FL Belleza, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001616487 Filed Document 0001616487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Park J-Dek LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,925,433 Associated Brokers / Dealers N/A CIK Number 0001616160 Filed Document 0001616160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MacroRisk Capital Partners 1, LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616442 Filed Document 0001616442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sics-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $217,481 Associated Brokers / Dealers N/A CIK Number 0001615823 Filed Document 0001615823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund