Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fort Growth Partners, LP See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001631774 Filed Document 0001631774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MFS International Growth LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378637 Filed Document 0001378639-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Data Labs Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $12,269,994 Associated Brokers / Dealers N/A CIK Number 0001630379 Filed Document 0001630379-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Senior Credit Partners, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001632122 Filed Document 0001140361-15-003156 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stride North Elm Fund LP See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632164 Filed Document 0000905718-15-000114 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tilden Park Liquid Mortgage Fund LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595345 Filed Document 0000950142-15-000173 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Opportunities Fund LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597185 Filed Document 0001597185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Light Venture Fund IV, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $365,000,000 Associated Brokers / Dealers N/A CIK Number 0001630266 Filed Document 0001630266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK HEDGED EQUITY (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0001424701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westaim HIIG Limited Partnership See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616505 Filed Document 0001616505-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Energy, Power, & Infrastructure Capital Fund LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598297 Filed Document 0001315863-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radical Beauty International, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001577424 Filed Document 0001577424-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pascal Investment Partners L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541688 Filed Document 0001541688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Lakeline Investors LP See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $4,380,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001631472 Filed Document 0001382963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AQR Oracle Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524221 Filed Document 0001524221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIRET USA Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Not applicable, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631095 Filed Document 0001085037-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315038 Filed Document 0000930413-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Other
MFS Emerging Markets Debt LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294012 Filed Document 0001378639-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cendana Co-Investment Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001554738 Filed Document 0001554738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aydelotte Investments, LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001632145 Filed Document 0001632145-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HCP Energy & Natural Resources Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $53,350,000 Associated Brokers / Dealers N/A CIK Number 0001611809 Filed Document 0001606950-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIVE CORNERS PARTNERS LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001091003 Filed Document 0001091003-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caro-Kann Capital Offshore Fund Ltd. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631996 Filed Document 0001631996-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS International Concentrated Equity LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546554 Filed Document 0001378639-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS, LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001119896 Filed Document 0000902664-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Ventures, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001631088 Filed Document 0001631088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LG Capital Offshore Fund, Ltd. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597179 Filed Document 0001597179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METEORIC LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000870435 Filed Document 0000870435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cedar Street Teton Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLE HILL TOTAL RETURN FUND LTD See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483538 Filed Document 0001012975-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Springfield Country Club See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001411999 Filed Document 0000949265-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Summit Rock Hedged Equity Portfolio, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416825 Filed Document 0001416825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian SPV VII-L, Ltd. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567820 Filed Document 0000902664-15-000354 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revelstoke Capital Partners Co-Investment Fund I, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631442 Filed Document 0001631700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Light Partners Fund IV, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630268 Filed Document 0001630268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Segregated Portfolio A of Summit Rock Strategic Fixed Income Offshore Portfolio, SPC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424423 Filed Document 0001424423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAG Industrial Operating Partnership, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $21,267,743 Associated Brokers / Dealers N/A CIK Number 0001519642 Filed Document 0001519642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kane Street Long LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001579354 Filed Document 0000919574-15-000789 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upcyclepost, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632065 Filed Document 0001632065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NFI Capital Partners, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511386 Filed Document 0001511386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Promontory Point Sponsor, LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001629805 Filed Document 0001629805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Garrison Real Estate Fund III LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $625,000,000 Associated Brokers / Dealers N/A CIK Number 0001598522 Filed Document 0001598522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394518 Filed Document 0001394518-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexcore Holdings, LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $10,150,000 Associated Brokers / Dealers N/A CIK Number 0001632054 Filed Document 0001632054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Barlow Partners Fundamental Managers, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000948334 Filed Document 0000919574-15-000765 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belvedere Resources Ltd. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $141,050 Associated Brokers / Dealers N/A CIK Number 0001511414 Filed Document 0001511414-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR JAPAN FUND LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001597352 Filed Document 0001382963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Rock Strategic Fixed Income Portfolio, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416824 Filed Document 0001416824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Central Park Group Activist Fund, LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, Raymond James Financial Services, Inc, and Stifel, Nicolaus and Company, Inc. CIK Number 0001540486 Filed Document 0001140361-15-003089 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BVK Europe Opportunities Fund I, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001631938 Filed Document 0001631938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund