Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Morgan Stanley HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meredian Holdings Group, Inc. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $13,100,000 Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001602984 Filed Document 0001602984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARBITER PARTNERS LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156950 Filed Document 0000947871-14-000679 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CACHET FINANCIAL SOLUTIONS, INC. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001487906 Filed Document 0001288230-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OLBP LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553290 Filed Document 0001463851-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLENHEIM COMMODITY FUND LTD See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001446842 Filed Document 0001446842-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EVOSTREAM, INC. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001623667 Filed Document 0001623667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV EI Fund II LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001623403 Filed Document 0001623403-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Shamanuti, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $204,739 Associated Brokers / Dealers N/A CIK Number 0001623827 Filed Document 0001623827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $58,400 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Fund Ventures III, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001589444 Filed Document 0001589444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newport Asia China Fund, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606502 Filed Document 0001095449-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Life Brands LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592068 Filed Document 0001592068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Chaat Company, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623834 Filed Document 0001623834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001387475 Filed Document 0001463851-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quatro Composites, L.L.C. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $60,884 Associated Brokers / Dealers N/A CIK Number 0001605126 Filed Document 0001605126-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Marbella Partners, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001623841 Filed Document 0001623841-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aquarius Holdings LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,045,000 Associated Brokers / Dealers N/A CIK Number 0001622716 Filed Document 0001553350-14-001282 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
PLATINUM FUND LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001350499 Filed Document 0001463851-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIIM System, Ltd See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-14-000540 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $271,083 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000336 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Growth Fund, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForceField Energy Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-14-005361 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cirkers Williamsburg-Brooklyn Investment, LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595547 Filed Document 0001556424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optima Discretionary Macro Fund LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001509531 Filed Document 0001463851-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chapwood Funds LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593930 Filed Document 0001593930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vertex Special Opportunities Fund III, LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619126 Filed Document 0000905718-14-000707 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barington SPV II, L.P. See All Filings	D	2014-10-29 16:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623375 Filed Document 0001623375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 16:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHIEST EMPLOYER LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580444 Filed Document 0001140361-14-039510 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Capital, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285484 Filed Document 0000919574-14-005936 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000716 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Total Digital Security Corp See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001623686 Filed Document 0001623686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Line Direct Lending, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623634 Filed Document 0001623634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,553 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Continuum South Partners LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,611,000 Associated Brokers / Dealers N/A CIK Number 0001623647 Filed Document 0001623647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MIV Greeneden LP Holding SCA See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554711 Filed Document 0000895345-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Spain, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623939 Filed Document 0001623939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Omakase, Inc. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001619315 Filed Document 0001619315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Grove Instruments, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers BML Securities LLC CIK Number 0001541288 Filed Document 0001541288-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GreenSky Trade Credit, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001472649 Filed Document 0001472649-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
National's Emerging Technologies Fund II QP LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001617716 Filed Document 0001617716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NerVve Technologies, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001556551 Filed Document 0001556551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001172178 Filed Document 0001085037-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
VERITEQ See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-019024 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Merit Energy Partners I, L.P. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623018 Filed Document 0001623018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EquityEats VC Fund III LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001623500 Filed Document 0001623501-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Meyers Road Investments GT, LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001623507 Filed Document 0001623507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Three Ships Digital, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622239 Filed Document 0001622239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AtticGem, Inc. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $4,930,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
1611 Oak Creek Lane, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001623719 Filed Document 0001623719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity