Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spirometrix, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $8,875,663 Associated Brokers / Dealers N/A CIK Number 0001561483 Filed Document 0001561483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avion Park, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers N/A CIK Number 0001623828 Filed Document 0001623828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001387466 Filed Document 0001463851-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poole Partners, LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001623328 Filed Document 0001192482-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Planet LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers National Securities CIK Number 0001623765 Filed Document 0001623765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Divergent Trading Inc. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594937 Filed Document 0001594937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502395 Filed Document 0001463851-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviacode Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572374 Filed Document 0001572374-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
LAKELAND INDUSTRIES INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000798081 Filed Document 0001144204-14-063854 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Platinum Fund Ltd See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504296 Filed Document 0001463851-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPCI LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623795 Filed Document 0001623795-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Mineral Property
FUELogistics, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623844 Filed Document 0001623844-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Ares ELOF Co-Invest, L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $11,425,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001613149 Filed Document 0001613149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CJA Partners, LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456302 Filed Document 0000919574-14-005957 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPS Production Investors III, L.P. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623570 Filed Document 0001623570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INERGETICS INC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000072170 Filed Document 0001609410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meredian Holdings Group, Inc. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $13,100,000 Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001602984 Filed Document 0001602984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ARBITER PARTNERS LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156950 Filed Document 0000947871-14-000679 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CACHET FINANCIAL SOLUTIONS, INC. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001487906 Filed Document 0001288230-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OLBP LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553290 Filed Document 0001463851-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLENHEIM COMMODITY FUND LTD See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001446842 Filed Document 0001446842-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
EVOSTREAM, INC. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001623667 Filed Document 0001623667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MV EI Fund II LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001623403 Filed Document 0001623403-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Shamanuti, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $204,739 Associated Brokers / Dealers N/A CIK Number 0001623827 Filed Document 0001623827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $58,400 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Fund Ventures III, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001589444 Filed Document 0001589444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Newport Asia China Fund, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606502 Filed Document 0001095449-14-000139 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Life Brands LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001592068 Filed Document 0001592068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Chaat Company, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623834 Filed Document 0001623834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001387475 Filed Document 0001463851-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quatro Composites, L.L.C. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $60,884 Associated Brokers / Dealers N/A CIK Number 0001605126 Filed Document 0001605126-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Marbella Partners, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001623841 Filed Document 0001623841-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aquarius Holdings LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $1,045,000 Associated Brokers / Dealers N/A CIK Number 0001622716 Filed Document 0001553350-14-001282 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
PLATINUM FUND LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001350499 Filed Document 0001463851-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWIIM System, Ltd See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-14-000540 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $271,083 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000336 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Growth Fund, L.P. See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-14-000141 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ForceField Energy Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001407268 Filed Document 0001354488-14-005361 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cirkers Williamsburg-Brooklyn Investment, LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595547 Filed Document 0001556424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optima Discretionary Macro Fund LLC See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001509531 Filed Document 0001463851-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chapwood Funds LP See All Filings	D/A	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593930 Filed Document 0001593930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vertex Special Opportunities Fund III, LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619126 Filed Document 0000905718-14-000707 Exclusions or Exemptions 506b Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barington SPV II, L.P. See All Filings	D	2014-10-29 16:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623375 Filed Document 0001623375-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 16:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHIEST EMPLOYER LLC See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580444 Filed Document 0001140361-14-039510 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Capital, LP See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285484 Filed Document 0000919574-14-005936 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000716 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Total Digital Security Corp See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001623686 Filed Document 0001623686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Line Direct Lending, LP See All Filings	D	2014-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623634 Filed Document 0001623634-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D/A	2014-10-29 00:00:00 UTC
Amount To Be Raised $1,553 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity