Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Albizia ASEAN Tenggara Fund See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619441 Filed Document 0000945621-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Venue Report See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001620733 Filed Document 0001620733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Bowboard LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545064 Filed Document 0001545064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATREL, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001617901 Filed Document 0001617901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Food Works, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $4,145,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001620801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Castanea Family Holdings IV, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $41,464,646 Associated Brokers / Dealers N/A CIK Number 0001619947 Filed Document 0001620257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aon Hewitt Group Trust See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Benfield Securities, Inc. CIK Number 0001496672 Filed Document 0001496672-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Select Fund II LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523159 Filed Document 0001523159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlanta Micro, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001578183 Filed Document 0001578183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roark Capital Partners IV LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001620770 Filed Document 0000950142-14-001948 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Partners, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corinthian Partners, LLC, Chardan Capital Markets, and KJM Securities, Inc. CIK Number 0001520114 Filed Document 0001619434-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQN Investors Fund LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-15-000574 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurodyn Life Sciences Inc. See All Filings	D	2014-09-25 16:18:41 UTC
Amount To Be Raised $349,185 Associated Brokers / Dealers N/A CIK Number 0001568852 Filed Document 0001140361-14-036469 Exclusions or Exemptions 506b Accepted Date 2014-09-25 16:18:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cleveland Capital, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako and N/A CIK Number 0001035648 Filed Document 0000919574-14-005385 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSIA Medical, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,003 Associated Brokers / Dealers N/A CIK Number 0001609844 Filed Document 0001609844-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED GLOBAL EQUITY FUND, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609458 Filed Document 0000919574-14-005359 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Farms, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001579733 Filed Document 0001579733-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VOLITIONRX LTD See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,189,749 Associated Brokers / Dealers Founding Asset Management ("FAM") CIK Number 0000093314 Filed Document 0000093314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Newbury Partners Late Stage Fund 2014 II, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620529 Filed Document 0001620529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $696,140 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AROUND MIDNIGHT FILM PARTNERS, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001576881 Filed Document 0001065949-14-000232 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arlon Latin America Partners B LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587896 Filed Document 0001587896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Matchbook Labs, Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,313,901 Associated Brokers / Dealers N/A CIK Number 0001620240 Filed Document 0001620240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Midland One Financial, LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001620034 Filed Document 0001162677-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Morgan Stanley HedgePremier/Discovery Global Macro Offshore Fund Ltd. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587481 Filed Document 0001587481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta Institutional, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130143 Filed Document 0000919574-14-005373 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
72VEST Life Fund 1 LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620575 Filed Document 0001620575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Arundel Long Fund LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-14-005361 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSATS INC. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001620609 Filed Document 0001620610-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Highland Copper Co Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,377,150 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-14-000307 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-14-005358 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Honeybee Fund, LP See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620494 Filed Document 0001620494-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Insight Value Fund See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553591 Filed Document 0001553591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER FUND LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124791 Filed Document 0001140361-14-036445 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WFP Opportunity Fund, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001586797-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFP - Life Settlement Fund LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620578 Filed Document 0001620578-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
UpWest Labs Fund II, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001620527 Filed Document 0001620527-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobalWorx, Inc. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578479 Filed Document 0001578479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 116 See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602216 Filed Document 0001602216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shop Like A Man Inc. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,545,719 Associated Brokers / Dealers N/A CIK Number 0001598586 Filed Document 0001598586-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Community of Bishops Bay LLC (The) See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001439583 Filed Document 0001439583-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SoapBox Soaps LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Acquire Middlebury LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620170 Filed Document 0001620170-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Public Insight Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001573953 Filed Document 0001573953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SII Holding I Corp See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $177,621 Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Investment Alliance, L.P. See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558180 Filed Document 0001558180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Spirited Group Opportunity Fund II, L.P. See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620480 Filed Document 0001620480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity