Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aequitas Enhanced Income Fund, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619708 Filed Document 0001619708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
David Acquisition Corp See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $10,263,177 Associated Brokers / Dealers N/A CIK Number 0001620852 Filed Document 0001620852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Grove Pan Asia Fund Ltd See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001620339 Filed Document 0000947871-14-000633 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Tree Productions, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001620631 Filed Document 0001019687-14-003718 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Edesia Select Fund LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530215 Filed Document 0000902664-14-003914 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
North Florence 80, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001620739 Filed Document 0001620739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $23,632 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WasteZero, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001562103 Filed Document 0001562103-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Park Offshore Fund, Ltd. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620164 Filed Document 0000935836-14-000548 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRIF V, LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Carolina Financial Securities, LLC, and RiverRock Securities, LLC CIK Number 0001620381 Filed Document 0001620381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIMANI 51, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620536 Filed Document 0001620536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wood Dale Assisted Living Expansion EB-5 Fund, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Chicagoland Foreign Investment Group, LLC CIK Number 0001620632 Filed Document 0001620632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INSTAMED HOLDINGS, INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers n/a CIK Number 0001352373 Filed Document 0001192482-14-000190 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pavis Capital Partners, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513968 Filed Document 0001513968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Market Select Fund LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377682 Filed Document 0001377682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Energy Group Project Upson LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $717,500 Associated Brokers / Dealers N/A CIK Number 0001618954 Filed Document 0001618954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
One True Holding Co See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001587540 Filed Document 0001587540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Q-GOLD RESOURCES LTD. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $51,552 Associated Brokers / Dealers N/A CIK Number 0001088354 Filed Document 0001088354-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Cowboy Ventures Fund II, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001620197 Filed Document 0001620197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Flagship Healthcare Real Estate Fund, LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Andrew Cooney, Bennett Cole, Stephen Geis, Christopher P. Haley, Douglas E. Neal, and David Gilroy CIK Number 0001557534 Filed Document 0001557534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Condo Group One, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001619005 Filed Document 0001619005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AnyPresence, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001527471 Filed Document 0001527471-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTANCE INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001364427 Filed Document 0001364427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vital HealthTell Investors LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,667,322 Associated Brokers / Dealers N/A CIK Number 0001574621 Filed Document 0001574621-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
TRAMONTANA POINT L P See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350554 Filed Document 0001350554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moogsoft (Herd) Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $14,688,796 Associated Brokers / Dealers N/A CIK Number 0001577982 Filed Document 0001559980-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lingerfelt Commonwealth Legacy Fund, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Cary Street Partners LLC CIK Number 0001574698 Filed Document 0001574698-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY GOLD FUND, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
SG Holdings, LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001620271 Filed Document 0001620271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001619878 Filed Document 0001619878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ephesus Lighting, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565677 Filed Document 0001565677-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HRA Sierra LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $15,310,000 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001620406 Filed Document 0000927087-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OHCP III BC COI, L.P. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620532 Filed Document 0000950142-14-001944 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASSUREDPARTNERS, LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $287,491,687 Associated Brokers / Dealers N/A CIK Number 0001515654 Filed Document 0001515654-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET EMERGING MARKETS SMALL CAP FUND LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443634 Filed Document 0001012975-14-000635 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NUGEN TECHNOLOGIES INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $10,299,992 Associated Brokers / Dealers N/A CIK Number 0001130430 Filed Document 0001130430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ARC Medical Devices Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001505556 Filed Document 0001140361-14-036638 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Smith Street Capital I, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452248 Filed Document 0001619434-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUDHELIX, INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,100,127 Associated Brokers / Dealers N/A CIK Number 0001620624 Filed Document 0001620624-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RWC European Focus Fund Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587786 Filed Document 0000902664-14-003913 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intelligent Fingerprinting Ltd See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $4,787,744 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
BioKier, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001469459 Filed Document 0001469459-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Industry Ventures Partnership Holdings III, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers N/A CIK Number 0001578837 Filed Document 0001578837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMB Japan Opportunities Fund, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487073 Filed Document 0001487073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Full Throttle Partners, LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620708 Filed Document 0001620708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Heatherton Growth Fund, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583710 Filed Document 0001583710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Candlewood Constellation SPC Ltd. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001620717 Filed Document 0001012975-14-000636 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Centurion Income Fund I, L.P. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620707 Filed Document 0001620707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund