Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SALI Multi-Series Fund II, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476511 Filed Document 0001172661-14-001867 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
True Capital Real Estate Fund II, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001573171 Filed Document 0001556663-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-14-006780 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grayson Fund, LP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001615812-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DB Distilling, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $619,200 Associated Brokers / Dealers N/A CIK Number 0001626049 Filed Document 0001626049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Achievement Fund XL LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605161 Filed Document 0001605161-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPTPI, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,085,000 Associated Brokers / Dealers N/A CIK Number 0001626154 Filed Document 0001626154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Greenwoods Bloom Fund II, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001623908 Filed Document 0001623908-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revyve, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001625547 Filed Document 0001625547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GTX INC /DE/ See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $43,410,000 Associated Brokers / Dealers N/A CIK Number 0001260990 Filed Document 0001570934-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
933 SOUTH WILLOW STREET LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001625975 Filed Document 0001625975-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Apex Sports Group, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FUNDME SECURITIES LLC DBA CIRCLEUP CIK Number 0001553568 Filed Document 0001553568-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dance For Me, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624923 Filed Document 0001624923-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Walton Renaissance State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $436,800 Associated Brokers / Dealers N/A CIK Number 0001555870 Filed Document 0001555870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UnBOOKed Appointments, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $432,000 Associated Brokers / Dealers N/A CIK Number 0001622402 Filed Document 0001181431-14-037098 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Amvestar Affordable Housing Partnership III, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001561624 Filed Document 0001561624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auldbrass Partners Secondary Opportunity Fund, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533195 Filed Document 0001533195-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Ridge State Credit LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $137,089 Associated Brokers / Dealers N/A CIK Number 0001312136 Filed Document 0001312136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achievement Fund LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001557548 Filed Document 0001557548-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zealot Networks, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616362 Filed Document 0001616362-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Water Fund III, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626286 Filed Document 0001626286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brazen Careerist, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Campaign Monitor Holdings Pty Ltd See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $574,819 Associated Brokers / Dealers N/A CIK Number 0001621504 Filed Document 0001621504-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Ribbon Labs, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001556823 Filed Document 0001556823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rezilient Direct, Corp See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,910,000 Associated Brokers / Dealers N/A CIK Number 0001505291 Filed Document 0001505291-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zealot Networks, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616362 Filed Document 0001616362-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pop Gourmet LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001595774 Filed Document 0001595774-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000073 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $35,400,362 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000342 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Calpian, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Security Research Associates, Inc. and Merriman Capital, Inc. CIK Number 0001414628 Filed Document 0001414628-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEDICAL CAMPUS ONE LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $54,450,000 Associated Brokers / Dealers N/A CIK Number 0001625769 Filed Document 0001625769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Partners L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094207 Filed Document 0000919574-14-006784 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,589,993 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Managed Risk Plus, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594368 Filed Document 0001144204-14-072475 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra Global Special Situations Fund US Feeder, L.L.C. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626030 Filed Document 0001520582-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 39, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626364 Filed Document 0001626364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIS Asia Long Short Cayman Fund See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mirador Financial, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,012 Associated Brokers / Dealers N/A CIK Number 0001615476 Filed Document 0001615476-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers Robert L. Scharff, Jr., Micharl Corry, Gwen Middeke, and Keith Krieg CIK Number 0001135856 Filed Document 0001135856-14-000335 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Excelsior Multi-Strategy Hedge Fund QP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459891 Filed Document 0001459891-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CERVIN VENTURES FUND III-B, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626352 Filed Document 0001626352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwoods Bloom Fund, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001623906 Filed Document 0001623908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Terrace State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $694,366 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001560635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELA Bio, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001561921 Filed Document 0001561921-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Garden Grove Apartments PKS L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001626061 Filed Document 0001626061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ruyi Capital Partners, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC and Forefront Capital Markets, LLC CIK Number 0001617129 Filed Document 0001617129-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Lakes State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $218,400 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001506114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #33 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001626237 Filed Document 0001626237-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Giant Oak, Inc. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001580854 Filed Document 0001580854-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Heights State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $700,392 Associated Brokers / Dealers N/A CIK Number 0001555911 Filed Document 0001555911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund