Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MML Capital Partners Fund VI LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001626191 Filed Document 0001626191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mortar & Mash One, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623461 Filed Document 0001623461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lindbergh Technology Fund, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626373 Filed Document 0001626373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LUMERITY CAPITAL PARTNERS, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001626338 Filed Document 0001626338-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonant Systems, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001518041 Filed Document 0001165527-14-000686 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GMI-PINE HILL CROSSING, LP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,846,154 Associated Brokers / Dealers M.F. Long, James Kennedy, Steven Pfaff, John B Wilson, Ronald J Kudlacek, Brad Wilson, Michael C Ihrie, Taher Gilani, John T Lady, Steven Kaestner, Lisa Allen, Terrell C Lady, Taher Gilani, Stephen R Gates, and Robert Burns CIK Number 0001613888 Filed Document 0001613888-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #35 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001626239 Filed Document 0001626237-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
KNOWLEDGE HOLDINGS INC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001430394 Filed Document 0001430394-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CSRA MOB TX Portfolio III, DST See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $22,150,000 Associated Brokers / Dealers N/A CIK Number 0001626283 Filed Document 0001626283-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
AXL Investor Holdings, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $90,850,000 Associated Brokers / Dealers N/A CIK Number 0001626161 Filed Document 0001626161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2458 ASH STREET PARTNERS (Q), L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626268 Filed Document 0001626268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aortica Corp See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001626298 Filed Document 0001626298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Elmhurst Elmpros, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001626279 Filed Document 0000898432-14-001193 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN RIDGE ROAD, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001626818 Filed Document 0001626818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SALI Multi-Series Fund IV, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560003 Filed Document 0001172661-14-001868 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bouldin Creek Holdings, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,596,100 Associated Brokers / Dealers N/A CIK Number 0001619670 Filed Document 0001619670-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LSOP 3 REIT MD, LLC See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626208 Filed Document 0001626208-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $15,396,832 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-14-000338 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Radialogica LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001570450 Filed Document 0000950138-14-000743 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
GMI-ORLANDO, LP See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris CIK Number 0001624147 Filed Document 0001624147-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund X, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615827 Filed Document 0001181431-14-037268 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WALTON VILLAGE APARTMENT STATE CREDIT LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $507,458 Associated Brokers / Dealers N/A CIK Number 0001424313 Filed Document 0001424314-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $17,493,159 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000340 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INTERCLOUD SYSTEMS, INC. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001128725 Filed Document 0001213900-14-008561 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
JourneyPure, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $3,000,900 Associated Brokers / Dealers N/A CIK Number 0001600158 Filed Document 0001600158-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Grayson Master Fund (Cayman) LP See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583146 Filed Document 0001615812-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Petbrosia, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001598958 Filed Document 0001598958-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Parade, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591530 Filed Document 0001591530-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Other
Enjoei, Ltd. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $7,046,246 Associated Brokers / Dealers N/A CIK Number 0001585210 Filed Document 0001585210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund Xb, L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615831 Filed Document 0001181431-14-037270 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Achievement Fund XL Ltd. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605162 Filed Document 0001605162-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $744,996 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001560624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
N30 Pharmaceuticals, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001626199 Filed Document 0001626199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $530,400 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001534603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linkwell Health Inc See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $9,166,898 Associated Brokers / Dealers N/A CIK Number 0001424745 Filed Document 0001424745-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CS Disco, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $10,449,998 Associated Brokers / Dealers N/A CIK Number 0001625641 Filed Document 0001625641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dinner Lab, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001605145 Filed Document 0001605145-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Walton BT State Credit, LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $103,848 Associated Brokers / Dealers N/A CIK Number 0001510353 Filed Document 0001510353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VL135 See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001612195 Filed Document 0001612195-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eyeview, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $16,150,000 Associated Brokers / Dealers N/A CIK Number 0001582348 Filed Document 0001582348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hadley Harbor Investors (Cayman) L.P. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625253 Filed Document 0000919574-14-006778 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Opportunities Fund X Feeder (Cayman), L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615829 Filed Document 0001181431-14-037269 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WALTON VILLAGE SENIOR STATE CREDIT LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $577,567 Associated Brokers / Dealers N/A CIK Number 0001424314 Filed Document 0001424314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILICONE ARTS LABORATORIES, INC. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626190 Filed Document 0001626190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Spreecast, Inc. See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001524911 Filed Document 0001524911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000341 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oaktree Opportunities Fund Xb Feeder (Cayman), L.P. See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615832 Filed Document 0001181431-14-037271 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WALTON RIDENOUR STATE CREDIT LLC See All Filings	D	2014-11-24 00:00:00 UTC
Amount To Be Raised $509,290 Associated Brokers / Dealers N/A CIK Number 0001428003 Filed Document 0001428003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-24 00:00:00 UTC
Amount To Be Raised $240,460,753 Associated Brokers / Dealers Andrew Arigo CIK Number 0001135856 Filed Document 0001135856-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund