Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Circular Energy, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001618271 Filed Document 0001618271-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sciens Group Alternative Strategies LLC - Flowpoint Capital Partners Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614899 Filed Document 0001614899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qardio, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001560938 Filed Document 0001560938-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HP Ventures Group LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers HP Ventures Group LLC - Development Services CIK Number 0001575605 Filed Document 0001575605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INDUSTRIAL GENEROSITY, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $547,500 Associated Brokers / Dealers N/A CIK Number 0001592183 Filed Document 0001592183-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WEBLINK INTERNATIONAL INC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001436596 Filed Document 0001436596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Balanced Energy, LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $418,790 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
PROVIDENCE SURGERY CENTERS LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $215,500 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-14-004098 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiceBran Technologies See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001063537 Filed Document 0001063537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LKCM Headwater Investments II, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621801 Filed Document 0001621801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XVI LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001619673 Filed Document 0001619673-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Sliced Investing Long/Short Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622191 Filed Document 0001622191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Energy Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622018 Filed Document 0001622018-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avesta Real Estate Partners VII LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001622238 Filed Document 0001622238-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 98D, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621488 Filed Document 0000950142-14-002062 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Brigade Leveraged Capital Structures Fund LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559645 Filed Document 0001140361-14-037991 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEFINITIVE SENTINEL PARTNERS, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corestone Distributors, LLC CIK Number 0001560396 Filed Document 0000919574-14-005712 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovare Finance PCC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001621216 Filed Document 0001621216-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559814 Filed Document 0000919574-14-005731 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequitur Labs Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001498575 Filed Document 0001498575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Harvey Johnson EF Unit Joint Venture See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $9,754,375 Associated Brokers / Dealers NA CIK Number 0001622167 Filed Document 0001622167-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
General Atlantic Partners 98I, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621513 Filed Document 0000950142-14-002067 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASPEN AVIONICS, INC. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001573325 Filed Document 0001573325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Cubbie Holdings LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $466,000 Associated Brokers / Dealers N/A CIK Number 0001622178 Filed Document 0001019687-14-003846 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Neightv-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $224,750 Associated Brokers / Dealers N/A CIK Number 0001622199 Filed Document 0001622199-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559454-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Schutt Private Investment Fund, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617426 Filed Document 0001617426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL ENHANCED ABSOLUTE RETURN OFFSHORE FUND, LTD. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613868 Filed Document 0001613868-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twine Data LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001622280 Filed Document 0001622280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559454-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
STOCKWELL SECONDARY HOLDINGS, LP See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $364,131,864 Associated Brokers / Dealers N/A CIK Number 0001621088 Filed Document 0001621086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SANDS CAPITAL EMERGING MARKETS GROWTH FEEDER FUND (DE), L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608694 Filed Document 0001621752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Goin-Fund, a series of AngelList-BiTe-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $165,250 Associated Brokers / Dealers N/A CIK Number 0001622200 Filed Document 0001622200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ozy Media, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001595407 Filed Document 0001595407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $864,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AngelList-Mmax-Fund, a series of AngelList-AsFo-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $98,000 Associated Brokers / Dealers N/A CIK Number 0001622203 Filed Document 0001622203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001321086-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Amicus Indiana 10, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622106 Filed Document 0001622106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559623 Filed Document 0001140361-14-037989 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wingman Holdings, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621614 Filed Document 0000914760-14-000098 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADA EMERGING MARKETS FUND, LP See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528009 Filed Document 0001528009-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UnBOOKed Appointments, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622402 Filed Document 0001181431-14-034278 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Boiler 9 Partners Ltd See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001615952 Filed Document 0001615952-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BizIntro, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $1,828,209 Associated Brokers / Dealers N/A CIK Number 0001608598 Filed Document 0001078782-14-001863 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NextStep Electric, Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622115 Filed Document 0001622115-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund III LLC See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611253 Filed Document 0001611253-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Mind Solutions Inc. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neverware, Inc. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised $6,576,915 Associated Brokers / Dealers N/A CIK Number 0001595301 Filed Document 0001231919-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity