|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $3,959,824
- Associated Brokers / Dealers
- Kevin Ballou, Gordon Chisholm, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000311
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $13,463,406
- Associated Brokers / Dealers
- Kevin Ballou, Gordon Chisholm, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574738
- Filed Document
- 0001574738-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $55,502,662
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603787
- Filed Document
- 0001603744-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590829
- Filed Document
- 0001590829-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590530
- Filed Document
- 0001622695-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168235
- Filed Document
- 0000902664-14-004199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GVC Capital LLC
- CIK Number
- 0001587741
- Filed Document
- 0001587741-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623891
- Filed Document
- 0000950172-14-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534040
- Filed Document
- 0001534040-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622180
- Filed Document
- 0001622180-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $3,698,845
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588203
- Filed Document
- 0001588203-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568758
- Filed Document
- 0001598579-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $32,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136711
- Filed Document
- 0001136711-14-000035
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $260,869
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623684
- Filed Document
- 0001183740-14-000335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592135
- Filed Document
- 0001592135-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616887
- Filed Document
- 0000919574-14-005976
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622753
- Filed Document
- 0001622753-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley & Co. LLC and S F Sentry Securities, Inc.
- CIK Number
- 0001321655
- Filed Document
- 0001321655-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $8,627,490
- Associated Brokers / Dealers
- T.H. Associates FZE
- CIK Number
- 0001623897
- Filed Document
- 0000950172-14-000093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $960,000
- Associated Brokers / Dealers
- Brett Ellen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Source Capital Group, Inc.
- CIK Number
- 0001500606
- Filed Document
- 0001500606-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620721
- Filed Document
- 0001620721-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $466,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384212
- Filed Document
- 0001384212-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Roundtable Capital Services LLC
- CIK Number
- 0001621171
- Filed Document
- 0001621171-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620663
- Filed Document
- 0000906318-14-000071
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $225,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619775
- Filed Document
- 0001619775-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001071411
- Filed Document
- 0001354488-14-005374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574516
- Filed Document
- 0001574516-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scura Paley Securities LLC
- CIK Number
- 0001570158
- Filed Document
- 0001570158-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620638
- Filed Document
- 0000906318-14-000069
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $6,600,000
- Associated Brokers / Dealers
- Whotrades, INC and All Star Law Firm
- CIK Number
- 0001615945
- Filed Document
- 0001615945-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $118,316,729
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001201081
- Filed Document
- 0001470395-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $189,985
- Associated Brokers / Dealers
- Kenneth Dayton and Richard Clouse, Jr.
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505433
- Filed Document
- 0001461373-14-000056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414546
- Filed Document
- 0000945621-14-000274
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Diron M. Tappin
- CIK Number
- 0001478053
- Filed Document
- 0001095449-14-000146
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $5,999,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623304
- Filed Document
- 0001623304-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612252
- Filed Document
- 0001262463-14-000988
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624441
- Filed Document
- 0001625822-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532124
- Filed Document
- 0001532124-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $1,785,658
- Associated Brokers / Dealers
- T.H. Associates FZE
- CIK Number
- 0001623898
- Filed Document
- 0000950172-14-000094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590528
- Filed Document
- 0001622695-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533162
- Filed Document
- 0000919574-14-005982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075128
- Filed Document
- 0000935836-14-000610
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590826
- Filed Document
- 0001590829-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Trestle Point, LLC
- CIK Number
- 0001591922
- Filed Document
- 0001591922-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Matthew P. Iak
- CIK Number
- 0001598543
- Filed Document
- 0001598579-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $2,018,173
- Associated Brokers / Dealers
- Trinity Distributors, LLC
- CIK Number
- 0001556301
- Filed Document
- 0001556301-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-11-03 00:00:00 UTC |
- Amount To Be Raised
- $639,697
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617025
- Filed Document
- 0001617025-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|