Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Genesis Drilling Program V LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001598579 Filed Document 0001598579-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
ProofPilot, Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GAP VII Industrial Co-Invest Intermediary IV LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,273,511 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623895 Filed Document 0000950172-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Japan Fund Offshore Ltd. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493785 Filed Document 0001603744-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001591749 Filed Document 0001315863-14-000610 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAP VII Industrial Co-Invest Intermediary II LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $2,802,137 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623893 Filed Document 0000950172-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Campus Quad, Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Suran Global Macro Fund, LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623989 Filed Document 0001623989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-14-000307 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RESILIENCE FUND IV, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers GRIFFIN FINANCIAL GROUP LLC CIK Number 0001622096 Filed Document 0001622096-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tuscan Gardens Income Fund II, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001623952 Filed Document 0001623952-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
76826776, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620647 Filed Document 0000906318-14-000073 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
WI Fontainebleau, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,116,080 Associated Brokers / Dealers N/A CIK Number 0001624035 Filed Document 0001624035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
APPCO PHARMA LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623697 Filed Document 0001623697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zemax Software Holdings, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $32,050,000 Associated Brokers / Dealers N/A CIK Number 0001623949 Filed Document 0001140361-14-039949 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CONVALO HEALTH INTERNATIONAL, CORP. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $222,103 Associated Brokers / Dealers N/A CIK Number 0001592022 Filed Document 0001183740-14-000340 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
A-1 Screenprinting, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606782 Filed Document 0001606782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mythaphi LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001620383 Filed Document 0001620383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
683 Capital Partners, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001380126 Filed Document 0000919574-14-005980 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seedling Holdings, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $7,000,001 Associated Brokers / Dealers N/A CIK Number 0001624362 Filed Document 0001624362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flames Of Passion & Roberto Monticello Productions,LLC See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Randal Bazzano CIK Number 0001623462 Filed Document 0001623462-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $15,165,944 Associated Brokers / Dealers Robert Nienaber, Kal Peters, and Lawrence Comp CIK Number 0001135856 Filed Document 0001135856-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Paragon Bioservices, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers 1st Bridgehouse Securities, LLC CIK Number 0001623394 Filed Document 0001014100-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $6,807,129 Associated Brokers / Dealers John Nash and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $47,057,682 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-14-000303 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Foxway, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590529 Filed Document 0001622695-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Game Plan Holdings, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456090 Filed Document 0001393905-14-000584 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Global Energy & Shipping Fund PLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamarack Select Fund, LP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624700 Filed Document 0001095449-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauge Fund LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $194,497,338 Associated Brokers / Dealers N/A CIK Number 0001603744 Filed Document 0001603744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 115 See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001602215 Filed Document 0001602215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAT CAPITAL DOMESTIC FUND LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425253 Filed Document 0001425253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMC Reserve Fund II LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408571 Filed Document 0001408571-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handmade Capital Management, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624045 Filed Document 0001624045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary X LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,783,448 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623900 Filed Document 0000950172-14-000097 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Urthworx Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001552256 Filed Document 0001552256-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619764 Filed Document 0001619764-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Strategic Value Restructuring Fund, Ltd. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $101,795,000 Associated Brokers / Dealers N/A CIK Number 0001470395 Filed Document 0001470395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Click Therapeutics, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $3,055,000 Associated Brokers / Dealers Zvi Ben-Zvi and Marta Zylka CIK Number 0001623326 Filed Document 0001623326-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Corbin Mezzanine Fund I, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623352 Filed Document 0001623352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $365,805 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-14-000334 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GAP VII Industrial Co-Invest Intermediary V LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $208,132 Associated Brokers / Dealers T.H. Associates FZE CIK Number 0001623896 Filed Document 0000950172-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SR Holdings IV - Millennium LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $1,007,000 Associated Brokers / Dealers N/A CIK Number 0001624005 Filed Document 0001624005-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Vaporpath, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001592492 Filed Document 0001592492-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HSREP V CO-INVESTMENT, L.P. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001623651 Filed Document 0001623651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
76826774, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620645 Filed Document 0000906318-14-000072 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AzurRx BioPharma, Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001604191 Filed Document 0001415889-14-003295 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Point Fund I LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-14-005984 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJK Growth Fund, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584959 Filed Document 0001603439-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF2, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $837,000 Associated Brokers / Dealers N/A CIK Number 0001558054 Filed Document 0001558054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity