|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432039
- Filed Document
- 0001432039-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627987
- Filed Document
- 0001140361-14-045396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419755
- Filed Document
- 0001419755-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628195
- Filed Document
- 0001628195-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $16,798,000
- Associated Brokers / Dealers
- Leerink Partners LLC
- CIK Number
- 0001597405
- Filed Document
- 0001597405-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001487906
- Filed Document
- 0001626551-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628194
- Filed Document
- 0001628194-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $243,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-14-000082
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627973
- Filed Document
- 0001627973-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627630
- Filed Document
- 0000902664-14-004615
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,999,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623447
- Filed Document
- 0001623447-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,598,388
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588504
- Filed Document
- 0001588504-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $39,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627497
- Filed Document
- 0001627497-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- Advisory Group Equity Services, Ltd.
- CIK Number
- 0001628372
- Filed Document
- 0001628372-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- EVERCORE GROUP L.L.C.
- CIK Number
- 0001627542
- Filed Document
- 0001627542-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596451
- Filed Document
- 0001596451-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578506
- Filed Document
- 0001578506-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Medalist Securities Inc., Deer Isle Capital, LLC, and Deer Isle Capital, LLC
- CIK Number
- 0001583010
- Filed Document
- 0001583010-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- Smith Moore, Co.
- CIK Number
- 0001572381
- Filed Document
- 0001572381-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Energy Conservation
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593469
- Filed Document
- 0001013594-14-000710
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628207
- Filed Document
- 0001628207-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001374957
- Filed Document
- 0001374957-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001537262
- Filed Document
- 0001537262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624564
- Filed Document
- 0001624564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613407
- Filed Document
- 0001613407-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001594430
- Filed Document
- 0001181431-14-039118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401283
- Filed Document
- 0001182218-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- FIRSTPOINT EQUITY PARTNERSHIP LLP
- CIK Number
- 0001628508
- Filed Document
- 0001628508-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619157
- Filed Document
- 0000897069-14-000494
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001594340
- Filed Document
- 0001181431-14-039120
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ketan Patel
- CIK Number
- 0001481009
- Filed Document
- 0001481009-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,809,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558054
- Filed Document
- 0001558054-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $3,960,000
- Associated Brokers / Dealers
- RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC
- CIK Number
- 0001000275
- Filed Document
- 0001214659-14-008453
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449792
- Filed Document
- 0001449792-14-000051
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627815
- Filed Document
- 0001627815-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504555
- Filed Document
- 0001504555-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544173
- Filed Document
- 0001095449-14-000155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $173,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-14-000081
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001270359
- Filed Document
- 0001140361-14-045452
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and Blackstone Advisory Partners L.P.
- CIK Number
- 0001627279
- Filed Document
- 0000950103-14-008820
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627032
- Filed Document
- 0001140361-14-045659
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594564
- Filed Document
- 0001594564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628525
- Filed Document
- 0001628525-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628217
- Filed Document
- 0001628217-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593128
- Filed Document
- 0001013594-14-000709
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479307
- Filed Document
- 0001140361-14-045565
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586198
- Filed Document
- 0001586198-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,197,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429733
- Filed Document
- 0001429733-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,500,619
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602842
- Filed Document
- 0001140361-14-045755
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-16 00:00:00 UTC |
- Amount To Be Raised
- $26,303,970
- Associated Brokers / Dealers
- Inland Securities Corporation, Concorde Investment Services LLC, 1st Global Capital Corp., Norman G. Price, Gary G. Benson, Investacorp Inc., Trawnegan Gall, Eric A. Bicknese, Troy Thomas, Corbin S. Thomas, James M. Gambaccini, Brian G. Brown, Brody R. Bray, Centaurus Financial Inc., Dale W. Rice Jr., Christopher M. Moran, DFPG Investments Inc., Christina S. Nielson, Thomas Boaks II, Triad Advisors Inc., William A. Morrow, Mark D. Tetreault, Kelly H. Clyde, Rocco Santorsola, Lincoln Financial Advisors Corporation, Mark S. Gopen, Alex M. Weissman, Ronald E. Strassburg, David G. Lolley, Damon C. Gonzalez, Darren S. Watson, Richard J. Gow, Susan J. Gitt, Carl F. Worden III, Jim Kennedy, Alexandro L. Filippini, and John P. Gustavson
- CIK Number
- 0001608791
- Filed Document
- 0000950138-14-000768
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|