Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Madison Fund IV, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001621770 Filed Document 0001621725-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GLI Partners III Limited Partnership See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001624493 Filed Document 0001624493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLC Secured Credit Partners II LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001625107 Filed Document 0001625107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Graykin Capital LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591733 Filed Document 0001591733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horseman Global Fund Ltd. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534189 Filed Document 0000919574-14-006064 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina NNN Holdings, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,412,556 Associated Brokers / Dealers Shlomo Ness and Yoram Mehr CIK Number 0001624385 Filed Document 0001624385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NANOSTATICS Corp See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $8,051,939 Associated Brokers / Dealers N/A CIK Number 0001395367 Filed Document 0001395367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Funky Eyes International, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001623762 Filed Document 0001144204-14-065630 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hawk-Brentwood Apartments LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623527 Filed Document 0001546927-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scoria Offshore Fund Ltd. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588657 Filed Document 0001588657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starwood Real Estate Securities Fund LLC See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588825 Filed Document 0001588825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axxess Compounding II, LLLP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $25,470,000 Associated Brokers / Dealers N/A CIK Number 0001595664 Filed Document 0001595664-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
HC Saint Joseph ACC Partners, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624601 Filed Document 0001624601-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Liberty #6-1 Joint Venture See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625079 Filed Document 0001625079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
CP Holding Co., Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601371 Filed Document 0001601371-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
SHO Holding I Corp See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,577,750 Associated Brokers / Dealers N/A CIK Number 0001517053 Filed Document 0000895345-14-000301 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emil Interactive Games LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589538 Filed Document 0001589538-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Blank! The Musical LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001624468 Filed Document 0001624468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RD LEGAL SPECIAL OPPORTUNITIES PARTNERS I, LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624062 Filed Document 0000919574-14-006824 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstream Caledonian Royalty Partners II, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001624328 Filed Document 0001624328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
VIRTUAL PIGGY, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001449374-14-000069 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EARTH BRAND HOLDINGS, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001622936 Filed Document 0001213900-14-007802 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metritrack,Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001623473 Filed Document 0001623473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Infrastructure Partners Capital Solutions Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623962 Filed Document 0001181431-14-035896 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Partners Structured Capital Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622921 Filed Document 0000950142-14-002163 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER ALLIANCE GROUP, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001140361-14-040538 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wedbush Hedged Dividend Fund, L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001508355 Filed Document 0001508355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALOR EQUITY PARTNERS III L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers GREENHILL & CO., LLC and MOELIS & COMPANY LLC CIK Number 0001590853 Filed Document 0001590853-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PPE Gregg County #1, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $424,000 Associated Brokers / Dealers N/A CIK Number 0001624435 Filed Document 0001624435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HIGHSPOT, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $9,647,308 Associated Brokers / Dealers N/A CIK Number 0001577481 Filed Document 0001577481-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aligned Partners Fund II, LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001624463 Filed Document 0001624463-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Northstar Mezzanine Partners VI L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580391 Filed Document 0001580391-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
POLARIS ARMOR, INC. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612882 Filed Document 0001612882-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Visions Hotels Opportunity Fund 3 L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001621273 Filed Document 0001621273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Clay Cove Office Opportunities, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624443 Filed Document 0001624443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Avanath Affordable Housing II, LLC See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592153 Filed Document 0001181431-14-036363 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valde, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586440 Filed Document 0001586440-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NOVO MEDIA GROUP FUND I, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624470 Filed Document 0001493152-14-003540 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aqua Metals, Inc. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $6,005,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001621832 Filed Document 0001621832-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SURGE Accelerator 4 LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623808 Filed Document 0001623808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners Capital Solutions Feeder Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623824 Filed Document 0001181431-14-035897 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Multi-Asset Absolute Return Custom Fund, LP. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and John Palmer CIK Number 0001621986 Filed Document 0001621986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permal Private Equity Opportunities V, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001620683 Filed Document 0001620683-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LumaStream, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001541378 Filed Document 0001541378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Restoration Robotics Inc See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $45,208,699 Associated Brokers / Dealers National Securities Corporation, Rogert Monteforte, Russ Zalatimo, Scott Shames, Rob Bookbinder, Justin Mendoza, Mike Kaplan, Josh Barg, Andrew Gallion, Rich Goldstein, Paul Coviello, Mike Mullen, Vincent D'Albora, Annette Cassella, Dan Claps, Stephen Jones, Chris Dewey, Jack Bruscianelli, Andy Tennent, Eric Schwartz, Stuart Updegrove, and David Morgan CIK Number 0001409269 Filed Document 0001140361-14-040551 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIG SUNRISE FUND, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616880 Filed Document 0000919574-14-006062 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Star Fund IX (U.S.), L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $6,847,819,000 Associated Brokers / Dealers N/A CIK Number 0001599400 Filed Document 0001181431-14-035791 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Evident Technologies Inc See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,300,004 Associated Brokers / Dealers N/A CIK Number 0001314529 Filed Document 0001314529-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altus Land Development Fund, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001624524 Filed Document 0001624524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity