Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Supreme Pharmaceuticals Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $538,049 Associated Brokers / Dealers N/A CIK Number 0001622240 Filed Document 0001622240-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Elan Fund LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIVINO, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $12,218,729 Associated Brokers / Dealers N/A CIK Number 0001620655 Filed Document 0001620655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Malartu, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001619099 Filed Document 0001619099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Pinnacle Heritage, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624506 Filed Document 0001624506-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Belicek No. 3 Offset, LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $499,500 Associated Brokers / Dealers N/A CIK Number 0001624439 Filed Document 0001624439-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Civergy, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers Chardan Capital Markets LLC and Source Capital Group, Inc. CIK Number 0001623376 Filed Document 0001511164-14-000626 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
POLARIS ARMOR, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612882 Filed Document 0001612882-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Mariner Coria RV Fund, Ltd. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Capital Markets, Inc. CIK Number 0001624382 Filed Document 0001624497-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphenix Development, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001577135 Filed Document 0001577135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARAH LAUTER LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001623802 Filed Document 0001623802-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Equitorial Exploration Corp. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $126,577 Associated Brokers / Dealers Richard Fite CIK Number 0001605281 Filed Document 0001062993-14-006382 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Fund 2014, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. CIK Number 0001624393 Filed Document 0001624393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Capital Reserve Fund I LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
La Lumiere LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001586211 Filed Document 0001586211-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DIH Wildwood Ridge LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $19,127,778 Associated Brokers / Dealers N/A CIK Number 0001624405 Filed Document 0001624407-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AquaSpy Group, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001493759 Filed Document 0001493759-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BIOQUIDDITY INC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $13,737,000 Associated Brokers / Dealers Armentum Partners LLC CIK Number 0001278320 Filed Document 0001278320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Income Fund LLC See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, and D.H. Hill Securities, LLLP CIK Number 0001534460 Filed Document 0001534460-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WelVU Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001585522 Filed Document 0000896595-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
ALLIN CORP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001020391 Filed Document 0001020391-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar River Fund LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452359 Filed Document 0001452359-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permal Private Equity Opportunities V FTE, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001622924 Filed Document 0001620683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zafin Global Holdings Corp. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001624536 Filed Document 0001624536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EARTH BRAND HOLDINGS, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622936 Filed Document 0001213900-14-007804 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Family Discount Portfolio III DST See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $9,605,882 Associated Brokers / Dealers Edwin T. Suzuki CIK Number 0001624296 Filed Document 0000950138-14-000731 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIA Motors International, Inc. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001607799 Filed Document 0000911959-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
River Ranch Group Operating, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001623037 Filed Document 0001623037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Madison Fund III, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001621772 Filed Document 0001621725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NOMOCAN PHARMACEUTICALS LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620915 Filed Document 0001620915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hurdle, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624431 Filed Document 0001624431-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Crossroads Partners, LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590891 Filed Document 0000945621-14-000277 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wedbush Opportunity Partners LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001406102 Filed Document 0001406102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUENTEC FUND, LTD. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554514 Filed Document 0000919574-14-006053 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurant Health Fund LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588655 Filed Document 0001588655-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Freedom Capital, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624263 Filed Document 0001624263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SARAH LAUTER LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001623802 Filed Document 0001623802-14-000002 Exclusions or Exemptions 505, 504.1, and 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Crow Holdings Realty Partners VII-B, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001624502 Filed Document 0001624502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DIH Wyndham, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001624407 Filed Document 0001624407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SheerID, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,013,240 Associated Brokers / Dealers N/A CIK Number 0001537368 Filed Document 0001537368-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
HORSE & HOUND, LTD. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591172 Filed Document 0000919574-14-006058 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4Scale CDSI LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623117 Filed Document 0001623117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECPM Holdings, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $25,945,405 Associated Brokers / Dealers N/A CIK Number 0001623919 Filed Document 0001623919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
nVoq Inc See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
United Silicon Carbide, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624351 Filed Document 0001624351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE TELECOM INNOVATIONS PARTNERS, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624473 Filed Document 0001624473-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Vista Offshore, Ltd. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0001561753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Dragon Capital L.P., Series 3 See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624792 Filed Document 0001624792-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
CONTENT CHECKED INC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001609121 Filed Document 0001144204-14-065573 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SJK CAPITAL FUND LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589027 Filed Document 0000919574-14-006069 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund