Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Sky Lodge, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001628314 Filed Document 0001628314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
X-Microwave, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001591731 Filed Document 0001591731-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MONEYSTREAM, INC. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,237,600 Associated Brokers / Dealers N/A CIK Number 0001587822 Filed Document 0001587822-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,781,232 Associated Brokers / Dealers Paul Ned Davis III CIK Number 0001135856 Filed Document 0001135856-14-000380 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ridgewood Private Equity Partners Energy Access Fund LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ridgewood Securities Corporation CIK Number 0001626693 Filed Document 0001626693-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, and NEWEDGE USA, LLC CIK Number 0000931921 Filed Document 0000899140-14-000742 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments 22, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628319 Filed Document 0001628319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - International Equity Fund See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460233 Filed Document 0001460233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AG Capital Recovery VIII Holdings, L.P. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593945 Filed Document 0001593945-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Master Fund Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540736 Filed Document 0000919574-14-007097 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bronson Point Offshore Fund Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476788 Filed Document 0001476788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REVIONICS INC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $29,999,999 Associated Brokers / Dealers N/A CIK Number 0001367229 Filed Document 0001367229-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northquest Ltd. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $64,792 Associated Brokers / Dealers N/A CIK Number 0001628539 Filed Document 0001628539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
XLerant Inc See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001422929 Filed Document 0001209191-14-076554 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Large Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001429803 Filed Document 0001393725-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Servato Corp. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608816 Filed Document 0001608816-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Inception Exploration Ltd See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,246,211 Associated Brokers / Dealers N/A CIK Number 0001628715 Filed Document 0001140361-14-046093 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PB Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001628544 Filed Document 0001628544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Partners, LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540737 Filed Document 0000919574-14-007092 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001432627 Filed Document 0001393725-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NowThis Media, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $6,074,995 Associated Brokers / Dealers N/A CIK Number 0001547997 Filed Document 0001231919-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Airrosti Rehab Centers, L.L.C. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001628084 Filed Document 0001628084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUEPAC PARTNERS FUND, LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594113 Filed Document 0001013594-14-000717 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Opportunities Partners, LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474921 Filed Document 0000919574-14-007080 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZ Home Solutions, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628219 Filed Document 0001628219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New River Preserve Holdings, LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $8,784,720 Associated Brokers / Dealers N/A CIK Number 0001626857 Filed Document 0001626857-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Formula XO, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001594586 Filed Document 0001594586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ROSE GROVE OFFSHORE FUND I LTD See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001452905 Filed Document 0001452905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital Co-Investment Opportunities 2015, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Commonfund Securitites, Inc. CIK Number 0001627354 Filed Document 0001627354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital Natural Resources Partners X, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001627225 Filed Document 0001628149-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOND CURVE OPPORTUNITY FUND LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271616 Filed Document 0000919574-14-007066 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plae, Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,379,998 Associated Brokers / Dealers N/A CIK Number 0001580257 Filed Document 0001580257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Fund, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000919574-14-007078 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loadsmart, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001628607 Filed Document 0001628607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIRECT LENDING FUND II SLP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,246,416,552 Associated Brokers / Dealers N/A CIK Number 0001628423 Filed Document 0001628423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0001315863-14-000694 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Grove Partners I L P See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001385038 Filed Document 0001385038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K India Opportunities Fund Ltd See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628225 Filed Document 0001628225-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1709 Investments, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628002 Filed Document 0000914760-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVK Investment, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628200 Filed Document 0001628200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARING CABIN, LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Anne Beale Yancey CIK Number 0001549362 Filed Document 0001549362-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Device42, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,505,000 Associated Brokers / Dealers N/A CIK Number 0001628599 Filed Document 0001628599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AEW Core Property Trust (US) Inc See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409684 Filed Document 0001409684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
MT Funding, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627996 Filed Document 0000914760-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers Jim Chaney and Donald Friedman CIK Number 0001135856 Filed Document 0001135856-14-000379 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ICQ Investments 24, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628317 Filed Document 0001628317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001512430 Filed Document 0001393725-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairhaven Jibo Co-Investment Fund, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628149 Filed Document 0001628149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocki Technology, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation, Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001626273 Filed Document 0001626273-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381359 Filed Document 0001393725-14-000184 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund