US Select Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381364
- Filed Document
- 0001393725-14-000186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449631
- Filed Document
- 0001449631-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628621
- Filed Document
- 0001628621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143698
- Filed Document
- 0001095449-14-000156
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607374
- Filed Document
- 0001607374-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588364
- Filed Document
- 0001588364-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628419
- Filed Document
- 0001628419-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,152,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628592
- Filed Document
- 0001628592-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507785
- Filed Document
- 0001507785-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583370
- Filed Document
- 0001583370-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $14,818,729
- Associated Brokers / Dealers
- Inland Securities Corporation, Dwight K. Kay, John S. Weiss, Chay T. Lapin, Barry W. Lemay, and Taylor D. Ashland
- CIK Number
- 0001628725
- Filed Document
- 0001628725-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477814
- Filed Document
- 0001477814-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Health Insurance
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474966
- Filed Document
- 0000919574-14-007082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628460
- Filed Document
- 0001628460-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626252
- Filed Document
- 0001626252-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526524
- Filed Document
- 0001526525-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495029
- Filed Document
- 0001495029-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584978
- Filed Document
- 0001584978-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628161
- Filed Document
- 0001628161-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $3,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612085
- Filed Document
- 0001618398-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628488
- Filed Document
- 0001628488-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- ARI FINANCIAL SERVICES, INC.
- CIK Number
- 0001628531
- Filed Document
- 0001628531-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559828
- Filed Document
- 0001559828-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615451
- Filed Document
- 0001315863-14-000695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628322
- Filed Document
- 0001628322-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,501,226
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529849
- Filed Document
- 0001529849-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc.
- CIK Number
- 0001627224
- Filed Document
- 0001627224-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628494
- Filed Document
- 0001628494-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629572
- Filed Document
- 0001629572-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565539
- Filed Document
- 0001565539-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $14,380,928
- Associated Brokers / Dealers
- Corbin S. Thomas
- CIK Number
- 0001624853
- Filed Document
- 0001624853-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
Value Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001381363
- Filed Document
- 0001393725-14-000187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001628497
- Filed Document
- 0001628497-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $14,818,729
- Associated Brokers / Dealers
- Inland Securities Corporation and Dwight K. Kay
- CIK Number
- 0001628725
- Filed Document
- 0001628725-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $11,933,690
- Associated Brokers / Dealers
- Harry R. Tyler, Christina S. Nielson, Carol J. Child, Inland Securities Corporation, Roger T. Tadsen, Dwight K. Kay, Gary G. Benson, William A. Morrow, Drew F. Dedelow, David R. Koehler, Eric S. Scaff, Jeffrey S. Gurman, Christopher R. Bice, Mark S. Gopen, Alex M. Weissman, Damon C. Gonzalez, Robert R. Tweed, Joseph A. Nugent, Robert A. Horning, Trawnegan Gall, Randy A. Barmache, Mark D. Tetreault, Scott A. Berg, Rocco J. Scarsella, Lisa B. Sherman, Gergory G. Scrydloff, Michael A. Bendix, Raymond W. Harrison, Brian A. Peardon, Kenneth L. Okuno, Anil Gulati, Robert R. Tweed, and Brandon S. Wagner
- CIK Number
- 0001608413
- Filed Document
- 0001608413-14-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628302
- Filed Document
- 0001628302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512686
- Filed Document
- 0001512686-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628533
- Filed Document
- 0001628533-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $12,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626950
- Filed Document
- 0001626950-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC and Sunbelt Securities, Inc.
- CIK Number
- 0001623133
- Filed Document
- 0001623133-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001116270
- Filed Document
- 0000919574-14-007062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $1,503,721
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628542
- Filed Document
- 0001628542-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526525
- Filed Document
- 0001526525-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373561
- Filed Document
- 0001373561-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001506644
- Filed Document
- 0001506644-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628098
- Filed Document
- 0001628098-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $560,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455819
- Filed Document
- 0001213900-14-008983
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628366
- Filed Document
- 0001628366-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Kipling Capital Inc.
- CIK Number
- 0001627024
- Filed Document
- 0001627024-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-18 00:00:00 UTC |
- Amount To Be Raised
- $32,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488688
- Filed Document
- 0001140361-14-045887
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|