Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OC 521 Master Fund, Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001522367 Filed Document 0001522367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinik Family Portfolio LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585445 Filed Document 0000902664-14-004300 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evidint, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621492 Filed Document 0001624412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CFIG Co-Investors, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001421239 Filed Document 0000950103-14-008033 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nymbus, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624951 Filed Document 0001624951-14-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
GSA International Level2 Fund Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496783 Filed Document 0000943663-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pixinote, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625561 Filed Document 0001625561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sterling Ridge Fund LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590807 Filed Document 0001590807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Adelphi Europe Partners LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591192 Filed Document 0001140361-14-041444 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tactical Opportunities Offshore Fund L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001569540 Filed Document 0001624615-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillflint, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001625149 Filed Document 0001625149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Payson Developmental Drilling Fund 2014 II, LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Terry D. Harvey, Martin Prinz, and Sarah Ng CIK Number 0001621998 Filed Document 0001621998-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Klingenstein Fields Global Fund LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414084 Filed Document 0000905718-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001460669 Filed Document 0001624615-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Loan Interests & Credit Offshore Fund Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001555573 Filed Document 0001624615-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001624615-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Credit Opportunities Offshore Fund II, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001587931 Filed Document 0001587629-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 32,LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624885 Filed Document 0001624885-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Riverwood Capital Partners II (Parallel-B) L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001596118 Filed Document 0001596118-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SendHub FC Fund I LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $354,412 Associated Brokers / Dealers N/A CIK Number 0001568387 Filed Document 0001625076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P.A.W. FAF, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503157 Filed Document 0000919574-14-006243 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001426150 Filed Document 0001624615-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rosecroft Components, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001619831 Filed Document 0001619831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Absolute Return Strategy II Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001624615-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACP Senior Apartment Partners, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624996 Filed Document 0001624996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sureserve MD, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001621779 Filed Document 0001621779-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
GTUIT, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572105 Filed Document 0001620690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMKT Cayman Ltd. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,841,320 Associated Brokers / Dealers N/A CIK Number 0001624740 Filed Document 0001624740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WYTEC INTERNATIONAL INC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers LightPath Capital, Inc. CIK Number 0001560143 Filed Document 0001065949-14-000279 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SRI - Camino, L.P. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001625173 Filed Document 0001625173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,652,485 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Blari Van Buren CIK Number 0001135856 Filed Document 0001135856-14-000314 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Student Housing Joint Venture, L.P. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $42,300,000 Associated Brokers / Dealers N/A CIK Number 0001625165 Filed Document 0001625165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Credit Opportunities II LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591709 Filed Document 0001591709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557739 Filed Document 0000919574-14-006192 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Therapeutics, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001472091 Filed Document 0001567619-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TRIPLINGO, INC. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001527018 Filed Document 0001527018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bractlet, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-14-068458 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Guardient Macro Fund, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624513 Filed Document 0001624513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RioLeads, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624861 Filed Document 0001140361-14-041467 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Proscia Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $400 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Equities Fund LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624130 Filed Document 0001624130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Randall Berry See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622736 Filed Document 0001622736-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fountain Fund I LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624416 Filed Document 0001624416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLER GLOBAL PARTNERS, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060765 Filed Document 0001060765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYHTE HOLDINGS, INC. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624474 Filed Document 0001624474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FMR LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001459293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other