|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $11,933,690
- Associated Brokers / Dealers
- Harry R. Tyler, Christina S. Nielson, Carol J. Child, Inland Securities Corporation, Roger T. Tadsen, Dwight K. Kay, Gary G. Benson, William A. Morrow, Drew F. Dedelow, David R. Koehler, Eric S. Scaff, Jeffrey S. Gurman, Christopher R. Bice, Mark S. Gopen, Alex M. Weissman, Damon C. Gonzalez, Robert R. Tweed, Joseph A. Nugent, Robert A. Horning, Trawnegan Gall, Randy A. Barmache, Mark D. Tetreault, Scott A. Berg, and Rocco J. Scarsella
- CIK Number
- 0001608413
- Filed Document
- 0001608413-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534677
- Filed Document
- 0001181431-14-037020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623983
- Filed Document
- 0001623983-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606269
- Filed Document
- 0001606269-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625109
- Filed Document
- 0001625109-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,299,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470835
- Filed Document
- 0001470835-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534763
- Filed Document
- 0001534763-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624136
- Filed Document
- 0001624136-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001071100
- Filed Document
- 0001071100-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $26,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623868
- Filed Document
- 0001623868-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,023,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625098
- Filed Document
- 0001625098-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001562220
- Filed Document
- 0001562220-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $927,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624210
- Filed Document
- 0001465818-14-000032
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $16,168,050
- Associated Brokers / Dealers
- The Strategic Financial Alliance, Inc., Arque Capital Ltd., Triad Advisors, Inc., Primex Prime Electronic Execution, Inc., JRL Capital Corporation, and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001614074
- Filed Document
- 0001614074-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001625298
- Filed Document
- 0001625298-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591808
- Filed Document
- 0001591808-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601516
- Filed Document
- 0001601516-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625258
- Filed Document
- 0001625258-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $20,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463457
- Filed Document
- 0001463457-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562497
- Filed Document
- 0000919574-14-006613
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526186
- Filed Document
- 0001526186-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $24,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624990
- Filed Document
- 0001624990-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624357
- Filed Document
- 0001624357-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617970
- Filed Document
- 0001617970-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund, LP
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001493897
- Filed Document
- 0001493897-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund II LP
See All Filings
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001461515
- Filed Document
- 0001461515-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,305,666
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378259
- Filed Document
- 0001378259-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,000,022
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625406
- Filed Document
- 0001518455-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625267
- Filed Document
- 0001625267-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- T. Michael Conway III, Fred L. Williams, Jr., and UMB Financial Services Inc.
- CIK Number
- 0001616017
- Filed Document
- 0001616017-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC
- CIK Number
- 0001591969
- Filed Document
- 0001012975-14-000737
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001415522
- Filed Document
- 0001415522-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000865549
- Filed Document
- 0000865549-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624920
- Filed Document
- 0001624920-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450967
- Filed Document
- 0001450967-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001583745
- Filed Document
- 0001583745-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001212797
- Filed Document
- 0001212797-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $75,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623592
- Filed Document
- 0001623592-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566610
- Filed Document
- 0001085037-14-000152
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625232
- Filed Document
- 0001625232-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625194
- Filed Document
- 0001625194-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Shea & Company, LLC
- CIK Number
- 0001400102
- Filed Document
- 0001400102-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $527,242,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619513
- Filed Document
- 0000895345-14-000303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498185
- Filed Document
- 0001498185-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625056
- Filed Document
- 0001625056-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OPPENHEIMER & CO. INC.
- CIK Number
- 0001624519
- Filed Document
- 0000919574-14-006497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625503
- Filed Document
- 0001625257-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-11-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591028
- Filed Document
- 0001591089-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-11-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-11-13 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- CIM Securities, LLC and CIM Securities, LLC
- CIK Number
- 0001595506
- Filed Document
- 0001595506-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-11-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|