Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cerberus CMBS Opportunities Fund, L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582659 Filed Document 0001140361-13-037916 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELEMARK FUND LP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268493 Filed Document 0000898432-13-001301 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WFP Opportunity Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001466929-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INTERACTIVE MEDIA HOLDINGS INC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369728 Filed Document 0001369728-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Broadtree Homes Inc See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IOP HOLDINGS, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $6,152,843 Associated Brokers / Dealers N/A CIK Number 0001587410 Filed Document 0001140361-13-036759 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PETROTECH RESOURCES CORP 2013 #1 PROGRAM See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001587399 Filed Document 0001587399-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Northern Plains Nitrogen, LLP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001568184 Filed Document 0001181431-13-050246 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES TAX CREDIT FUND 40 L.L.C. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sean M. Hannan, Aline Rose Lavelle, Lewis F. Mallory, III, Drew Goldman, Andy Voress, Barry P. Boothe, and William E. Hardy CIK Number 0001587240 Filed Document 0001587240-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Fortress Macro MA 1 Ltd See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001534516 Filed Document 0000950172-13-000084 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Ethanol & Power, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $612,500 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brick Top Productions, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001484769 Filed Document 0001484769-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0001140361-13-036773 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bratton Technologies, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $1,434,705 Associated Brokers / Dealers N/A CIK Number 0001580125 Filed Document 0001580125-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley and Co. Incorporated, Morgan Stanley DW Inc., and MORGAN STANLEY SMITH BARNEY CIK Number 0001376082 Filed Document 0001355191-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairmont Crossing Properties, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001587435 Filed Document 0001587435-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Over/Under Joint Venture See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001587436 Filed Document 0001587436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Socure Inc. See All Filings	D	2013-09-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001566310 Filed Document 0000898432-13-001251 Exclusions or Exemptions 506b Accepted Date 2013-09-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Townhomes at Victoria Park, LLC See All Filings	D	2013-09-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers NA CIK Number 0001586931 Filed Document 0001586931-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Proteus Capital, L.P. See All Filings	D/A	2013-09-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001510980-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voci Technologies Inc See All Filings	D	2013-09-21 00:00:00 UTC
Amount To Be Raised $739,800 Associated Brokers / Dealers N/A CIK Number 0001466367 Filed Document 0001466367-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Bentwater Series See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001591964 Filed Document 0001591966-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
TennisMatch LLC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001587513 Filed Document 0001587513-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Left Shoe Co North America, LLC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001587626 Filed Document 0001587626-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UniversityNow Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $21,385,621 Associated Brokers / Dealers N/A CIK Number 0001587431 Filed Document 0001587431-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THERACOS INC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $93,092,700 Associated Brokers / Dealers N/A CIK Number 0001175700 Filed Document 0001175700-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ETF Issuer Solutions, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559107 Filed Document 0001085760-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ECG Demonbreun, LLC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001587448 Filed Document 0001587448-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Predilytics, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $4,500,009 Associated Brokers / Dealers N/A CIK Number 0001557090 Filed Document 0001409844-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Medlert, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $175,389 Associated Brokers / Dealers N/A CIK Number 0001585035 Filed Document 0001585035-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mosaic Distributors, LLC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Bruce Roberts, Catherine Hicks, George Grimes, and Bruce Smith CIK Number 0001587336 Filed Document 0001587336-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Medlert, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,099,999 Associated Brokers / Dealers N/A CIK Number 0001585035 Filed Document 0001585035-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COOP OF WINTER PARK, LLC See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001587329 Filed Document 0001587329-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Cruzar Medsystems, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001587614 Filed Document 0001587614-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Magna Resources BD #56 - Kuratti #6 Joint Venture See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers N/A CIK Number 0001587680 Filed Document 0001587680-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PocketProtein, Inc. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559602 Filed Document 0001559602-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Frogmore Real Estate Partners III, L.P. See All Filings	D	2013-09-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587390 Filed Document 0001587390-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synergis Education, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $40,508,060 Associated Brokers / Dealers N/A CIK Number 0001586655 Filed Document 0001586655-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Maker Studios, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $4,325,000 Associated Brokers / Dealers N/A CIK Number 0001510397 Filed Document 0001140361-13-037078 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medu III SA Partnership See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001587107 Filed Document 0001181431-13-050831 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH AFRICA Revenue or Assets Decline to Disclose Type of Security Equity
Moxtra, Inc. See All Filings	D/A	2013-09-19 00:00:00 UTC
Amount To Be Raised $10,153,120 Associated Brokers / Dealers N/A CIK Number 0001583945 Filed Document 0001583945-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRC Computers, LLC See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001457639 Filed Document 0001457639-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Maker Studios, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $7,095,106 Associated Brokers / Dealers N/A CIK Number 0001510397 Filed Document 0001140361-13-037072 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MITRA CAPITAL PARTNERS LP See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584245 Filed Document 0001140361-13-036738 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucky Strike Resources Ltd. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $253,843 Associated Brokers / Dealers N/A CIK Number 0001587899 Filed Document 0001183740-13-000361 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VIVASTREAM INC. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $1,987,578 Associated Brokers / Dealers N/A CIK Number 0001587679 Filed Document 0001587679-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RADIENT TECHNOLOGIES INC. See All Filings	D/A	2013-09-19 00:00:00 UTC
Amount To Be Raised $455,179 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-13-036693 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VIPAAR, LLC See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001558059 Filed Document 0001558059-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Maker Studios, Inc. See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $8,355,000 Associated Brokers / Dealers N/A CIK Number 0001510397 Filed Document 0001140361-13-037076 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AMEDICA Corp See All Filings	D/A	2013-09-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Kevin P. Murphy CIK Number 0001269026 Filed Document 0001269026-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity