Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Red Mountain Funding LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001587361 Filed Document 0001587361-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
TEGU See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,769,677 Associated Brokers / Dealers N/A CIK Number 0001460923 Filed Document 0001460923-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nexis Vision, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,150,254 Associated Brokers / Dealers N/A CIK Number 0001423273 Filed Document 0001423273-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC-Seamax Shipping Opportunities Fund LP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Dearing CIK Number 0001587488 Filed Document 0000919574-13-005628 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Hills Capital Investors, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001454422 Filed Document 0001454422-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
This Life, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001485445 Filed Document 0001485445-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0000902664-13-003283 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $11,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GUESTLOGIX INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $869,180 Associated Brokers / Dealers NATIONAL BANK FINANCIAL INC. and BEACON SECURITIES LIMITED CIK Number 0001401096 Filed Document 0001401096-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ENVIRONMENTAL SCIENCE & TECHNOLOGIES, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552743 Filed Document 0001552743-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Force Therapeutics LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585935 Filed Document 0001585935-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bellybaloo Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001577941 Filed Document 0001577941-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BEI Enterprises See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $20,000,000,000 Associated Brokers / Dealers Adesoji Adeyemi CIK Number 0001587324 Filed Document 0001587324-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCREP V JAPAN FEEDER A, L.P. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,300,000,000 Associated Brokers / Dealers Park Hill Real Estate Group, LLC CIK Number 0001584059 Filed Document 0001584059-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marker Lantern III Ltd. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $25,850,000 Associated Brokers / Dealers N/A CIK Number 0001587498 Filed Document 0001587498-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SANDERS MORRIS HARRIS INC., Freestone Securities, LLC, Credit Suisse, Dominick & Dominick, RAYMOND JAMES & ASSOCIATES, INC., Hightower Securities, LLC, Purshe Kaplan Sterling Investments, Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, MORGAN STANLEY & CO. LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001501157 Filed Document 0000919574-13-005631 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Opportunity Trust, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001002280 Filed Document 0000950103-13-005564 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHEOS INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PROSPER MARKETPLACE INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001416265 Filed Document 0001416265-13-000653 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Vulpes Precious Metals Fund See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587327 Filed Document 0001587327-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnAlert Guardian Systems, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001584402 Filed Document 0001584402-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe Offshore Ltd. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001496288 Filed Document 0000919574-13-005624 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USIGH Ltd See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers RP&C International (Securities), Inc. CIK Number 0001587564 Filed Document 0001587564-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business Y7 Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Stellar Investment Alliance, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558180 Filed Document 0001558180-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yvolvr, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001587542 Filed Document 0001587542-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Investment Corp. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001520682 Filed Document 0001520682-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ogee Group LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Healthy Mom LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Chris Laffey CIK Number 0001587305 Filed Document 0001587305-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Glen Capital Partners Fund I, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Factory 798 Media, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554158 Filed Document 0001554158-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
L&L 425 Park Investors LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587471 Filed Document 0001587471-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Med-Center Investors, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001587446 Filed Document 0001587446-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Branding Brand, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001555760 Filed Document 0001181431-13-050562 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AVERE COLLEYVILLE SL LP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,532,012 Associated Brokers / Dealers N/A CIK Number 0001586533 Filed Document 0001586533-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Altair OH XIII, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001587183 Filed Document 0001144204-13-052602 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUMBERLAND RUN INVESTMENTS, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001587565 Filed Document 0001587565-13-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
AM3 Pinnacle Corp See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,999,937 Associated Brokers / Dealers N/A CIK Number 0001545931 Filed Document 0001545931-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AchieveIt Online LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001533479 Filed Document 0001533479-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SERA PROGNOSTICS, INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
QORDINATE INC. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001586666 Filed Document 0001586666-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GeoNovus Minerals Corp. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $79,743 Associated Brokers / Dealers N/A CIK Number 0001538526 Filed Document 0001538526-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Alkeon Growth RJ Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc. CIK Number 0001501156 Filed Document 0000919574-13-005632 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001496289 Filed Document 0000919574-13-005620 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Natural Resources Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337729 Filed Document 0000950103-13-005565 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sperry Fiola Partners, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001584598 Filed Document 0001584598-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TOLTEC PHARMACEUTICALS, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509523 Filed Document 0001393725-13-000085 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Strategic Value Partners, L.P. See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329433 Filed Document 0000950103-13-005560 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KoolSpan, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $10,401,404 Associated Brokers / Dealers N/A CIK Number 0001295875 Filed Document 0001295875-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Northstar Fund, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001487050 Filed Document 0000919574-13-005625 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF ARKANSAS INVESTMENT GROUP, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001587515 Filed Document 0001587515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity