Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Entrepreneurs' Fund IV, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001587638 Filed Document 0001587638-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PC Chapel Holdings, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $728,572 Associated Brokers / Dealers N/A CIK Number 0001588557 Filed Document 0001588629-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525542 Filed Document 0001565908-13-000090 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qbeats Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001588532 Filed Document 0001588532-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SOUND MARK HORIZONS FUND, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GLG TECHNOLOGY FUND See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460483 Filed Document 0000902664-13-003446 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLEN GLOBAL PARTNERS L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001143440 Filed Document 0000950142-13-002069 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U S PRECIOUS METALS INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Meyers Associate LP CIK Number 0001286181 Filed Document 0001020229-13-000031 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
GROUNDFLOOR Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CHILTON EUROPEAN INTERNATIONAL (BVI) LTD. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458357 Filed Document 0000950103-13-005862 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUDGEAR CONSUMER FUND, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443164 Filed Document 0001095449-13-000112 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Titan Fitness Parent, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $66,515,000 Associated Brokers / Dealers N/A CIK Number 0001588742 Filed Document 0001588742-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CHILTON STRATEGIC VALUE INTERNATIONAL II (BVI) LTD. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458356 Filed Document 0000950103-13-005867 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DVPJ Corp See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,449,531 Associated Brokers / Dealers N/A CIK Number 0001558991 Filed Document 0001558991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Seamless Toy Company, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001577245 Filed Document 0001577245-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PC Chapel, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,428,572 Associated Brokers / Dealers N/A CIK Number 0001588629 Filed Document 0001588629-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NOAH CORP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001373862 Filed Document 0001373862-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MD2U Management, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588570 Filed Document 0000911959-13-000041 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
KinematIQ Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588602 Filed Document 0001588602-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OORJA PROTONICS, INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001335768 Filed Document 0001335768-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Morgan Stanley Private Equity Asia IV, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001562674 Filed Document 0001181431-13-052836 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Acclivity Capital Partners LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588397 Filed Document 0001588397-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G-Ten Partners LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588417 Filed Document 0001588417-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001464874-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Private Equity Asia IV TE, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001562677 Filed Document 0001181431-13-052843 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MICROMEM TECHNOLOGIES INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001085921 Filed Document 0001062993-13-004928 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
PA Veritas RE Fund, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588577 Filed Document 0000902664-13-003387 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PINC SOLUTIONS See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $8,451,156 Associated Brokers / Dealers N/A CIK Number 0001302027 Filed Document 0001302027-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala P2 Fund Ltd. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588678 Filed Document 0001140361-13-038192 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NETCO SILVER INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $62,966 Associated Brokers / Dealers N/A CIK Number 0001115672 Filed Document 0001085037-13-000147 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aregua Investors (Cayman), Ltd. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588221 Filed Document 0000919574-13-005757 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KPG IMW Investors, L.P. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001588574 Filed Document 0001588574-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM RANGER FUND, LP See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529647 Filed Document 0001566114-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Chilton Global Balanced, L.P. See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480964 Filed Document 0000950103-13-005863 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.E.P. Capital, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,121,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP INVESTORS IN METROPOLITAN LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001436116 Filed Document 0001436116-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLEN GLOBAL PARTNERS OFFSHORE See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001290452 Filed Document 0000950142-13-002070 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Captivate Holdings, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $18,628,000 Associated Brokers / Dealers N/A CIK Number 0001588938 Filed Document 0001588938-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
RIT TECHNOLOGIES LTD See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $2,007,004 Associated Brokers / Dealers N/A CIK Number 0001041844 Filed Document 0001178913-13-002804 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NoWait, Inc See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $2,999,969 Associated Brokers / Dealers N/A CIK Number 0001508455 Filed Document 0001508455-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Gastronome Ventures LLC See All Filings	D	2013-10-06 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001588697 Filed Document 0001588697-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kiromic, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001588511 Filed Document 0001588511-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HydroNovation, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,500,800 Associated Brokers / Dealers N/A CIK Number 0001466182 Filed Document 0001466182-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PO Investor, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $264,232 Associated Brokers / Dealers N/A CIK Number 0001527226 Filed Document 0001527226-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skoop, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588432 Filed Document 0001588432-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Waveland Drilling Partners III-B, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., and VSR Financial Services, Inc. CIK Number 0001582679 Filed Document 0001582679-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THRIVE CAPITAL FUND I, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588330 Filed Document 0001588330-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GreenHunter Resources, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,181,255 Associated Brokers / Dealers MLV & Co. LLC CIK Number 0001410056 Filed Document 0001209191-13-047535 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brookfield Infrastructure Fund II-A, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001575108 Filed Document 0001575108-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Credit Opportunities IV Fund A, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587818 Filed Document 0001587818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund