Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TM Wellington Green Mall REIT, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities dba First Liberties Financial CIK Number 0001627588 Filed Document 0001627585-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TZP Growth Partners I, L.P. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001626792 Filed Document 0001626792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Context Active Strategies Fund, L.P. See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534809 Filed Document 0001546927-14-000205 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pluralsight Holdings, LLC See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised $19,955,174 Associated Brokers / Dealers N/A CIK Number 0001625877 Filed Document 0001080368-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series C-2 See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001617325 Filed Document 0001617325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Waterside Brands, Inc. See All Filings	D	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625604 Filed Document 0001625604-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Zebedee Growth Fund Ltd See All Filings	D/A	2014-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484264 Filed Document 0000919574-14-006860 Exclusions or Exemptions 506b Accepted Date 2014-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $18,633,308 Associated Brokers / Dealers Michael Moorhead and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-14-000344 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PELOTON INTERACTIVE, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001562266 Filed Document 0001562266-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Eircap Ltd See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623474 Filed Document 0001623474-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IRELAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVINE Live Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,044,413 Associated Brokers / Dealers N/A CIK Number 0000870826 Filed Document 0000870826-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Off By One, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $700,402 Associated Brokers / Dealers N/A CIK Number 0001627591 Filed Document 0001627591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TEXLARK EXPLORATION CO INC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Elameno, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001626626 Filed Document 0001626626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,560,000 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-14-000349 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Homes of Hope, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Watermark Advisors, LLC CIK Number 0001624440 Filed Document 0001624440-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Parkridge Townhomes, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001626604 Filed Document 0001626604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tachyus Corp See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $7,196,000 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-14-044362 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0000897069-14-000481 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contact Exploration Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,674,497 Associated Brokers / Dealers Canaccord Genuity Corp., AltaCorp. Capital Inc., Beacon Securities Limited, RBC Dominion Securities Inc., Jennings Capital Inc., Dundee Securities Ltd., and Industrial Alliance Securities Inc. CIK Number 0001626503 Filed Document 0001140361-14-043749 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RMIF Sheridan, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,435,020 Associated Brokers / Dealers N/A CIK Number 0001626761 Filed Document 0001626761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Alpine 4 Automotive Technologies Ltd. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001606698 Filed Document 0001606698-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoro Metals Corp. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $22,059 Associated Brokers / Dealers N/A CIK Number 0001538189 Filed Document 0001538189-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yik Yak, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001612046 Filed Document 0001612046-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $26,755 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000345 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
StudyBlue, Inc. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,159,358 Associated Brokers / Dealers N/A CIK Number 0001466121 Filed Document 0000897069-14-000482 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Partners Opportunity Fund V-A, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RANA PRASAD CIK Number 0001626746 Filed Document 0001626746-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathfinder Partners Opportunity Fund V, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers RANA PRASAD CIK Number 0001622938 Filed Document 0001622938-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Distilling, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001534708 Filed Document 0001615774-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
VIOLA PRIVATE EQUITY II (A) L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GOLDMAN, SACHS & CO. CIK Number 0001615068 Filed Document 0001615068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Couch9, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $8,875,000 Associated Brokers / Dealers N/A CIK Number 0001626147 Filed Document 0001626147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
CommonKindness, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001555580 Filed Document 0001555580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAWKEYE CAPITAL, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0000950172-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAWORKS APC FOUR, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626447 Filed Document 0001626447-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AERO-X GOLF, INC. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001484746 Filed Document 0001117768-14-000914 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AACC SERVICES, LLC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602961 Filed Document 0001602961-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CloudMosa, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $22,899,960 Associated Brokers / Dealers N/A CIK Number 0001626498 Filed Document 0001626498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rosemawr Capital II LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626607 Filed Document 0000914760-15-000090 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPRESS NATURAL RESOURCES INVESTMENT FUNDS IV, L.P. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $8,720,000 Associated Brokers / Dealers N/A CIK Number 0001638201 Filed Document 0001638201-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rockwood IX Upper Tier REIT, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001626410 Filed Document 0001181431-14-037497 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Predilytics, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557090 Filed Document 0001557090-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VANSHAP CAPITAL VALUE FUND, LP See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547141 Filed Document 0001546927-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IMAGING3 INC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001205181 Filed Document 0001065949-14-000297 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0000950172-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB&T BANKSHARES INC See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0000855354 Filed Document 0001209191-14-072119 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Enthalpic Capital LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mark E Urban CIK Number 0001605800 Filed Document 0001605800-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ROXIMITY, Inc. See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001554201 Filed Document 0001554201-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Nagare Membranes, LLC See All Filings	D/A	2014-12-01 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001626531 Filed Document 0001626531-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Five Oaks Place REIT LP See All Filings	D	2014-12-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001626790 Filed Document 0001626790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity