Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Point6 LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,000,160 Associated Brokers / Dealers CircleUp CIK Number 0001563170 Filed Document 0001563170-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MuciMed, Inc See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001363734 Filed Document 0001363734-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Short Strategies (US), LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502581 Filed Document 0001502581-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Consumer Long/Short Fund,LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505565 Filed Document 0001559737-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Hedged Value Strategies (US), LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496336 Filed Document 0001496336-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak Infrastructure Fund LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,637,000,000 Associated Brokers / Dealers FAP USA, L.P. and Patrick Capital Markets, LLC CIK Number 0001560648 Filed Document 0001560648-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN DEFENSE SYSTEMS INC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,692,000 Associated Brokers / Dealers N/A CIK Number 0001260996 Filed Document 0001260996-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Surge Global Energy, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001053648 Filed Document 0001493152-13-001974 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Live Learn Properties Fund I, LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001552025 Filed Document 0001552025-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA FLIGHT SCIENCES CORP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0000869485 Filed Document 0000869485-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
1366 TECHNOLOGIES INC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001423493 Filed Document 0001423493-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Farrington Equity Opportunities Fund A (QP), L.P. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588173 Filed Document 0001461373-13-000044 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Bridge Investors, LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001588975 Filed Document 0001588975-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KIZZANG LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001575080 Filed Document 0001575080-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
COMMONFUND INSTITUTIONAL GLOBAL BOND FUND LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001448929 Filed Document 0001588839-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DockYard, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $946 Associated Brokers / Dealers N/A CIK Number 0001588668 Filed Document 0001588668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Delos Living, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $24,240,000 Associated Brokers / Dealers N/A CIK Number 0001588390 Filed Document 0001140361-13-038330 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CommunityLeader, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Midtown Partners & Co., LLC dba c Trade CIK Number 0001588672 Filed Document 0001588672-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALWAYSONVACATION, INC. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001404029 Filed Document 0001404029-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PLATINUM ENERGY HOLDINGS, INC. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587613 Filed Document 0001140361-13-038529 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIG TREE CAPITAL OPPORTUNITY FUND I, L.P. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582911 Filed Document 0001582911-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TranscribeMe Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,396,139 Associated Brokers / Dealers N/A CIK Number 0001587641 Filed Document 0001587641-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lion Semiconductor Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,999,995 Associated Brokers / Dealers N/A CIK Number 0001588720 Filed Document 0001588720-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Industrials Long/Short Fund, LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509918 Filed Document 0001559737-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIPCRICKET, INC. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $141,724 Associated Brokers / Dealers N/A CIK Number 0001137204 Filed Document 0001137638-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lomiko Metals Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001588837 Filed Document 0001176256-13-000550 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-13-000018 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PWP Global Macro Fund LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588759 Filed Document 0000902664-13-003411 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clinkle Corp See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585726 Filed Document 0001585726-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GRAYBUG LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
JP3 Measurement, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588932 Filed Document 0001588932-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VS DIVERSIFIED ASSET FUND LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384041 Filed Document 0001384041-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LB Tax Investments, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589085 Filed Document 0001589085-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Gotham Neutral Strategies (US), LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001502582-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tutti Dynamics Inc. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,170,840 Associated Brokers / Dealers N/A CIK Number 0001553807 Filed Document 0001543483-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Manifold Global Equity Fund LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588626 Filed Document 0001588626-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
AETHLON MEDICAL INC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000882291 Filed Document 0001483806-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CEC-OKD 1.0 LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588942 Filed Document 0001588942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
OnePIN, Inc. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001344534 Filed Document 0001344534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EMG AE Utica Offshore Co-Investment, LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $63,205,765 Associated Brokers / Dealers N/A CIK Number 0001585633 Filed Document 0001585633-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Macro Plus Fund See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588834 Filed Document 0001588834-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlotte Angel Fund LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001587985 Filed Document 0001587985-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Farrington Diversified Strategies Fund A (QP), L.P. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588167 Filed Document 0001461373-13-000043 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Iris Mobile Corp See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $3,000,006 Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KNAPTON, LIMITED PARTNERSHIP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588991 Filed Document 0001588991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
COMMONFUND HEDGED INVESTORS CO See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001143738 Filed Document 0001588839-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tennessee Stillhouse, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588898 Filed Document 0001588898-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Event Farm, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001548653 Filed Document 0001548653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Putnam TMT Long/Short Fund, LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559737 Filed Document 0001559737-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenfold Capital Partners LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332940 Filed Document 0001144204-13-055187 Exclusions or Exemptions 506b Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund