Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Direct Flow Medical, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $29,925,497 Associated Brokers / Dealers N/A CIK Number 0001296743 Filed Document 0001296743-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cadiz Hotel, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001626984 Filed Document 0001626984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WALLACE WELCH & WILLINGHAM INC /ADV See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0000783083 Filed Document 0000783083-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Robison Price Capital, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627180 Filed Document 0001627180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPACT RADIUS INC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001426903 Filed Document 0001426903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Intrinsic Advantage Fund LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626930 Filed Document 0001626930-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpsClarity, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $11,281,535 Associated Brokers / Dealers N/A CIK Number 0001627518 Filed Document 0001627518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goose Creek Club LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001533906 Filed Document 0001533906-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
St. Cloud Capital Partners III SBIC, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers KPMG Corporate Finance LLC and Fallbrook Capital Securities Corp CIK Number 0001626566 Filed Document 0001140361-14-044194 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Management Holdings, Inc. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF Master Fund LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505289 Filed Document 0000926877-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
U.S. Farming Realty Trust III, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001625827 Filed Document 0001625827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Non-Agency RMBS Allocation Fund LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580595 Filed Document 0001315863-14-000683 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mount Kellett Capital Partners III LP See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001593303 Filed Document 0000902664-14-004501 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CrowdGather, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001328670 Filed Document 0001140361-14-044219 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Black Dinah Chocolatiers LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626975 Filed Document 0001626975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038185 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salty Girl Seafood, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001627692 Filed Document 0001627692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038248 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Bide-Fund, a series of AngelList-BiTe-Funds, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $114,200 Associated Brokers / Dealers N/A CIK Number 0001626765 Filed Document 0001626765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PF Growth Partners, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $35,000,001 Associated Brokers / Dealers N/A CIK Number 0001627334 Filed Document 0001627334-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Boulder Food Group, LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001627149 Filed Document 0001627149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHCP Direct Investors, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585841 Filed Document 0001585841-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MD INVESTMENT PARTNERS LLC SERIES C See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001627038 Filed Document 0001627038-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Park Cities Financial Group, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $77,000,000 Associated Brokers / Dealers N/A CIK Number 0001624602 Filed Document 0001624602-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SFC FLUIDICS INC. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001352226 Filed Document 0001352226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
ZALICO's VL Series Account - 2 See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Strategic Partners II Co-Invest, L.P., U Series See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627150 Filed Document 0001627150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenwich Village Center, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001626972 Filed Document 0001626972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505288 Filed Document 0000926877-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IR Media Ventures Corp. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
WI-AFM, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001626735 Filed Document 0001626735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Fairholme Allocation Fund LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-14-000682 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001181431-14-038249 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMUNDI DISTRIBUTORS USA, LLC CIK Number 0001512046 Filed Document 0000919574-14-006892 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Crts-Fund, a series of AngelList-RV-Funds, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001626767 Filed Document 0001626767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alder Somerset II, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616194 Filed Document 0001616194-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Copperplate Global Opportunities Fund LP See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627141 Filed Document 0001546927-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Listen Innovation Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1,061,386 Associated Brokers / Dealers N/A CIK Number 0001627174 Filed Document 0001627174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Integral Fund II (A) L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001626549 Filed Document 0000950103-14-008686 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AEHR TEST SYSTEMS See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001040470 Filed Document 0001040470-14-000094 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KB Win-Man Dialysis, DST See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627115 Filed Document 0001627115-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Hamburg Eggs LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $744,000 Associated Brokers / Dealers N/A CIK Number 0001626996 Filed Document 0001626996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zmodo Technology Corp Ltd See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001626409 Filed Document 0001626409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Industriens Vintage Infrastructure II L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626962 Filed Document 0001626962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Opportunities Fund US, L.P. See All Filings	D/A	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626497 Filed Document 0001626497-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ToyTalk, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001533174 Filed Document 0001533174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PC Towne Square, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001627019 Filed Document 0001627019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Eker-Fund, a series of AngelList-KP-Funds, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001626768 Filed Document 0001626768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund