Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG Diversified Credit Strategies Fund, Ltd. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001456170 Filed Document 0001456170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triangle Therapeutics Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $4,004,000 Associated Brokers / Dealers N/A CIK Number 0001639837 Filed Document 0001639837-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEP STRATEGIC ADVISERS FUND L.P. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639895 Filed Document 0000830588-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised $10,691,100 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glycoregimmune, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $6,378,000 Associated Brokers / Dealers N/A CIK Number 0001639824 Filed Document 0001639824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Enhanced Income Fund III (Cayman), L.P. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001638476 Filed Document 0000950142-15-000764 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST CAPITAL EMERGING MARKETS LTD. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361693 Filed Document 0000919574-15-003644 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Sky Capital Holdings Corp See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001639372 Filed Document 0001639372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Nutrinsic Corp See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $3,232,827 Associated Brokers / Dealers N/A CIK Number 0001411012 Filed Document 0001411012-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rockbot, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639724 Filed Document 0001639724-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Candy Club Holdings, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $2,399,999 Associated Brokers / Dealers N/A CIK Number 0001639864 Filed Document 0001639864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makuria Credit Fund LP See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574423 Filed Document 0000902664-15-002230 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVICTA QP FUND, L.P. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507071 Filed Document 0001382963-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synergy Surgicalists, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638742 Filed Document 0001638742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
40 NORTH INVESTMENTS LP See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543044 Filed Document 0001315863-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartiva, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $8,500,001 Associated Brokers / Dealers N/A CIK Number 0001539128 Filed Document 0001539128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Arcimoto Inc See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558583 Filed Document 0001461859-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ace of Swords, LP See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590909 Filed Document 0001590909-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minnesota Medical Solutions LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001632022 Filed Document 0001615594-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Delvetica, Inc. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621338 Filed Document 0001621338-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BACHELOR & BEAR ENTERPRISES, LLC See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582998 Filed Document 0001582998-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Uni-Pixel See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers COWEN AND COMPANY CIK Number 0001171012 Filed Document 0001185185-15-000940 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
AG Mortgage Value Partners, Ltd. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001458580 Filed Document 0001458580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINDBODY, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $869,760 Associated Brokers / Dealers N/A CIK Number 0001458962 Filed Document 0001458962-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-15-003650 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellon Optima L/S Strategy Fund, LLC See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312483 Filed Document 0000902664-15-002227 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AG Diversified Income Fund, Ltd. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001558006 Filed Document 0001558006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimplyCredit, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001639916 Filed Document 0001140361-15-016726 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Irvine Sensors Corp See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639646 Filed Document 0001639646-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
All Campus LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001555652 Filed Document 0001555652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2014, L.P. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001628562 Filed Document 0001628562-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Delos Living, LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers n/a CIK Number 0001588390 Filed Document 0001588390-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fireweed Fund I LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001637586 Filed Document 0001637586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC 811 W Live Oak, LLC See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001636691 Filed Document 0001636691-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tech Central, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Tech Central, Inc. CIK Number 0001639874 Filed Document 0001639874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Snow Fox LP See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630681 Filed Document 0001630681-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SUMERU EQUITY PARTNERS FUND L.P. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers UBS SECURITIES CIK Number 0001639894 Filed Document 0000830588-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pure Chat, Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640030 Filed Document 0001640030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Suneva Medical Inc. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $611,998 Associated Brokers / Dealers N/A CIK Number 0001562974 Filed Document 0001562974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Oaktree Enhanced Income Fund III (Parallel) Feeder, L.P. See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001601555 Filed Document 0000950142-15-000765 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGAB LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001639558 Filed Document 0001639558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ECG Nashville Garage, LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $2,897,500 Associated Brokers / Dealers N/A CIK Number 0001639865 Filed Document 0001639865-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363290 Filed Document 0001363290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund 2014, L.P. See All Filings	D/A	2015-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001624393 Filed Document 0001624393-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Grow Labs New York, LLC See All Filings	D	2015-04-17 00:00:00 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001639751 Filed Document 0001639751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Ares Special Situations Fund IV, L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,515,000,000 Associated Brokers / Dealers Ares Investor Services LLC, HMC ITAJUBA, RT Financial Services GmbH, and Eugene Investment & Securities Co., Ltd. CIK Number 0001611813 Filed Document 0001611813-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD European Opportunity Fund, Ltd. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001482255 Filed Document 0000902664-15-002214 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VirZoom, Inc. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639511 Filed Document 0001639511-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PK Properties & Finance, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639678 Filed Document 0001639678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Easy Paint, Inc. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001615029 Filed Document 0001615029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt