Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CABOCHON AESTHETICS INC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001354673 Filed Document 0001354673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PAYFONE INC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437377 Filed Document 0001437377-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P.-Series K See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494229 Filed Document 0000919574-13-005926 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd.-Series Q See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527671 Filed Document 0000919574-13-005933 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceansblue Systems, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569940 Filed Document 0001569940-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTMENT STRATEGIES FUND LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Alliance Corporation CIK Number 0001121431 Filed Document 0001589278-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-13-005938 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stremor Corp. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001557431 Filed Document 0000950138-13-000466 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Global Ethiopian Medical Enterprise Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001588895 Filed Document 0001588895-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt
Capitol Lofts, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001587239 Filed Document 0001587239-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Earth Wind & Fire Fund Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475825 Filed Document 0001475825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies, Ltd. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589261 Filed Document 0001589261-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS 3(c)(1) LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513950 Filed Document 0001013594-13-000511 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASATIEMPO, INC. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001499193 Filed Document 0001499193-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Managed Futures Premier Aventis LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001549502 Filed Document 0001428042-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Rock Investment Partners LP Series III See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588562 Filed Document 0001588562-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONEHILL INSTITUTIONAL PARTNERS LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052161 Filed Document 0001012975-13-000477 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Dividend Shares, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532402 Filed Document 0000950103-13-006080 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Opportunities Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553276 Filed Document 0001013594-13-000516 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton China Opportunities Fund (BVI) Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458502 Filed Document 0000950103-13-006085 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ByteLight, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $4,813,779 Associated Brokers / Dealers N/A CIK Number 0001589428 Filed Document 0001589428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Investors V, LP See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $215,600,000 Associated Brokers / Dealers N/A CIK Number 0001589186 Filed Document 0001140361-13-039027 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCharge Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001507701 Filed Document 0001507701-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Other
First Mountain Exploration Ltd. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $61,156 Associated Brokers / Dealers Spencer Edwards Inc. CIK Number 0001540733 Filed Document 0001140361-13-039096 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Red Sun Farms, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589550 Filed Document 0001589183-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
HedgeForum ACQ, Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001526897 Filed Document 0001526897-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Play Megaphone, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $4,254,660 Associated Brokers / Dealers N/A CIK Number 0001589686 Filed Document 0001589686-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ten Legs, LLC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503322 Filed Document 0001503322-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geno LLC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001359620 Filed Document 0001359620-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RealBio Technology, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001471357 Filed Document 0001471357-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PRIMUS HIGH YIELD BOND FUND LTD. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001532741 Filed Document 0000919574-13-005922 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pondfield Capital Advantage, LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001589319 Filed Document 0001589319-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meritage Futures Fund L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428042 Filed Document 0001428042-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-13-003477 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurotrope, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001513856 Filed Document 0001144204-13-056135 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGOS PARTNERS LLC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456761 Filed Document 0000919574-13-005941 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prologis European Properties Fund II, FCP-FIS See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589134 Filed Document 0001589134-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier BHM L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001504886 Filed Document 0001428042-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seamless Medical Systems, LLC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001570341 Filed Document 0001570341-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
GEMINI ENERGY FUND LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589242 Filed Document 0001589242-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
LIONHEDGE PLATFORM FUND, L.P. - SERIES T See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544263 Filed Document 0000919574-13-005934 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series I See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DONALD K. GROSS II and N/A CIK Number 0001493483 Filed Document 0000919574-13-005927 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Multi-Strategy Fund (BVI), Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438299 Filed Document 0000950103-13-006086 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Investment Partners L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000950103-13-006081 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS ALPHA LTD See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Potomac Capital Markets, Douglas Steger, and Dearborn Partners CIK Number 0001359353 Filed Document 0001013594-13-000512 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Managed Futures Premier Altis L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001544739 Filed Document 0001428042-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
DryLet, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001589629 Filed Document 0001589629-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UpTap, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $400,017 Associated Brokers / Dealers N/A CIK Number 0001559102 Filed Document 0001559102-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HA Investor, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,134,000 Associated Brokers / Dealers N/A CIK Number 0001589618 Filed Document 0001589618-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Sun Farms Virginia, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001589549 Filed Document 0001589183-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity