|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001252071
- Filed Document
- 0001013594-13-000514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559691
- Filed Document
- 0001559691-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589532
- Filed Document
- 0001589532-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589339
- Filed Document
- 0001589339-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001348211
- Filed Document
- 0000950103-13-006088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538232
- Filed Document
- 0001538232-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590021
- Filed Document
- 0001590021-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587991
- Filed Document
- 0001587991-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589639
- Filed Document
- 0001589639-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589369
- Filed Document
- 0001589369-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $550,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589647
- Filed Document
- 0001589647-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488299
- Filed Document
- 0001488299-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Appian Natural Resources Fund LP
- CIK Number
- 0001586780
- Filed Document
- 0001586780-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001575311
- Filed Document
- 0001575311-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $50,000,015
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423774
- Filed Document
- 0001168404-13-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587804
- Filed Document
- 0001587804-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589586
- Filed Document
- 0001589586-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589594
- Filed Document
- 0001589594-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001585239
- Filed Document
- 0001585239-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $78,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511735
- Filed Document
- 0001213900-13-005785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001428043
- Filed Document
- 0001428042-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001495935
- Filed Document
- 0000919574-13-005937
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001526913
- Filed Document
- 0001526913-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- E.L.K. Capital Advisors, LLC
- CIK Number
- 0001589313
- Filed Document
- 0001589313-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527744
- Filed Document
- 0000919574-13-005932
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- T.R. Winston & Company, LLC
- CIK Number
- 0001538217
- Filed Document
- 0001553350-13-000803
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532593
- Filed Document
- 0000919574-13-005944
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589198
- Filed Document
- 0001589198-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Donald K. Gross
- CIK Number
- 0001496445
- Filed Document
- 0000919574-13-005925
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589542
- Filed Document
- 0001589542-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Partners Group Private Markets Credit Strategies 2013 USD, L.P.
See All Filings
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589543
- Filed Document
- 0001589543-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589281
- Filed Document
- 0001015325-13-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H&L Equities, LLC, Charles B. Harrison, Christopher S. Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori D. Mayfield
- CIK Number
- 0001589227
- Filed Document
- 0001589227-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $962,500
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001588631
- Filed Document
- 0001588631-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589260
- Filed Document
- 0001589260-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001051340
- Filed Document
- 0001012975-13-000476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $453,912
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588527
- Filed Document
- 0001588527-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589149
- Filed Document
- 0001181431-13-054435
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $5,042,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373891
- Filed Document
- 0001168404-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438279
- Filed Document
- 0000950103-13-006084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560517
- Filed Document
- 0000947871-13-000701
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $270,423
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559225
- Filed Document
- 0001559225-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001289278
- Filed Document
- 0001013594-13-000515
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569727
- Filed Document
- 0001569727-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589615
- Filed Document
- 0001589615-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539658
- Filed Document
- 0001539658-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560923
- Filed Document
- 0000935836-14-000598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Healthios Capital Markets LLC
- CIK Number
- 0001459113
- Filed Document
- 0001459113-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- New Asset Alternatives, LLC
- CIK Number
- 0001589527
- Filed Document
- 0001589527-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428040
- Filed Document
- 0001428042-13-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|