Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Next Step Living, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381358 Filed Document 0001393725-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Parkway Capital Strategic Income Fund I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573144 Filed Document 0001573144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-15-001940 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Osprey Multi-Asset Fund, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639628 Filed Document 0001639628-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEMASYS INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001339005 Filed Document 0000945621-15-000158 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001403570 Filed Document 0001468128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and n/a CIK Number 0001489941 Filed Document 0000919574-15-003738 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCON Infrastructure Partners III, L.P. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $877,864,000 Associated Brokers / Dealers N/A CIK Number 0001639927 Filed Document 0001639927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
AEP Feeder Fund VI, Inc. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001626948 Filed Document 0001626948-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNPLATE CORP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640727 Filed Document 0001640727-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006186 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Siena Capital Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463325 Filed Document 0001463325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001627596 Filed Document 0001627596-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBB Montgomeryville Investors SGS, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640684 Filed Document 0001640684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Beers Enterprises, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,525,184 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Energy Opportunities Fund, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640263 Filed Document 0001181431-15-006143 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EQUITIES.COM, INC. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carrollton Capital Partner, LLC CIK Number 0001545725 Filed Document 0001465818-15-000011 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
High Quality Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381361 Filed Document 0001393725-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Value Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547692 Filed Document 0001547692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Fund I, LLLP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Core Nutrition, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyoKardia Inc See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $46,000,001 Associated Brokers / Dealers N/A CIK Number 0001552451 Filed Document 0001552451-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001512430 Filed Document 0001393725-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sales Hacker, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640682 Filed Document 0001640682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOHOC, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001608533 Filed Document 0001144204-15-025700 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARKETSHARE PARTNERS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001453765 Filed Document 0001453765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $106,516 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
MPOWER Financing, Public Benefit Corp See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639970 Filed Document 0001639970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Nuance Shades, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640074 Filed Document 0001640074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Alaska Financial Co III LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Escadrille Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627339 Filed Document 0001627339-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ELIAS Animal Health, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626694 Filed Document 0001014108-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
INTERLINE BRANDS, INC./DE See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $896,208 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0001181431-15-006187 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAI CAMINO DE LOS MARES, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640365 Filed Document 0001640365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brightstone Venture Capital Fund LP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573240 Filed Document 0001573240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FUTURA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $616,800 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Advanced Technology Select Fund LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000398 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casoro Capital Real Estate Fund I, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640605 Filed Document 0001640605-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earth Equals, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $4 Associated Brokers / Dealers N/A CIK Number 0001640761 Filed Document 0001640761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cortland Portfolio 12 Coinvest LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001640825 Filed Document 0001640825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Ltd., Meadowvale Advisors, LLC, and Partner Capital Group, LLC CIK Number 0001542545 Filed Document 0001542545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Precision Portfolio Partners, LP See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640597 Filed Document 0001640597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zooppa.com, Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $5,417,612 Associated Brokers / Dealers Evolution Capital Advisors, LLC and Evolution Capital Advisors, LLC CIK Number 0001640718 Filed Document 0001640718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MHR CAPITAL PARTNERS (500) LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019190 Filed Document 0001315863-15-000382 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solace Capital Special Situations Fund, L.P. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001640121 Filed Document 0001640121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Major League Gaming Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $5,302,323 Associated Brokers / Dealers N/A CIK Number 0001371551 Filed Document 0001371551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
GREENLIGHT MASTERS QUALIFIED, L.P. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438048 Filed Document 0001140361-15-016542 Exclusions or Exemptions 506b Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund