Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Perch Interactive, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,613,504 Associated Brokers / Dealers N/A CIK Number 0001639985 Filed Document 0001639985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund III, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $13,019,280 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Osceola Capital Holdings II, LLLP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001640548 Filed Document 0001640548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Mid Cap Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593541 Filed Document 0001393725-15-000071 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTEGO MEDICAL LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $8,773,297 Associated Brokers / Dealers N/A CIK Number 0001436454 Filed Document 0001436454-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pika Energy, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Dickie Road Trailer Park, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001640427 Filed Document 0001640427-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Hook Fund LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SSIF - APPLE VALLEY, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,265,988 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001637432 Filed Document 0001637432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Benefit Street Partners CRE Feeder LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640973 Filed Document 0001640977-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viatar CTC Solutions Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $87,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000233 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sherpaa Health, Inc. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $6,175,213 Associated Brokers / Dealers N/A CIK Number 0001556621 Filed Document 0001556621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRICE FLEX-QP FUND, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142550 Filed Document 0001315863-15-000390 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRICE FLEX QUALIFIED FUND, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290873 Filed Document 0001315863-15-000388 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV VENTURES III LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001615883 Filed Document 0001140361-15-016647 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Lanetix, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $7,217,716 Associated Brokers / Dealers N/A CIK Number 0001640088 Filed Document 0001640088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GPB Holdings II, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc CIK Number 0001640265 Filed Document 0001640265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381355 Filed Document 0001393725-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellinee, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $74,999 Associated Brokers / Dealers N/A CIK Number 0001535019 Filed Document 0001458754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Focus IP, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Axonics Modulation Technologies, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $17,282,036 Associated Brokers / Dealers N/A CIK Number 0001603756 Filed Document 0001603756-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bongiovi Media & Technology, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001545049 Filed Document 0001019687-15-001663 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC., CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001626952 Filed Document 0001626952-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHYCO2 LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001640758 Filed Document 0001640758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Magna Resources BD #59 - Frietsch #17 Joint Venture See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001641027 Filed Document 0001641027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MIRACULINS INC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $51,019 Associated Brokers / Dealers N/A CIK Number 0001584322 Filed Document 0001183740-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Health Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $134,916,297 Associated Brokers / Dealers N/A CIK Number 0001568651 Filed Document 0001568651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
L.A. Downtown Investment LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640966 Filed Document 0001209191-15-037368 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLUTTER INC. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,303,991 Associated Brokers / Dealers N/A CIK Number 0001640279 Filed Document 0001640279-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Della Parola Partners Offshore, Ltd See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640289 Filed Document 0001640289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Della Parola Partners, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640290 Filed Document 0001640290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GBB N Wilmington Investors SGS LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001640654 Filed Document 0001640654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593518 Filed Document 0001393725-15-000072 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Assets Access Fund, LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0000892712-15-000489 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Qualified-QP Fund, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495529 Filed Document 0001315863-15-000389 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP CRE CM NewCo II L.L.C. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640977 Filed Document 0001640977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
K2 SPECIAL OPPORTUNITIES FUND, LP 2015-A SERIES See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640246 Filed Document 0001640246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Capital Bank SSB See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $1,676,817 Associated Brokers / Dealers N/A CIK Number 0001631155 Filed Document 0001631155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
DataTorrent, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $15,600,001 Associated Brokers / Dealers N/A CIK Number 0001640782 Filed Document 0001640782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Streetparkd, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001639905 Filed Document 0001639905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smack Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001640598 Filed Document 0001640598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Rex Shares, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001640890 Filed Document 0001640890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Flick USA LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001640588 Filed Document 0001144204-15-025586 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Backstitch, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591412 Filed Document 0001591412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bloomington LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640466 Filed Document 0001640466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ILEX Energy Partners I, L.P. See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626067 Filed Document 0001626067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Senet, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $5,045,454 Associated Brokers / Dealers N/A CIK Number 0001471536 Filed Document 0001471536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
PathAR, Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001637034 Filed Document 0001393725-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire