Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Plae, Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,379,998 Associated Brokers / Dealers N/A CIK Number 0001580257 Filed Document 0001580257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Fund, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474920 Filed Document 0000919574-14-007078 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loadsmart, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001628607 Filed Document 0001628607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIRECT LENDING FUND II SLP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,246,416,552 Associated Brokers / Dealers N/A CIK Number 0001628423 Filed Document 0001628423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
PARA PARTNERS LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000798674 Filed Document 0001315863-14-000694 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Grove Partners I L P See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001385038 Filed Document 0001385038-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K India Opportunities Fund Ltd See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628225 Filed Document 0001628225-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1709 Investments, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628002 Filed Document 0000914760-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVK Investment, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628200 Filed Document 0001628200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARING CABIN, LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Anne Beale Yancey CIK Number 0001549362 Filed Document 0001549362-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Device42, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,505,000 Associated Brokers / Dealers N/A CIK Number 0001628599 Filed Document 0001628599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AEW Core Property Trust (US) Inc See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409684 Filed Document 0001409684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
MT Funding, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627996 Filed Document 0000914760-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers Jim Chaney and Donald Friedman CIK Number 0001135856 Filed Document 0001135856-14-000379 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ICQ Investments 24, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628317 Filed Document 0001628317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001512430 Filed Document 0001393725-14-000189 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairhaven Jibo Co-Investment Fund, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628149 Filed Document 0001628149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rocki Technology, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation, Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001626273 Filed Document 0001626273-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381359 Filed Document 0001393725-14-000184 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedPro Properties, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001628246 Filed Document 0001628246-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hudson Housing Tax Credit Fund LXV LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $8,827,858 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001628501 Filed Document 0001181431-14-039553 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 23, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628318 Filed Document 0001628318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Capital Investments, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001628205 Filed Document 0001628219-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundrise Investments 16, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628625 Filed Document 0001628621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Stone Fox Management, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628203 Filed Document 0001628200-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICRE REIT Holdings See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001628713 Filed Document 0001628713-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL TOWER HILL MINES LTD See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $7,196,099 Associated Brokers / Dealers N/A CIK Number 0001134115 Filed Document 0001134115-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Vision Fund International, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415705 Filed Document 0000919574-14-007060 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Vision Fund LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411840 Filed Document 0000919574-14-007058 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Middle East Fund, LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507657 Filed Document 0001507657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Point CLO VII, Ltd. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $55,424,469 Associated Brokers / Dealers N/A CIK Number 0001627833 Filed Document 0001140361-14-045765 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Socialsign.in, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,216,210 Associated Brokers / Dealers N/A CIK Number 0001623832 Filed Document 0000905718-14-000810 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adtrib, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001593171 Filed Document 0001593171-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LATAP BANC INVESTMENTS, LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622535 Filed Document 0001622535-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Nok Nok Labs, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001579543 Filed Document 0001579543-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rose Grove Focus Fund, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628616 Filed Document 0001628616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANTA MONICA PARTNERS LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000904793 Filed Document 0000904793-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lithium Green Energy LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001628568 Filed Document 0001376755-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blaster Fund, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627961 Filed Document 0001627961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial Media Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $48,251,495 Associated Brokers / Dealers N/A CIK Number 0001372375 Filed Document 0001372375-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Corrum Capital Global Credit Opportunities Fund, L.P. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001398986 Filed Document 0001398986-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CIFC CLO Warehouse Fund Offshore Feeder L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627916 Filed Document 0001627916-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquaculture Innovations LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625873 Filed Document 0001625873-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Tactical Opportunities Fund II L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG, Morgan Stanley Smith Barney LLC, Bank Julius Baer & Co. Ltd., and Park Hill Group LLC CIK Number 0001624939 Filed Document 0001624939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARINER ATLANTIC LTD See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001456354 Filed Document 0001594566-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paine & Partners Capital Fund IV Co-Investors LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001628333 Filed Document 0000898822-14-000462 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEY Capital, LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001594423-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta-Energy Group, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001628263 Filed Document 0001181431-14-039124 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RANGER SPECIALTY INCOME FUND, LTD See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597190 Filed Document 0001597190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RANGER SPECIALTY INCOME FUND, LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597165 Filed Document 0001597165-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund