Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RDW Rudy's Fort Worth Limited Partnership See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001628197 Filed Document 0001209191-14-076937 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CYMBET CORP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001181431-14-039365 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Second Curve Partners II LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412423 Filed Document 0000919574-14-007070 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTHERA PARTNERS INC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $843,494 Associated Brokers / Dealers N/A CIK Number 0001435448 Filed Document 0001140361-14-045768 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact America Fund, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001621744 Filed Document 0001621744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTP Energy Opportunities Fund I LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538031 Filed Document 0001538031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secure EDI Holdings, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001628215 Filed Document 0001628215-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rinovum Women's Health, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001618662 Filed Document 0001618662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VI (Cayman), LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625021 Filed Document 0001315863-14-000696 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mid Cap Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593541 Filed Document 0001393725-14-000174 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playdots,Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $9,875,001 Associated Brokers / Dealers N/A CIK Number 0001628441 Filed Document 0001628441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Immersion Capital Fund LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627948 Filed Document 0000902664-14-004622 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Second Curve Opportunity Fund International, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308614 Filed Document 0000919574-14-007068 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKC TECHNOLOGIES, INC. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,465,588 Associated Brokers / Dealers N/A CIK Number 0001628534 Filed Document 0000913849-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Marathon UCITS Funds - European Equity Fund See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sunlight Capital, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623159 Filed Document 0001623159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bronson Point Partners L.P. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476777 Filed Document 0001476777-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Signpost Capital Long Only Fund, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598431 Filed Document 0000919574-14-007099 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Capital, LP See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526845 Filed Document 0001526845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Select Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381364 Filed Document 0001393725-14-000186 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTEC RAMON INVESTORS LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001449631 Filed Document 0001449631-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Fundrise Investments 15, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628621 Filed Document 0001628621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Okoboji Capital Partners, L.P. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143698 Filed Document 0001095449-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Agency MBS Trust See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Bengal Investments Ltd. SPC, Segregated Portfolio II See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588364 Filed Document 0001588364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MindGraph Medical, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628419 Filed Document 0001628419-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Herr Street Investors, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,152,500 Associated Brokers / Dealers N/A CIK Number 0001628592 Filed Document 0001628592-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SQM Frontier Middle East Fund (Offshore), Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507785 Filed Document 0001507785-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharmacy Portfolio VII DST See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $14,818,729 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, John S. Weiss, Chay T. Lapin, Barry W. Lemay, and Taylor D. Ashland CIK Number 0001628725 Filed Document 0001628725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Moda Health Plan, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477814 Filed Document 0001477814-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Claren Road Credit Opportunities Fund, Ltd. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474966 Filed Document 0000919574-14-007082 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewcrestImage Real Estate Fund I, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628460 Filed Document 0001628460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coolr Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626252 Filed Document 0001626252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AVET CAPITAL PARTNERS OFFSHORE FUND, LTD. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526524 Filed Document 0001526525-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Root Capital, Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584978 Filed Document 0001584978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Virgin Cheerleaders in Chains, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001628161 Filed Document 0001628161-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GoFormz, Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001612085 Filed Document 0001618398-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wildcat Technology Partners 2015, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001628488 Filed Document 0001628488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VWP NEXTECH OFFICE, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers ARI FINANCIAL SERVICES, INC. CIK Number 0001628531 Filed Document 0001628531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Ivanhoe (DE) Inc. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001559828 Filed Document 0001559828-15-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VI, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615451 Filed Document 0001315863-14-000695 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Practical Labs, Inc See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628322 Filed Document 0001628322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
iRule, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $2,501,226 Associated Brokers / Dealers N/A CIK Number 0001529849 Filed Document 0001529849-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Capital Secondary Partners 2015, L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001627224 Filed Document 0001627224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Working Not Working, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001628494 Filed Document 0001628494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Project Grilled Cheese, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629572 Filed Document 0001629572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Debt Holdings, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565539 Filed Document 0001565539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity