Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Yield Strategies Fund II, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $20,710,678 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ABG Team L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628857 Filed Document 0001181431-14-039391 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Lazard (ACW-Ex US) Small Cap Advantage Fund, a series of Lazard Investment Trust See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628187 Filed Document 0001628187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaOne Global Innovations Fund, LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558772 Filed Document 0001140361-14-045852 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Pure Alpha Major Markets, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529071 Filed Document 0001536980-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2017 See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565079 Filed Document 0001140361-14-046076 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Re-APP, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001628136 Filed Document 0001628136-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Capulet Apartments, LP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001627330 Filed Document 0001627330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Liquid Trading Fund LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Edward Lyons and Norman Duhon CIK Number 0001481069 Filed Document 0001264128-14-000067 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TailorWell Holdings, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001628056 Filed Document 0001628056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STAPLE STREET CAPITAL II, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001622883 Filed Document 0001622883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prospect Hill Fund I, LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matthew Broderick CIK Number 0001627967 Filed Document 0001627967-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DVPJ Corp See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $9,304,569 Associated Brokers / Dealers N/A CIK Number 0001558991 Filed Document 0001558991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
LaunchTime II LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $15,408,507 Associated Brokers / Dealers N/A CIK Number 0001628428 Filed Document 0001628428-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Passport Ventures, LLC See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470619 Filed Document 0001470619-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Pure Alpha Major Markets II, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521489 Filed Document 0001536980-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Collins Capital Master Fund II LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383887 Filed Document 0001264128-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colombia Reserva de Oro, LLC See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $16,250,000 Associated Brokers / Dealers Colombia Reserva de Oro, LLC CIK Number 0001614216 Filed Document 0001062993-14-007295 Exclusions or Exemptions 506c Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
J.P. Morgan Digital Growth Fund II L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611500 Filed Document 0001012975-14-000809 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuel-From-Waste 2 LLC See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Richfield Orion International Inc. and Wall Street Strategies, Inc. CIK Number 0001557771 Filed Document 0001557771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Corent Technology, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $2,149,000 Associated Brokers / Dealers N/A CIK Number 0001414984 Filed Document 0001414984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Patriot REIT II LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers William McGugin CIK Number 0001628223 Filed Document 0001628223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Derm Systems, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627808 Filed Document 0001627808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Cantone Asset Management, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001628752 Filed Document 0001628752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rocket21 Enterprises, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001628242 Filed Document 0001628242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graham Growth Partners, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510296 Filed Document 0001510296-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Asia Feeder L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $385,535,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001582185 Filed Document 0001582185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Endless Fund IV A LP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $760,000,000 Associated Brokers / Dealers N/A CIK Number 0001628929 Filed Document 0001628929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance of Laredo Physicians, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001630723 Filed Document 0001630723-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001181431-14-039443 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redfin CORP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $70,990,828 Associated Brokers / Dealers N/A CIK Number 0001382821 Filed Document 0001382821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rincon Venture Partners III, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001627620 Filed Document 0001627620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cairn Global Funds plc See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-14-004633 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Long Only Fund Ltd. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628597 Filed Document 0000902664-14-004657 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tor Asia Credit Fund LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594839 Filed Document 0001594839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldsource Mines Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $5,036,543 Associated Brokers / Dealers N/A CIK Number 0001299865 Filed Document 0001140361-14-046265 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FoodEssentials Corp See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,892,253 Associated Brokers / Dealers N/A CIK Number 0001578999 Filed Document 0001578999-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Indicator Ventures, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626119 Filed Document 0001626119-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NotifyMe, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627152 Filed Document 0001627152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Fund, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001409505 Filed Document 0001181431-14-039316 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miromatrix Medical Inc. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Charlie Nickoloff, Valenti Synergy Consulting, LLC, Blake Capital Partners, LLC, Mark D. Witmer, and Woodrow L. Blevins CIK Number 0001527096 Filed Document 0001288230-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Trading Company, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536986 Filed Document 0001536980-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
StraighterLine, Inc. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $15,865,863 Associated Brokers / Dealers N/A CIK Number 0001481403 Filed Document 0001481403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-14-007101 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund