Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MARATHON-LONDON GLOBAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Swoop Search, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001607169 Filed Document 0001607169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SIERRA IRON ORE Corp See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $88,538 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-14-000472 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TicToc Planet, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $429,957 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001629007 Filed Document 0001629007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RGM VALUE OPPORTUNITY FUND II, LP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001265836 Filed Document 0000919574-14-007123 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IFA Productions, Inc. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001565477 Filed Document 0001565477-14-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
LEADSIFT Inc See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $388,176 Associated Brokers / Dealers N/A CIK Number 0001628510 Filed Document 0001628510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Legends II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001595287 Filed Document 0001625257-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snake River Preservation Group, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers N/A CIK Number 0001541469 Filed Document 0001541469-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
RMS Australian Forests Fund I, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $109,501,200 Associated Brokers / Dealers N/A CIK Number 0001628888 Filed Document 0001628888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Cayman, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627644 Filed Document 0001627644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627643 Filed Document 0001627643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAI Opportunity Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594488 Filed Document 0001315863-14-000698 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENNIS LANE PROPERTIES, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001628774 Filed Document 0001628774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Chaikin Analytics, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Alternative Asset Investment Management Securities LLC CIK Number 0001497109 Filed Document 0001497109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Deep Forest Media, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,710,072 Associated Brokers / Dealers N/A CIK Number 0001629153 Filed Document 0001629153-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Bancorporation, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10,001,600 Associated Brokers / Dealers N/A CIK Number 0001628799 Filed Document 0001628799-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
175 Varick Core, L.L.C. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629332 Filed Document 0001629332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001414070-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. Morgan Global Private Equity Institutional Investors V LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587073 Filed Document 0001012975-14-000814 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Private Equity IV Annex Fund, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001594638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooksimple, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001592632 Filed Document 0001362118-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akeso Biomedical, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604559 Filed Document 0001604559-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eos Energy Storage LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Nexstim Plc See All Filings	D	2014-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628859 Filed Document 0001181431-14-039395 Exclusions or Exemptions 506b Accepted Date 2014-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FINLAND Revenue or Assets Decline to Disclose Type of Security Equity
Moon Inc. See All Filings	D	2014-12-20 00:00:00 UTC
Amount To Be Raised $404,104 Associated Brokers / Dealers N/A CIK Number 0001628708 Filed Document 0001628708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Brewing Company, LLC See All Filings	D	2014-12-20 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001559843 Filed Document 0001615774-14-000537 Exclusions or Exemptions 506c Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
INVESCO DCP FEEDER FUND LLC See All Filings	D/A	2014-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459940 Filed Document 0001140361-14-046146 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iScribes, Inc. See All Filings	D	2014-12-20 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001612672 Filed Document 0001612672-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO DCP USD FEEDER FUND CE See All Filings	D/A	2014-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460072 Filed Document 0001140361-14-046148 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invesco DCP (QE) Feeder Fund LLC See All Filings	D/A	2014-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478469 Filed Document 0001140361-14-046143 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JMM Software Inc. See All Filings	D	2014-12-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626433 Filed Document 0001626433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Beyondly, Inc. See All Filings	D	2014-12-19 15:30:29 UTC
Amount To Be Raised $2,500,002 Associated Brokers / Dealers N/A CIK Number 0001599413 Filed Document 0001599413-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-19 15:30:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
i minerals inc See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $311,929 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-15-000018 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Endless Fund IV A LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $760,000,000 Associated Brokers / Dealers N/A CIK Number 0001628929 Filed Document 0001628929-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polus WWS Holdings, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $15,945,000 Associated Brokers / Dealers N/A CIK Number 0001628683 Filed Document 0001628683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PTA Networks, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600018 Filed Document 0001600018-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MONEYSTREAM, INC. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,237,600 Associated Brokers / Dealers N/A CIK Number 0001587822 Filed Document 0001587822-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562912 Filed Document 0000919574-14-007103 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus CD 171 Brick Kiln Road Chelmsford MA LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers Linda Kassof and Robert Clifford CIK Number 0001602330 Filed Document 0001602330-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PEAF V, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629211 Filed Document 0001144204-14-075871 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ursa Major Natural Care LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $4,680,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Taurus CD 173 Bear Hill Portfolio LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $17,800,000 Associated Brokers / Dealers Linda Kassof, Cynthia Frye, Robert Clifford, and Allison Walk CIK Number 0001609263 Filed Document 0001609263-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PipelineDeals, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001628901 Filed Document 0001628901-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Real Estate Fund V, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628057 Filed Document 0001181431-14-039326 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Global Infrastructure Holdings - Holte II, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628755 Filed Document 0001628755-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENT CAPITAL CORP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $9,250,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001140361-14-045911 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001181431-14-039441 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity