|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Dougherty & Company LLC
- CIK Number
- 0001019034
- Filed Document
- 0001437749-13-014334
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- StillPoint Capital, LLC
- CIK Number
- 0001567440
- Filed Document
- 0001567440-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $14,138,836
- Associated Brokers / Dealers
- Donald Harrington and Scott Seibel
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C. and Magenta Capital Services Ltd.
- CIK Number
- 0001591727
- Filed Document
- 0001591689-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Laidlaw & Co (UK) Ltd.
- CIK Number
- 0000882291
- Filed Document
- 0001483806-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $21,637,118
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001396555
- Filed Document
- 0001396555-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554514
- Filed Document
- 0000919574-13-006153
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437255
- Filed Document
- 0001437255-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001515350
- Filed Document
- 0001515350-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572308
- Filed Document
- 0001095449-13-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590923
- Filed Document
- 0000902664-13-003667
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591284
- Filed Document
- 0001591284-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591418
- Filed Document
- 0001565908-13-000095
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001568644
- Filed Document
- 0001568644-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $4,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350856
- Filed Document
- 0001350856-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,633,339
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591400
- Filed Document
- 0001591400-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591412
- Filed Document
- 0001591412-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001339002
- Filed Document
- 0001339002-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001591532
- Filed Document
- 0001591532-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591539
- Filed Document
- 0001591539-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-13-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546403
- Filed Document
- 0001546403-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Security To Be Acquired
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $65,150
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000922330
- Filed Document
- 0001432453-14-000037
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590293
- Filed Document
- 0001590293-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000,000
- Associated Brokers / Dealers
- Evercore Group L.L.C. and Magenta Capital Services Ltd.
- CIK Number
- 0001591664
- Filed Document
- 0001591689-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590964
- Filed Document
- 0001590964-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Papamarkou, Wellner & Co., Inc.
- CIK Number
- 0001372657
- Filed Document
- 0001095449-13-000137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503991
- Filed Document
- 0001209191-13-051326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591514
- Filed Document
- 0001591514-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $3,677,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590816
- Filed Document
- 0001590816-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001518835
- Filed Document
- 0001518835-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591302
- Filed Document
- 0001140361-13-041450
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585103
- Filed Document
- 0001585103-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CSP SECURITIES, LP
- CIK Number
- 0001560759
- Filed Document
- 0001586162-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572308
- Filed Document
- 0001095449-13-000125
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505317
- Filed Document
- 0000919574-13-006154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591477
- Filed Document
- 0001591477-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590841
- Filed Document
- 0001590841-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Newport Coast Securities Inc.
- CIK Number
- 0001521349
- Filed Document
- 0001521349-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540437
- Filed Document
- 0000902664-13-003609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534530
- Filed Document
- 0001534530-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., and RBC Capital Markets Corporation
- CIK Number
- 0001468157
- Filed Document
- 0001468157-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Stephen T. Mellinger, Jr.
- CIK Number
- 0001591253
- Filed Document
- 0001591253-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414084
- Filed Document
- 0001140361-13-041614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001591150
- Filed Document
- 0001144204-13-060142
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-07 00:00:00 UTC |
- Amount To Be Raised
- $922,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591239
- Filed Document
- 0001591239-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591277
- Filed Document
- 0001591277-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ALASKA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441680
- Filed Document
- 0000950142-13-002199
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-07 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001441046
- Filed Document
- 0001441046-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-07 00:00:00 UTC |
- Amount To Be Raised
- $32,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454742
- Filed Document
- 0001002014-13-000508
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|