Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Maple Rock Offshore Fund LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629618 Filed Document 0001629616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSP PRIME INVESTMENT I, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629387 Filed Document 0001629387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Four Springs Capital Trust Series B See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001609131 Filed Document 0001609131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PRIME GENOMICS, INC. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001537877 Filed Document 0001537877-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $520,268 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Edusim LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Atlas Investment Partners LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595501 Filed Document 0001595501-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
H/2 Special Opportunities III L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,284,000,000 Associated Brokers / Dealers N/A CIK Number 0001625869 Filed Document 0001625869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Curenci, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001629503 Filed Document 0001629503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LIGTT Midstream Holdings, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619663 Filed Document 0001619663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
SpeechTrans Inc See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers WeathForge, LLC CIK Number 0001597771 Filed Document 0001597771-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Velasa Sports, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,000,006 Associated Brokers / Dealers N/A CIK Number 0001629488 Filed Document 0001629488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Athyrium Opportunities Fund II-B Master LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628770 Filed Document 0001629534-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACFP 1, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001628001 Filed Document 0001628001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Latin America Export Finance Fund II L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629508 Filed Document 0001629508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seek Thermal, Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001561086 Filed Document 0001561086-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monti Kids, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629272 Filed Document 0001629272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview III Private Investors, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001629183 Filed Document 0001629183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sper-Fund, a series of AngelList-OL-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629255 Filed Document 0001629255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornelius Capital Hedge Funds, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629415 Filed Document 0001629415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Dan's Tank Co Inc See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001566811 Filed Document 0001566811-14-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFC III LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Harrison, Charles B., Harrison, Scott, Beck, Phyllis J., Whelchel, Patrick J., and Mayfield, Lori CIK Number 0001628341 Filed Document 0001315863-14-000717 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND IV L.L.C. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers Barry P. Boothe, Sean M. Hannan, and Aline Rose Lavelle CIK Number 0001628300 Filed Document 0001628321-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
CLP 2014-LT, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $8,380,528 Associated Brokers / Dealers N/A CIK Number 0001629365 Filed Document 0001601525-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connective Capital Emerging Energy QP, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001413956 Filed Document 0001095449-15-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tutti Dynamics Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,170,840 Associated Brokers / Dealers N/A CIK Number 0001553807 Filed Document 0001553807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
HIDGS Associates, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,574,925 Associated Brokers / Dealers N/A CIK Number 0001629730 Filed Document 0001629730-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XVI LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626296 Filed Document 0001626296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NuMale Charlotte, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $561,250 Associated Brokers / Dealers N/A CIK Number 0001630061 Filed Document 0001630061-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Fortress Japan Opportunity Fund III (Dollar A) LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629199 Filed Document 0001140361-14-046855 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619741 Filed Document 0001601525-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Artisan Distillers, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001629523 Filed Document 0001629523-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $13,559,020 Associated Brokers / Dealers Northland Securities, Inc., Katalyst Securities LLC, and Katalyst Securities LLC CIK Number 0001583648 Filed Document 0001209191-14-078604 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
ICR Holdings Corp See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001562678 Filed Document 0001562678-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Harbor Vista, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001629464 Filed Document 0000892712-14-000970 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Minerals Corp. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,605,200 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-14-076645 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Elm Partners Portfolio LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549638 Filed Document 0001549638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grey Owl Partners, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-14-007208 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Fmob-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $758,000 Associated Brokers / Dealers N/A CIK Number 0001629258 Filed Document 0001629258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MLS Capital Fund II LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624476 Filed Document 0001624476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Customized Real Return Offshore Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538371 Filed Document 0001069288-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valara Partners, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0000919574-14-007210 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLP 2014-A, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $67,509,820 Associated Brokers / Dealers N/A CIK Number 0001629375 Filed Document 0001601525-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ammendale Equities LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001629513 Filed Document 0001629513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Solar Holdco 4, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,337,193 Associated Brokers / Dealers N/A CIK Number 0001628998 Filed Document 0001628998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
White Mountain River, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628294 Filed Document 0001614671-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Velos Partners HTM, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,753,000 Associated Brokers / Dealers N/A CIK Number 0001628840 Filed Document 0001628840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund