Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Monarch Special Opportunities Fund Ltd See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628993 Filed Document 0001628993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JLLJ Development, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers none CIK Number 0001585797 Filed Document 0001585797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
CaliberCos Inc. See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627282 Filed Document 0001255294-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MD INVESTMENT PARTNERS LLC SERIES D See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001629431 Filed Document 0001629431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tapcentive, Inc. See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603185 Filed Document 0001062993-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
InNeuroCo. Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629417 Filed Document 0001629417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Proof Investment Group, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $256,800 Associated Brokers / Dealers N/A CIK Number 0001629590 Filed Document 0001629590-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RTO Energy Trading Holdings, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629589 Filed Document 0001315863-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SCYFIX LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001408142 Filed Document 0001408142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $332,965 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001595910-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DLS Financial, LLC See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers Jerry Dempsey, Ernie Smith, and John Lord CIK Number 0001498161 Filed Document 0001498161-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Yett, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001629533 Filed Document 0001629533-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elmhurst Elmpros, LP See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001626279 Filed Document 0000898432-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DOAR Consulting Holdings LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629065 Filed Document 0001629065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varadero Alternative Fixed Income Fund, L.P. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628652 Filed Document 0000905718-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Partners LP See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001629213 Filed Document 0001629213-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ARROGENE, INC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WESTPARK CAPITAL and GVC CAPITAL CIK Number 0001403792 Filed Document 0001011034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighter Culture, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629584 Filed Document 0001629584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pleasanton Pharma Ventures I, L.P. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001629697 Filed Document 0001629697-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scryer, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001572293 Filed Document 0001572293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPH-1 The Edge Corp. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629654 Filed Document 0001629654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SCYFIX LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001408142 Filed Document 0001408142-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Culinary Agents Inc. See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554733 Filed Document 0001554733-15-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Elmhurst Elmpros, LP See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001626279 Filed Document 0000898432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NWC Investment Partnership IV, L.P. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $15,690,000 Associated Brokers / Dealers N/A CIK Number 0001629574 Filed Document 0001629574-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE SENIOR LOAN FUND LP See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456947 Filed Document 0001456947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Special Situations Fund I LLC See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
N P Design, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628910 Filed Document 0001376474-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
CAA Equity Incentive Series 2 LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628841 Filed Document 0001628841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Atlantis Real Estate Feeder, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629663 Filed Document 0001629663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Aeolus Property Catastrophe Spire Fund LP See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595867 Filed Document 0000899140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Perficio LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622736 Filed Document 0001622736-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cheddar Up, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628196 Filed Document 0001628196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
OhioHealth Sleep Services LLC See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $6,552,900 Associated Brokers / Dealers N/A CIK Number 0001629354 Filed Document 0000949265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sibling Capital Fund II-B L.P. See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001629421 Filed Document 0001629421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2015-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001264128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG TUSCANY RIDGE APARTMENTS L.P. See All Filings	D/A	2015-01-01 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001628924 Filed Document 0001628924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Local Market Launch, Inc. See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $1,500,033 Associated Brokers / Dealers N/A CIK Number 0001572058 Filed Document 0001572058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CELLO CREDIT OPPORTUNITIES DOMESTIC FUND, LP See All Filings	D	2014-12-31 14:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629448 Filed Document 0001013594-14-000734 Exclusions or Exemptions 506b Accepted Date 2014-12-31 14:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IntegriCo Composites, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590861 Filed Document 0001590861-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Connective Capital I Offshore Fund, Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001341241 Filed Document 0001095449-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Park Fund, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $4,792,000 Associated Brokers / Dealers N/A CIK Number 0001630510 Filed Document 0001630510-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Moderna LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $502,168,634 Associated Brokers / Dealers N/A CIK Number 0001592247 Filed Document 0001592247-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grow Solutions Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001628435 Filed Document 0001213900-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fortress Japan Opportunity Fund III (Dollar B) L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629202 Filed Document 0001140361-14-046856 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund III, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601525 Filed Document 0001601525-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rio Holding Co LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $24,050,000 Associated Brokers / Dealers N/A CIK Number 0001629636 Filed Document 0001629636-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
HDL THERAPEUTICS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $4,576,660 Associated Brokers / Dealers N/A CIK Number 0001569047 Filed Document 0001140361-14-046793 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR ARF Global Total Return Fund II, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538359 Filed Document 0001069288-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund