Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Florian Education Investors LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001578351 Filed Document 0001578351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MUGAR 4 HARTWELL LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001630107 Filed Document 0001630107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
One Clique, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $492,999 Associated Brokers / Dealers None CIK Number 0001630469 Filed Document 0001630469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wireless Seismic, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,498,506 Associated Brokers / Dealers N/A CIK Number 0001411017 Filed Document 0000950138-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forager Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539281 Filed Document 0001539281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contextuads, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001593498 Filed Document 0001593498-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001566602-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
FRB Bancshares, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001401831 Filed Document 0001401831-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Commonfund Strategic Solutions Equity Market Neutral Company, SPC See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001595938 Filed Document 0001595938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECKey Corp See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001462800 Filed Document 0001626937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
EVERGREEN USA LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001629993 Filed Document 0001629993-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Core Mt. Prospect Greens Apartments LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $8,730,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001630352 Filed Document 0001630352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dico, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001595552 Filed Document 0001477932-15-000303 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
After Hours Pizza Bar LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001629950 Filed Document 0001615774-15-000066 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLUE RIDGE BANKSHARES, INC. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $4,625,824 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000842717 Filed Document 0000842717-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Oy, Inc. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KitCheck, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $12,000,005 Associated Brokers / Dealers N/A CIK Number 0001580791 Filed Document 0001580791-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Cleveland LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $11,115,150 Associated Brokers / Dealers N/A CIK Number 0001630055 Filed Document 0001630055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PointState Fund LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509115 Filed Document 0000950142-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Local Store Identity, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001627250 Filed Document 0000950138-15-000038 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture51 Game Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,337,110 Associated Brokers / Dealers SILBER BENNETT FINANCIAL, INC. CIK Number 0001609033 Filed Document 0001609033-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Thompson Strategies, Ltd. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538627 Filed Document 0000919574-15-000259 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KH Acquisition, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $184,000,000 Associated Brokers / Dealers N/A CIK Number 0001630406 Filed Document 0001630406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silchester International Investors International Value Equity Group Trust See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303637 Filed Document 0001303637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS Brazil Real Estate Fund III - A LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001630170 Filed Document 0000947871-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALCYON FUND LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001214804 Filed Document 0001315863-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAKE CAPITAL OFFSHORE PARTNERS II, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630345 Filed Document 0000919574-15-000261 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTERTAINMENT ONE LTD. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001628301 Filed Document 0001140361-15-001609 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
MaritzCX Holdings LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630491 Filed Document 0001630491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Sliced Event Driven Fund, LP See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625746 Filed Document 0001625746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NBC Bancshares, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001450140 Filed Document 0001014108-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE SQUARE CHEMICAL, INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564365 Filed Document 0001564365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Banyan Rail Services Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000764897 Filed Document 0001181431-15-000865 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Fund, L.P. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630259 Filed Document 0001012975-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arro Supranano Ltd. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers None CIK Number 0001631221 Filed Document 0001631221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
142 West 36th Street REIT Inc See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001630393 Filed Document 0001630393-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PC Opportunity 3, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001629378 Filed Document 0001629378-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IFM Global Infrastructure (Offshore), L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001566602 Filed Document 0001566602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
BISLETT PARTNERS L P See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0000865719 Filed Document 0000865719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIRSPAN NETWORKS INC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001105542 Filed Document 0001209191-15-003580 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Assure Holding Corp See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers BMS Capital Advisory, Inc. CIK Number 0001629015 Filed Document 0001629015-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Walden Ridge 1112, LLC See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001630514 Filed Document 0001630514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
My Personal Network, Inc. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575473 Filed Document 0001575473-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, D.H. Hill Securities, LLLP, Much Wealth Management, Inc., and Whitehall-Parker Securities, Inc. CIK Number 0001534460 Filed Document 0001534460-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND CN FUND LP See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595957 Filed Document 0001405086-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners IV, L.P. See All Filings	D/A	2015-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625404 Filed Document 0001625404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid X Printed Metals, Inc. See All Filings	D	2015-01-12 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001577385 Filed Document 0001181431-15-000955 Exclusions or Exemptions 506b Accepted Date 2015-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity