Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SNUPI Technologies, Inc. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $1,516,074 Associated Brokers / Dealers N/A CIK Number 0001564651 Filed Document 0001564651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Maivene Fund LP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540389 Filed Document 0001540389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOCUSED INVESTORS FUND L P See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001380089 Filed Document 0001380089-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
KKR Real Estate Finance Trust Inc. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631596 Filed Document 0001631596-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KKR Credit Alpha Fund (US) L.P. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631456 Filed Document 0000950142-15-000177 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BHV Entrepreneurship Fund II, L.P. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001570374 Filed Document 0001570374-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Urban REIT Holdings, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631976 Filed Document 0001631976-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Randall Investment Partners, LP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600111 Filed Document 0001600111-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001436293 Filed Document 0000919574-15-000732 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Total Return Fund LLC See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487434 Filed Document 0001487434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caro-Kann Capital Fund LP See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631296 Filed Document 0001631296-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STILL WATER CORP See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001598136 Filed Document 0001598136-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
2101 RIO GRANDE REIT, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001632217 Filed Document 0001632217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Westbrook Real Estate Fund X, L.P. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001631611 Filed Document 0000950157-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series R-B See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631847 Filed Document 0001631847-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Warrant Fund Ltd See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542037 Filed Document 0001542037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CHATAQUA PARTNERS LLC See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161571 Filed Document 0000892712-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RICI Linked - PAM Advisors Fund, LLC See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Sterne Agee Clearing Inc, Wells Fargo Advisors, LLC, McDonald Partners LLC, and Stephens Inc. CIK Number 0001462567 Filed Document 0001462567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oak Summit Parallel Fund II, L.P. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001626628 Filed Document 0000897069-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maivene Fund LP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540389 Filed Document 0001540389-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edisun Heliostats, Inc. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised $2,699,998 Associated Brokers / Dealers N/A CIK Number 0001593780 Filed Document 0001593780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Euphrates Iraq Fund Ltd. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509327 Filed Document 0001012975-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Credit Alpha Private Investors L.P. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631454 Filed Document 0000950142-15-000178 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niobrara Lodge, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630693 Filed Document 0001140361-15-002901 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
2401 PENN AVENUE REIT, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001632221 Filed Document 0001632217-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
BrandSpins, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629861 Filed Document 0001629861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Dealpath, Inc. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $2,550,008 Associated Brokers / Dealers N/A CIK Number 0001631927 Filed Document 0001631927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-15-000736 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAMMO INC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445308 Filed Document 0001445308-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ESG Nexus Offshore Fund Ltd See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001610942 Filed Document 0000919574-15-000730 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-REX OIL, INC. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287900 Filed Document 0001065949-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Planet Labs Inc. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $69,999,963 Associated Brokers / Dealers N/A CIK Number 0001543165 Filed Document 0001543165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Financing VI LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001631588 Filed Document 0001631588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Sticky Technologies LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001631901 Filed Document 0001631901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Bluevine Capital, Inc. See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised $12,050,000 Associated Brokers / Dealers N/A CIK Number 0001585220 Filed Document 0001585220-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Peak Fund LP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562205 Filed Document 0000919574-15-000723 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Fund Ltd See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542038 Filed Document 0001542038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
1111 Third REIT See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631768 Filed Document 0001631768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LAZARUS INVESTMENT PARTNERS LLLP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001232118 Filed Document 0001140361-15-002878 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCA DIVERSIFIED ALTERNATIVES PORTFOLIO LLC See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388642 Filed Document 0001388642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
LA BRICKYARD REIT, LLC See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, SCOTT HARRISON, PATRICK J. WHELCHEL, and LORI MAYFIELD CIK Number 0001632223 Filed Document 0001632217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund I, LLC See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised $25,875,882 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Adelante Global Property Securities Fund LP See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371811 Filed Document 0001371811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GGV Capital SPV-A, L.L.C. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001630946 Filed Document 0001630946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Funds II SICAV See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001539799 Filed Document 0001140361-15-002955 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fio Corp See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001505558 Filed Document 0001140361-15-003028 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SPINLAUNCH INC. See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised $1,050,479 Associated Brokers / Dealers N/A CIK Number 0001631845 Filed Document 0001631845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Synsel Energy See All Filings	D	2015-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Catherine Sheridan CIK Number 0001628472 Filed Document 0001628472-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
HealthMed Corp See All Filings	D/A	2015-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Healthios Capital Markets CIK Number 0001630968 Filed Document 0001630968-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-01-27 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity