Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Storefront, Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $9,007,122 Associated Brokers / Dealers N/A CIK Number 0001604358 Filed Document 0001604358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Performance SmarteBuilding, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001465517 Filed Document 0001465517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spartacus Acquisition Holdings Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $123,938,247 Associated Brokers / Dealers N/A CIK Number 0001606637 Filed Document 0001606637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-CAMP CREEK, LP See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie, Russ Huffington, Kenneth M Devane, and Stephen C Pfaff CIK Number 0001601826 Filed Document 0001601826-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Bermuda) Fund I-A LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001605533 Filed Document 0001605533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $8,053,750 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FQR Alternatives II, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC and Citigroup Global Markets Inc. CIK Number 0001306355 Filed Document 0001140361-14-016723 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBIS Global Media Fund II See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605073 Filed Document 0000902664-14-002130 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgia Urology LIHC, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $440,730 Associated Brokers / Dealers N/A CIK Number 0001604560 Filed Document 0001604560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DIALED IN INC See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001427410 Filed Document 0001427410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Commonfund Strategic Solutions Real Estate Opportunity Fund 2014, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001605419 Filed Document 0001605419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadfin Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403662 Filed Document 0000919574-14-002623 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ORCHID SELECT LTD See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277081 Filed Document 0001140361-14-016595 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Universal Credit S.A. Compartment - ECM Loans See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,763,600,000 Associated Brokers / Dealers N/A CIK Number 0001605004 Filed Document 0001605004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merkle Group Inc See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $2,033,202 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners IV, L.P. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Park Hill Group LLC and Milestones Capital (ME) S.A.L. (Off Shore) CIK Number 0001604983 Filed Document 0001604983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
H2Sonics, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551166 Filed Document 0001551166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001541434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF PROTEIN INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Healthios Capital Markts LLC CIK Number 0000948555 Filed Document 0000948555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALPHAKEYS MILLENNIUM FUND II, L.L.C. See All Filings	D/A	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001519810 Filed Document 0001605447-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tachyus Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-14-016627 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mason Park Capital Partners, LP See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASC Queen Anne Galer LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $6,660,000 Associated Brokers / Dealers N/A CIK Number 0001605410 Filed Document 0001605410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRICKSTREAM Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $8,853,224 Associated Brokers / Dealers N/A CIK Number 0001217312 Filed Document 0001217312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Biotechnologies Corp See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $104,999,480 Associated Brokers / Dealers N/A CIK Number 0001478320 Filed Document 0001478320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACM FINANCIAL TRUST INC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $149,541,207 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Cerora Inc. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605445 Filed Document 0001605445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Concordia G-10 Fixed Income Relative Value, Ltd. See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603897 Filed Document 0001371269-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DP SLF II, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $3,501,450 Associated Brokers / Dealers No commissions paid CIK Number 0001604403 Filed Document 0001604403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Brigade Media, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001604907 Filed Document 0001604907-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Sense-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-04-14 00:00:00 UTC
Amount To Be Raised $260,516 Associated Brokers / Dealers N/A CIK Number 0001603692 Filed Document 0001603692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tunnel X, Inc. See All Filings	D	2014-04-12 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001605409 Filed Document 0001605409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
AntriaBio, Inc. See All Filings	D	2014-04-12 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001509261 Filed Document 0001140361-14-016656 Exclusions or Exemptions 506b Accepted Date 2014-04-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nelson Brothers BYU Apartments, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,507,000 Associated Brokers / Dealers Brian J. Nelson CIK Number 0001596485 Filed Document 0001596485-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 6, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001605391 Filed Document 0001605390-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pride of Austin High Yield Fund I LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451338 Filed Document 0001451338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FLSJV-SD-AD, L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers NONE - NO SALES COMP PAID CIK Number 0001598948 Filed Document 0001598948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Lone Star Fund IX (U.S.), L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001599400 Filed Document 0001181431-14-016069 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JULEP BEAUTY, INC. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $29,750,010 Associated Brokers / Dealers N/A CIK Number 0001384445 Filed Document 0001384445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $11,238,147 Associated Brokers / Dealers Kenneth Dayton and Richard Clouse, Jr. CIK Number 0001135856 Filed Document 0001135856-14-000154 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Armistice Capital Fund LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554349 Filed Document 0000919574-14-002603 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Special Situations IRA Fund LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517602 Filed Document 0001517602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECURUS, INC. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001454372 Filed Document 0001454372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACA Master Select Fund, LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605302 Filed Document 0001605302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund