Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BERGEYS, INC. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001345560 Filed Document 0001345560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Little Harbor Advisors, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001539639 Filed Document 0001539639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Ablative Solutions, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convenience Net Lease Portfolio DST See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $14,225,243 Associated Brokers / Dealers Inland Securities Corporation, Ramsey K. Reich, Scott D. Offerman, Ann H. Stewart, Robert R. Tweed, Eric A. Bicknese, Nathaniel M. Kuhn, Eric S. Scaff, Robert L. Hackenberg, Jr., Dwight K. Kay, Jennifer K. Arnold, Judy H. Scheibel, Joseph G. Michaletz, Robert L. Ford, Bruce S. Birke, and John G. Chess CIK Number 0001594316 Filed Document 0001594316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GRATIA CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562912 Filed Document 0000919574-14-000078 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennybacker III, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001595657 Filed Document 0001181431-14-001928 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Junto Offshore Fund Ltd See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0000902664-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ram Power, Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,366,796 Associated Brokers / Dealers Dundee Securities Ltd. CIK Number 0001522237 Filed Document 0001522237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MCRT Real Estate Investment Trust, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001595914 Filed Document 0001595914-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Camden Creeks Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers N/A CIK Number 0001595554 Filed Document 0001595554-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ahalife Holdings Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001486029 Filed Document 0001486029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueGem II LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $542,280,000 Associated Brokers / Dealers FirstPoint Equity Partnership LLP CIK Number 0001594789 Filed Document 0001594789-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Hampden Agencies Ltd See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351058 Filed Document 0001351058-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
CrossFleet, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001596093 Filed Document 0001596093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ChowNow, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001558379 Filed Document 0001140361-14-001221 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aeolus Property Catastrophe Spire Fund LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595867 Filed Document 0001595867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NB Crossroads Fund XX - Plan Asset Allocation LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566330 Filed Document 0001452732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Holdings L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $44,980,000 Associated Brokers / Dealers N/A CIK Number 0001595603 Filed Document 0001595603-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $Not Applicable Type of Security Equity
WM CAPITAL PARTNERS XXXIX, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001595416 Filed Document 0001595416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alexar Therapeutics, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001596494 Filed Document 0001596494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Euston Group LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595417 Filed Document 0001595417-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fenway HTM Partners, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001595977 Filed Document 0001595977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dreamfund Holdings, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594810 Filed Document 0001594810-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Hotel Rochester Ventures LLLP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,960,000 Associated Brokers / Dealers N/A CIK Number 0001595919 Filed Document 0001595919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
155 Passaic TEI Investors LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001591273 Filed Document 0001594089-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Medefile International, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000842013 Filed Document 0001013762-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mobile Fueling Solutions LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Mobile Fueling Solutions LLC(no compensation) CIK Number 0001596803 Filed Document 0000909012-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wasatch Microfluidics, Inc. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001541582 Filed Document 0001541582-14-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Anabatic Fund, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-14-000072 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outrider Onshore, LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294311 Filed Document 0000919574-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GDD HCAnalytics, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595892 Filed Document 0001595892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Grey Owl Partners, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TONOGOLD RESOURCES INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001337085 Filed Document 0001337085-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund IX, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not applicable CIK Number 0001584485 Filed Document 0001181431-14-001594 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Side Capital Offshore, Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mundane International Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rip van Wafels, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596009 Filed Document 0001596009-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes III Master Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001565775 Filed Document 0001565779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyber Risk Marketplace, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595890 Filed Document 0001595890-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Banyan Investments LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001566648 Filed Document 0001566648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AIT Bioscience, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595728 Filed Document 0001178858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Digital Arbitrage Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cardon Healthcare Holdings, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,083 Associated Brokers / Dealers N/A CIK Number 0001541460 Filed Document 0001541460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corinthian Equity Fund II, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001595872 Filed Document 0001595872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aeolus Property Catastrophe Keystone Fund LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564928 Filed Document 0001595867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001594089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HCM Venture Fund VII, LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001591686 Filed Document 0001591686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund