Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Southern Energy Group Sullivan #1-32 Joint Venture, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001596094 Filed Document 0001596094-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
WATERFRONT LAND INVESTMENTS FUND I LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $424,647 Associated Brokers / Dealers N/A CIK Number 0001394788 Filed Document 0001394788-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
STANFORD ALUMNI ANGELS EAST FUND 2013-C, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595030 Filed Document 0001595030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenview Equities LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594089 Filed Document 0001594089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pennybacker III Eagle, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001595654 Filed Document 0001181431-14-001938 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCC NC, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers RICHARD LEVENSON CIK Number 0001596039 Filed Document 0001596039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EZ LIFT Rescue Systems, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553191 Filed Document 0001553191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bear Creek Gold & Copper Co., LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001516017 Filed Document 0001516017-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Coro Mining Corp See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,169,002 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001329800 Filed Document 0001329800-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Adam Smith Ventures, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,571,840 Associated Brokers / Dealers ERNEST L. SMITH, DUVAN L. BROCK, JERRY E. DEMPSEY JR, JERRY L. PARRISH, JOHN H. LORD, MARK M. HEADRICK, and MARK C. PEDERSEN CIK Number 0001563621 Filed Document 0001563621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tricadia Credit Strategies, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARA CREEK GOLD CORP. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001352362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Physical Commodity Traders #1 LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555351 Filed Document 0001555351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Tech Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $636,520 Associated Brokers / Dealers N/A CIK Number 0001451512 Filed Document 0001477932-14-000052 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Franklin Templeton Emerging Market Debt Opportunities Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas John Dickson, John Carter Bailey, Jr., Daniel R. Veddern, Sr., and Brian Zeiler CIK Number 0001504957 Filed Document 0001504957-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Global Systematic Traders Fund #4 LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555352 Filed Document 0001555352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light in the Tunnel LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001181431-14-002317 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preserve at Wolf Laurel Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,114,600 Associated Brokers / Dealers N/A CIK Number 0001595543 Filed Document 0001595543-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners II (Cayman) Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509058 Filed Document 0000919574-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arjuna Income & Impact Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596022 Filed Document 0001596022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Capital Partners, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467583 Filed Document 0000919574-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tagwhat Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,345,389 Associated Brokers / Dealers N/A CIK Number 0001596098 Filed Document 0000950138-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Multi-Strategy Partners II LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509059 Filed Document 0000919574-14-000081 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Vision Development Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564262 Filed Document 0001564262-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
INTECH U.S. Managed Volatility Fund LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596014 Filed Document 0001596014-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONEWORK PARTNERS LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436452 Filed Document 0001436452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERGEYS REALTY CO See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001433864 Filed Document 0001345560-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Northeastern Ohio Hotel Energy Fund, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001596027 Filed Document 0000906318-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Joule Energy Reduction Asset Fund, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595739 Filed Document 0001595739-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOX RUN ALPHA FUND LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455434 Filed Document 0001455434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bullseye Disciplined Long Short Fund LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX Capital LLC CIK Number 0001513780 Filed Document 0001315863-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Multifamily Opportunity Fund I, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001595738 Filed Document 0001595738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DailyWorth.com, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001515407 Filed Document 0001515407-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AUA Private Equity Fund, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Kristina Maria Matthews CIK Number 0001595927 Filed Document 0001019056-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XX - Asset Allocation LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566326 Filed Document 0001452732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QCEPT TECHNOLOGIES INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001216948 Filed Document 0001216948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ifbyphone Inc See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001409264 Filed Document 0001409264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio IV DST See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $15,694,464 Associated Brokers / Dealers Eric A. Bicknese, Scott D. Offerman, Robert J. Luna, Jeremy A. Kisner, Mark L. Lopez, Jeffrey S. Anderson, and Thomas D. Sanders CIK Number 0001595642 Filed Document 0001595642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Tricadia Credit Strategies, Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378528 Filed Document 0001378527-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Heuresis Corp. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001596224 Filed Document 0001596224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVUS PHARMACEUTICALS, INC. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411879 Filed Document 0001144204-14-000871 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,625,000 Associated Brokers / Dealers GVC Capital CIK Number 0000727346 Filed Document 0001011034-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Immedia Semiconductor, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $12,892,857 Associated Brokers / Dealers N/A CIK Number 0001595922 Filed Document 0001595922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fenway HTM SponsorCo, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,390,841 Associated Brokers / Dealers N/A CIK Number 0001595990 Filed Document 0001595977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mark One Lifestyle, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,635,103 Associated Brokers / Dealers N/A CIK Number 0001595869 Filed Document 0001595869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Egerton Capital Equity Fund PLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501224 Filed Document 0000919574-14-000085 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners II (Cayman) Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509058 Filed Document 0000919574-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERKINS & WILL INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,265,734 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0000077558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Argenta Private Capital Ltd See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Trent Alloy, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001596012 Filed Document 0001596012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity